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Was GameStop's Rise Actually Orchestrated By Hedge Funds? (washingtonmonthly.com) 121

Robert J. Shapiro advised senior members of the Obama administration on economic policy, and served as an Under Secretary of Commerce under Bill Clinton.

Now a senior fellow at the McDonough School of Business at Georgetown, he's suspicious of the surge in GameStop's stock price: Allegedly, this is the tale of scrappy, small online day traders buying shares of a beleaguered company to thwart a hedge fund scheme to take it down... Yet, certain facts are publicly available, including GameStop's daily trading volume, its daily prices, the number of short sales of its stock, and how many shares are held by big institutional players. Those facts suggest that the Reddit online traders have been on the sidelines of a trading war among a handful of big institutional investors. The SEC should subpoena the records because the hard data also suggest that some big players may be using trading strategies used in the past to manipulate stock prices...

Unless most of the Reddit bunch have assets in the top one-tenth of one percent of Americans, they were mere bystanders to last week's trading of 682 million shares at an average price of $218.20 — purchases totaling nearly $150 billion in a wildly volatile market. Only institutional investors have such resources to trade stocks, not self-styled populists with Robinhood on their iPhones. Since most big players are regulated public corporations with fiduciary responsibilities to avoid the enormous risks involved in this high-stakes game of chicken, the GameStop players almost certainly are all lightly regulated hedge funds. The trading volume and price gyrations also suggest that those hedge funds may be manipulating the market...

[S]ome 20 million or more of the GameStop shorts were never borrowed and never delivered to their buyers. They were what the SEC calls "naked shorts." The SEC has banned naked shorting as abusive market manipulation because large-scale naked shorting artificially drives down a stock's price. Given the volume of short sales and overall trading in GameStop, large-scale naked short-selling was clearly involved when GameStop's share price fell $153 last Wednesday (from $347 to $194) and again this Monday when the price plummeted from $325 to $225... The data also suggest a bigger story of possible manipulation involving the huge increases in GameStop's share price. The wild swings in those share prices reflect hundreds of millions of shares being traded each day, mostly in big blocks and presumably from one hedge fund to another. When the price rose, one fund got out and took huge profits while another bought in, expecting the price to rise further, and yet another sold short, expecting the price to fall...

In effect, hedge funds may have manipulated GameStop in opposite directions, wringing out profits daily or even two or three times a day. If this is correct, the GameStop saga is not some populist uprising but a rolling version of "pump and dump," a classic form of manipulation and naked shorting.

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Was GameStop's Rise Actually Orchestrated By Hedge Funds?

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  • by VeryFluffyBunny ( 5037285 ) on Sunday February 07, 2021 @04:50AM (#61036590)

    ...and you don't know who the mark is. You're the mark.

    It should've been clear from the start & was made clearer by people who understand the game & spoke out publicly about it that the Robinhood traders on their smartphones were more like the kid sitting in the back seat of the car with a toy steering wheel.

    • by geekmux ( 1040042 ) on Sunday February 07, 2021 @04:58AM (#61036604)

      ...and you don't know who the mark is. You're the mark.

      It should've been clear from the start & was made clearer by people who understand the game & spoke out publicly about it that the Robinhood traders on their smartphones were more like the kid sitting in the back seat of the car with a toy steering wheel.

      "...20 million or more of the GameStop shorts were never borrowed and never delivered to their buyers. They were what the SEC calls "naked shorts." The SEC has banned naked shorting as abusive market manipulation because large-scale naked shorting artificially drives down a stock's price.

      The mark here, is the SEC. Clearly they don't know what the fuck they're doing, because this policy sure as hell didn't stop a damn thing.

      Either that, or the corruption goes far deeper, and the SEC has been bought off. If the SEC refuses to punish those who perpetuated millions of naked shorts, you have the confirmation.

      • by MrL0G1C ( 867445 ) on Sunday February 07, 2021 @05:37AM (#61036658) Journal

        They know exactly what they're doing - nothing and deliberately so. The SEC are not investigating their rich pals, nudge nudge wink wink, because they want to be paid huge sums themselves when they walk through the revolving doors.

        They might OTOH investigate some redditors and throw a couple in prison as a message not to mess with wall street fat cats.

        Cynical, maybe, true, probably.

        • It's rare the big rich guys are doing these kinds of things. Because it's a winner takes it from a mark scenario and the mark is almost always a big rich guy. They are the only ones with enough to take.

          There are plenty of legal ways for players at that level to keep gaining wealth. You only need to see the custom deals that Mr Buffett signs to get an idea.

          It's usually a new, desperate, or failing player with little to lose that tries these things. And that guy is at best medium rich. These guys increase d

      • The illegal shorties were the big losers.

        The SEC failed to stop them, but they screwed themselves, so I don't see a big problem.

        There should be a thorough investigation and criminal penalties, but the shorties have already paid a $30 billion "fine".

        • by zidium ( 2550286 ) on Sunday February 07, 2021 @08:02AM (#61036868) Homepage

          That was in the first run up.

          We’re talking about the run down, which was 100% illegal and collusion.

        • You didn't read the article, but in this case, golly. Don't comment if you didn't read it, people, it is full of numbers and you don't want to look as stupid as ShanghaiBill!

        • by DrXym ( 126579 )
          The "illegal" short sellers were doing everything by the book and I wouldn't be surprised if their automated systems kicked in to mitigate their losses, capitalise on idiots being too slow to sell up and emerged down but not massively so. The only people to profit from this are the ones who instigated this little pump and dump. The others who got in late without having a clue what they're doing are the losers. I bet many of them bought in huge, maybe even borrowed on margin and are looking befuddled at all
      • by BytePusher ( 209961 ) on Sunday February 07, 2021 @08:36AM (#61036930) Homepage
        I've worked in trading for a long time. I've always sought to comply with both the letter of the law and the spirit. But honestly, whenever the SEC came to review my software and the company's record keeping I felt like if I'd wanted to I could have told them anything and they'd believe it. I can't say it's entirely their fault for being so gullible, but I was shocked that they seemed shocked at us not obfuscating our transactions. These records were largely focused on short sales and whether we had gotten clearing approvals to borrow. So exactly this issue...
        • by orlanz ( 882574 ) on Sunday February 07, 2021 @09:06AM (#61036994)

          There are systems at the SEC and your competitors to corroborate your story. You guys have your private book but the public ledger has to match up to what you say.

          Then there is the fact of just how much of a influencer you are on the general market. Finally, even if you influence the market, if you are doing it at the benefit of the general holders, it's considered a good thing*.

          It's all a risk assessment. You don't spend as much time on smaller funds, smaller stocks, entities with good history, normal success, or highly spread out exposure. This is true for all forms of QC and audits; from your toothbrush, CPU, to parts on satellites.

          Granted there were plenty of places where the SEC messed up. Worldcom, Enron, L3, etc.

          * = good thing has to do more with information transport and transparency than moving a security in a specific direction. Shorting, like all legal trades, are considered good as it provides a valid opinion on the valuation of a security.

        • I've always sought to comply with both the letter of the law and the spirit.

          Note that complying with the spirit of the law may leave you in serious trouble if and when things go south. The courts (and the lawyers) observe the LETTER OF THE LAW. The spirit is meaningless to a lawyer or judge....

      • The policy didn't work because, apparently, the penalties are not stiff enough. The punishment for failure to deliver is to lose your ability to short plus (sometimes) a small fee. For the types of profits that would have been reaped, it very well may be worth paying the failure-to-deliver penalty.
        • You also lose any profits of those transactions. And losing that reputation really hurts because the system is based on everyone being honest within the rule set. People will not lend to you or raise interest rates or leave you out in partnerships.

          • Are you sure about this? I'm not aware of those types of penalties being imposed.
            • Disgorgement. Many times used in shorting cases.

              The SCOTUS recently limited this power. Haven't read the full details (if anyone did, please educate me) but basically they said funds that don't go back to those hurt are equal to fines rather than equivalent to restitution.

              Seems fine at first but that means it gives the wrong doers more wiggle room. They already negotiate the fees, sentencing limits, and restitutions anyway. Big firms with good lawyers are now more empower. Before, the SEC could take all pro

      • by magzteel ( 5013587 ) on Sunday February 07, 2021 @09:04AM (#61036986)

        ...and you don't know who the mark is. You're the mark.

        It should've been clear from the start & was made clearer by people who understand the game & spoke out publicly about it that the Robinhood traders on their smartphones were more like the kid sitting in the back seat of the car with a toy steering wheel.

        "...20 million or more of the GameStop shorts were never borrowed and never delivered to their buyers. They were what the SEC calls "naked shorts." The SEC has banned naked shorting as abusive market manipulation because large-scale naked shorting artificially drives down a stock's price.

        The mark here, is the SEC. Clearly they don't know what the fuck they're doing, because this policy sure as hell didn't stop a damn thing.

        Either that, or the corruption goes far deeper, and the SEC has been bought off. If the SEC refuses to punish those who perpetuated millions of naked shorts, you have the confirmation.

        The author assumes "some 20 million or more of the GameStop shorts were never borrowed and never delivered to their buyers" because there were "15 million more shares allegedly borrowed than existed in the entire market".

        He is not taking into consideration that the same shares can be borrowed and sold short multiple times. This article from nearly a year ago, about TSLA and GME shorting, covers it well: https://www.nasdaq.com/article... [nasdaq.com]

        "A stock that's sold 100% short seems to defy logic, but it is technically possible due to how short-selling works.

        Short-selling involves borrowing shares from someone who owns it, selling them, and waiting to buy those shares back at a lower price.

        Here's the quirk: shares can be lent more than once. If a short-seller borrows shares from one brokerage and sells to another brokerage, the second brokerage could then lend those shares to another short-seller. This results in the same shares counted twice as "shares sold short."

        Many of GameStop's shorted shares may have been borrowed, sold, and borrowed again, producing the 100.6% ratio of shorts to shares outstanding.

        This rarely happens, but it has happened before."

        • Those same people think fractional reserve banking (which is the same concept and math) is banks "printing money out of thin air"

        • The author assumes "some 20 million or more of the GameStop shorts were never borrowed and never delivered to their buyers" because there were "15 million more shares allegedly borrowed than existed in the entire market".

          He is not taking into consideration that the same shares can be borrowed and sold short multiple times.

          Indeed. To actually get a sense for problems with shorts in a name, one needs to look at failures to deliver, conveniently tracked on the SEC website [sec.gov], though not published in realtime. Data for the recent action in meme stocks is not yet available.

          If you see a name with a high proportion of its shorts failing to deliver, then there is something to talk about. To check, one has to combine this dataset with a short interest dataset.

      • Or it doesn't. Read even the summary:

        The wild swings in those share prices reflect hundreds of millions of shares being traded each day, mostly in big blocks and presumably from one hedge fund to another. When the price rose, one fund got out and took huge profits while another bought in, expecting the price to rise further, and yet another sold short, expecting the price to fall...

        The SEC's job is to contain some of the market volatility from affecting the broader market and the little guy, but they give pretty free reign to wealthy people to take the risks they want. Who's getting hurt in this? Gamestop as a corporation can't like this, but they're not getting any funds nor is it taking out of their bank account (unless they're selling some shares at the high), so it's not going to change Gamestop's fundamental business situation. Small guys

        • by PPH ( 736903 )

          Nothing big happened, and the SEC let's the big boys play and take risks if they so choose, so what's the problem here?

          The problem is that we no longer have the Glass-Stegall Act to protect banks from games that "the big boys" play. That was one of the root causes of the 2008 crash. And it has contributed to these sorts of games which depend heavily on margin buying and other types of leveraged contracts. Which are all disguises put on bank lending.

          Sure. Let the big boys play. But my bank is allowed to hold such contracts on their books as collateral and count them towards their capital margins. And if this paper's value s

        • The problem is the Big Boys don't gamble with their own money, they use ours.
        • Who's getting hurt in this?

          The little guy.

          The story is good because the little guy did trigger this

          Yeah, the little guy triggered this. innocent eyes

          Many "little guys" leveraged themselves to the maximum for this. How do you think they will extricate themselves without losing everything? Or do you maintain that Gamestop and AMC are good value long term investments at the prices those stocks were purchased?

    • by AmiMoJo ( 196126 )

      Have any Reddit users lost out on this? Some definitely make a small fortune off it but I'm not seeing complains that any really lost out. Maybe a few who were late to the party.

      The big losers are the hedge funds, so I guess they were the marks.

      • Last week's major and steady drop in GME on low volume at the same time as a major falloff in short interest in the stock tells me that hedge funds were closing their short positions off exchange. It's perfectly legal to trade stock off exchanges, just a lot less convenient. A hedge fund beats the bushes for troves of a given issue held by grandmothers who clingt the belief that game stores are going to make a comeback someday. Such people are only too happy to find someone wiling to buy them out at a price

      • LOL because people brag when they win, and slink off when they lose.

        How long will you be visiting this planet for? Are you parents traveling with you?

      • by N1AK ( 864906 )
        There will have been big losers who were buying actual shares (not just hedge funds that shorted). People were buying the shares all the way up to $500(ish) and it's now around $63. In theory you haven't lost money if you bought at $100 and haven't sold yet, but you also haven't made money if you bought at $40 and haven't sold yet either. Based on the volumes of trades when the stock was well over $100 there must have been at least a few billion in realised and unrealised losses by now (matched by a few bil
    • On the other hand, at a poker table you don't have to be the best player. In a cash game, being good enough (and knowing who is better than you) can lead to some pretty good returns. So the people who knew it was unsustainable who got in early enough made some very nice bank for themselves.

      I didn't participate (I figured by the time I heard about it it was too late, which in hindsight kept me from making about 25%), but some RH traders on their phones made great gains.

    • Isn't Robinhood owned ultimately by a hedge fund? Even if through an intermediary? Could it be once they pumped the stock and then froze their 'customers' it allowed the hedge funds to do their thing through their own brokers. It seems like once it pumped it would be the best of times to short the stock. So yeah, it makes sense the hedge funds were in on it. Maybe it would be better if Wall Street operated its trades using humans once again so that computerized mayhem, and way too rapid changes (too rapid
    • by DrXym ( 126579 )
      Quite. But it's amazing how impervious people can be to common sense. They bought into stupid little conspiracies about shortsellers being evil, about Robin Hood blocking trades because they're evil (as opposed to cash flow issues), about Gamestop being an awesome investment (in spite of). These morons did everything in their power to buy into this con and the really stupid ones are holding onto their massively overvalued stock wondering why their profits haven't materialised.
  • It is doing far, far too much damage to the economy and the people doing it produce nothing that would offset things.

    • It is doing far, far too much damage to the economy

      What damage has it done?

      Some idiots lost their own money. How does that hurt anyone else?

    • It is fine for the high flyers to play their games , but they should make side bets against each other not drag in regular investors. Equities and bonds good for capital allocation but large scale manipulation sours it for the regular Main Street investors.
    • Re: (Score:3, Insightful)

      by thegarbz ( 1787294 )

      The economy is completely unchanged as a result of what just happened.

      • Not quite. AMC was about to go bankrupt but could now transform its debt into shares. It may survive and even thrive because of this.

        • by jeremyp ( 130771 )

          Its share price is nearly back to where it was before the hype. Even at its peak everybody knew what was happening and only an idiot would exchange AMC debt for shares at the peak price.

          • Yet, that is what Silver Lake Partners did with $600 million of debt. I expect they managed to sell off at least some of it. Has they not done this they would have probably lost almost everything in the bankruptcy.

            • by hawk ( 1151 )

              convertible debt tends to be convertible at a predetermined number of shares for unit of debt, rather than a dollar price of stock.

              So if you hold $400b of debt convertible to shares currently worth $300b, you don't convert it. If the stock shoots through the roof, going up by a factor of ten, you can trade your $400b of debt for $3T in cash, and immediately sell it.

          • Comment removed based on user account deletion
          • by N1AK ( 864906 )

            Its share price is nearly back to where it was before the hype

            GME's stock price is currently ~4x the value before the hype, which is clearly quite different. Whether it will continue to fall back down or not...

        • by gmack ( 197796 )

          In the short and possibly medium term, that's true. But long term, AMC hasn't found a fix for the underlying issues that caused that mountain of debt in the first place. There is a high likelihood that 5 to 10 years down the right AMD is in the same place.

          • I tried to find the history of that "mountain of debt" and I can't figure out if it is due to past operating loses or issued to purchase competitors but it seems to be the latter. The company was making money pre-pandemic just not enough money to make up for past financial mistakes. The success or failure of the company post-pandemic will be based on (a) whether people want to go to movie theaters as opposed to just watching at home and (b) whether interest payments can somehow be reduced so that they don
            • AMC lost approximately 1 billion in just one quarter due to the pandemic. I believe the big issue is they have high overhead (mostly rent or property taxes) and modest margins. So, they didn't have a large cash reserve to see them through a year of no movies.

              Although I've also heard that movie attendance was already dying off, so I have no idea.

        • AMC had already gotten it's creditors to agree to a debt-to-shares conversion. This just changed the ratio, hurting the lenders and helping the other AMC owners.

        • China increased their ownership back over 50%, and they controlled over 65% of voting stock already. It isn't possible for them to survive, because a 5-year-plan does not work in a non-managed economy.

          Their purpose is not to survive as a company, but to control what ideas are expressed in US theaters. They can't be managed for economic success; they're only managed to die slowly to stretch out the effects.

  • No shit (Score:4, Informative)

    by fred911 ( 83970 ) on Sunday February 07, 2021 @06:06AM (#61036716) Journal

    Once you read news about price action on a security, you're too late. News is designed to attract the bait, so the players can sell into the mania. The one's that got played, are the last ones out. Institutions guaranteed designed the mania, and have been net sellers. They just don't list orders of any quantity retail buyers or sellers can see.

    • I believed (and believe) that once you read about it it's too late. However, I've missed out on a couple of huge opportunities by following that rule. BitCoin, Tesla and GME were all in my newsfeeds in time for me to get a lifechanging, amazing and good return respectively.

      The only one that really hurts is BitCoin. The only solace is knowing I would have hopped off at 100x returns.

    • According to the article, institutions were both buyers and sellers once GameStop got into triple digits. The redditors don't have enough cash to be driving it from double digits all the way up to $500/share.
  • Are plainly illegal trades. But the real question is how, in this day and age, when NSCC clears, verifies and transfers securities in real time and is regulated by the SEC, could our system even permit a naked short.

    There is absolutely no reason that the system shouldn't also clear the loan to the borrowers that are looking to sell short.

    Something tells me this has been an open secret for quite a long time. I mean, as long as you buy to cover something that you didn't even borrow to sell to the market, who

    • Something tells me this has been an open secret for quite a long time. I mean, as long as you buy to cover something that you didn't even borrow to sell to the market, who would know.

      It will be known as proven by the fact that it is know here. Securities trades are settled three days after the trade. Unless the short and repurchase happen the same day, you will be expected to deliver at T+3 (3 days after the trade) but won't receive the shares you need to actually deliver until 3 days after whenever you repurchased.

      The SEC publishes fail to deliver data. https://www.sec.gov/data/foiad... [sec.gov]

      TFA doesn't tell us what the *expected* FTD rate is (it's always non-zero) so I can't tell if

      • by fred911 ( 83970 )

        ''Securities trades are settled three days after the trade.''

        Wow.. thanks. I always assumed the clearinghouse verified and assured the execution. And I do realize that some brokers would require more time for settlement. Your post makes it very clear that brokers are actually allowing customers use of the liquidity as soon as it's show cleared by the exchange. So in effect they will always have a major float awaiting final settlement.

        On short limit orders in a volatile market especially one that's not liste

        • You are on the right track but these are two different things. It's very hard to short a non-listed security (i.e. one that trades over-the-counter rather than on an exchange). It's high risk for both the trader and the broker as it may be impossible to cover a short position because there could simply be no shares for sale. I don't trade OTC stocks and know almost nothing about the rules

          For stocks traded on an exchange, the settlement is at "T+3" partly for historic reasons (you had to mail paper shar

          • by fred911 ( 83970 )

            ''On the other issue, I don't think it was "market makers" who were entering limit orders with no intention to execute. ''

            I think it was Nasdaq. Maybe my terminology is somewhat dated. There used to be a time when a listed security was considered one to be traded NYSE or AMEX where a specialist is the only one making market. If I remember correctly you could only see the bid/ask and size, but not the depth of the orders like L2 quotes show. The specialist could trade from his account but couldn't front run

            • This is not my area of expertise but this was covered in MBA school. The exchanges had designated market makers/specialists on the floor. They always had to have a bid/ask. Traders with orders would go to the pit where a particular stock was traded. There was verbal shouting of bids and asks and two traders would often do a deal among themselves without even involving the specialists. That's how the floor worked two and a half decades ago. I'm not sure how things are now.
              • by fred911 ( 83970 )

                Neither is it my area of expertise, surely there are institutional trades that I don't think are necessarily reported on any quote system. The only metrics that were available when I traded was the quantity of institutional calls for a specific security.

                I always pictured a trading pit as where options are traded, but surely the floor at NYSE was the same [before covid]. And I never considered traders on the floor making an exchange without involving the specialist, but what you say makes sense, and we do ha

    • There is nothing in the system intended to prevent breaking SEC rules.

      You imagine there is some giant Chinese-style firewall, but there isn't. It doesn't work that way. Little effort is made to prevent you from breaking the law.

      Everything is recorded, though. Enforcement happens later, when you don't follow the rules.

      There is no "open secret," you're just making up details, and then making up other details to explain why nobody knows about it. If there wasn't a complaint from somebody big, nothing got inves

  • by thegarbz ( 1787294 ) on Sunday February 07, 2021 @06:45AM (#61036756)

    TFH postulates that hedge funds made the stock price shoots up.
    TFS describes illegal tactics used by hedge funds to bring the price down after it shot up so they don't lose any more money.
    TFR (The Fucking Reality) describes hedge funds making very very real losses in all of this.

    • by jeremyp ( 130771 )

      Gamestop peaked at around $400 and is now at around $60. You think the hedge funds lost money? As TFA states , they probably made a killing, probably using illegal need shorts.

      • by jeremyp ( 130771 )

        s/need/naked/

      • You think the hedge funds lost money?

        Nope. Not think. Hedgefunds lost a lot of money. That much has been demonstrated in all analysis and official numbers so far. The illegal shorts were used to limit the very real losses these companies suffered. Shorting stock is not like holding actual stock where your profit or loss is determined on the day you sell.

    • Hedge funds aren't monolithic. They primarily are playing against each other for shares of a pot. It's not zero sum because investments in total usually go up. But the speculation aspect that is the reason people invest in hedge funds as opposed to index funds is zero sum.

  • Small and naïve investors were led by dishonest people, some of them billionaire, to do a stupid thing, using populism to poison their minds. As a result, small fishes lost money, big fishes earned money, and nothing has changed for Gamestop, whose problem is their outdated business model, something that no amount of financial speculation will change.
    • nothing has changed for Gamestop, whose problem is their outdated business model, something that no amount of financial speculation will change.

      What's funny is that that's wrong. The speculation brought them attention and led to some serious people joining their e-commerce team to try to turn them around.

      Also, is it really outdated? Pre-pandemic I saw a lot of GameStop business.

  • by Parker Lewis ( 999165 ) on Sunday February 07, 2021 @07:25AM (#61036818)
    Big funds didn't start the wave, but for sure they surfed on it.
    • by teg ( 97890 )

      Big funds didn't start the wave, but for sure they surfed on it.

      Some got caught in the squeeze, others surfed on it. If there was any way I could have bet that "Gamestop is going to be significantly lower than 400 USD per stock in 6 months", I probably would. have done it. Because while knowing the price in the short term was hard, long term I see it as a failing business as the market evolves towards and no-one sane would say that the underlying long term value of the stock was within an order of magnitude of 400 USD.

  • They just like the stock (and realized it was cheap and naked shorted to a hilarious level so they assfucked it because LMAO). Don't believe fake news when it comes to anything relating to stocks, people will vomit all sorts of lies to control the market.

  • by 140Mandak262Jamuna ( 970587 ) on Sunday February 07, 2021 @08:10AM (#61036884) Journal
    People who actually trade have strict definitions for terms. For example they distinguish between selling shares short, buying puts, selling calls. They are all bear bets. But first one is a sale of security without any expiry date. As long as you have the collateral including margin, and the willingness to pay the fees, you can keep it open and try to ride out the storm. The last two are option trades, with a definite end date. Buyer of option have limited down side potential, max they can lose is the cost of the options they bought. Sellers of call options have theoretically unlimited down sides. Sellers of put option have a very large but finite down side.

    SEC defines naked shorting as selling a share without borrowing it. It is illegal. People casually conflate this with selling call options without a hedge to limit the down side potential. That is hedging, not naked shorting.

    The gamma instability seems to be systemic. People buy deep out of money calls far into the future. The market maker calculates the odds and prices the call based on the well known security pricing formula. Once sold, anytime the price of the stock increases, (delta), the seller (writer in their parlance) needs to buy a few more shares because the odds of the call getting assigned has increased. This act of the broker buying the share increases the price of the share, (gamma), triggering another round of buying by the people who wrote the calls. Usually each of the delta, gamma(delta), delta(gamma(delta)) recursion diminishes and vanishes eventually.

    But, when the time duration is very large, and if the strike price is very very deeply out of money, there could be an instability, and the sequence, delta1; gamma1=gamma(delta1); delta2 = delta(gamma1), delta2 >= delta1 happens. Then all hell breaks loose. The positive reinforcement has no real limit, the price can increase exponentially, due to high frequency trading before there could be any intervention.

    This seems to have happened to Tesla. And then to Gamestop.

    Caveat: I am not a trader. This is my understanding of random reading from reddit and tweets from S3 partners https://twitter.com/ihors3 [twitter.com] and reflex research https://twitter.com/ReflexFund... [twitter.com] It is very likely I have misunderstood or missed some key factors in the narrative I have constructed to make sense of what I saw.

    • I'm not a trader but I think much of this is accurate or at least options pricing is. I don't think that anybody who write deep out of the money calls is going to go and purchase shares as long as those calls are way out of the money. The writer might have some stop-limit mechanism to purchase shares in order to, well, limit their losses. But not necessarily. They may have a call-spread where they use the proceeds from the calls they wrote to purchase even-more out-of-the-money calls. This limits their
      • I'm not a trader but I think much of this is accurate or at least options pricing is. I don't think that anybody who write deep out of the money calls is going to go and purchase shares as long as those calls are way out of the money. The writer might have some stop-limit mechanism to purchase shares in order to, well, limit their losses. But not necessarily. They may have a call-spread where they use the proceeds from the calls they wrote to purchase even-more out-of-the-money calls. This limits their losses and they are still guaranteed a profit as long as the stock doesn't end between the two prices. But even then they may be able to profit by closing out the position and having benefited from the time decay.

        The sellers may well have hedged, but it's hard to measure. Let me explain...

        The call writer is likely an options market maker (e.g. Peak6). They will have done much more options trading in GME than just writing a single set of calls. Whoever is responsible for maintaining the GME options book will aggregate the delta of those written calls along with all other positions resulting from GME option trades. Generally they will then trade shares sufficient to keep the total delta within some reasonable boun

        • Thank you. If I understand you right, it is not a systemic risk, the call writers are aware of the possibility and have standard procedures to handle it. They probably mismanaged GME, or probably blindsided by the speed of movement.

          Feeling a little relieved.

          • Thank you. If I understand you right, it is not a systemic risk, the call writers are aware of the possibility and have standard procedures to handle it. They probably mismanaged GME, or probably blindsided by the speed of movement.

            Feeling a little relieved.

            Yes, the term of art for this is "gap risk". There are even stochastic option-pricing models that explicitly include price jumps, and for option that are close to expiration they can be useful in distinguishing "hedgeable" delta from jumps in stock price that cannot be hedged in the way Black-Scholes likes to assume.

        • Yes this all makes sense to me. But where I am going to struggle a bit is that, it seems, that writing a far-out-of-the-money call doesn't contribute much delta. The delta tends to come from near-the-money positions? Is that correct? The OP indicates that the call writer has to buy shares based on price movement. You point out that, strictly, they don't have to do so and that the hedging costs them money but that is probably splitting hairs. This would seem to be especially true if they have written o
          • ... writing a far-out-of-the-money call doesn't contribute much delta. The delta tends to come from near-the-money positions? Is that correct? The OP indicates that the call writer has to buy shares based on price movement.

            The highest-delta positions are in-the-money options. However, those have small "gamma", so the size of necessary hedge does not move with price very much. Far out-of-the-money options have both small delta and small gamma.

            ...do options market makers have to trade the way that the market makers in actual stocks have to have a bid/ask?

            Not really, though you will find many are registered market makers for the underlying stocks, with the associated quoting obligations in the stock.

            And if they were selling way more calls than puts, wouldn't then adjust their price on the calls?

            Oh absolutely. This will have been built into the company's automated options quoting systems, generally by adjusting the implied vol curv

  • That is assuming that the Reddit group doesnâ(TM)t have large numbers of professional traders to begin with.

  • Rich and poor do not play the same game, even though they seem to be hanging in at the same arena.

    When a poor guy loses, they go bankrupt. When a rich guy loses he is "bailed out".
    Even when the poor guy was finally bailed out (2007 mortgage crisis), the big guy was taken along with the ride, and actually got largest bail outs.

    What was the saying: private gains, socialist loses. Something like that.

  • The people who'll most lost out from Gamestop (or similar ventures) will be the idiots who bought into this little pump and dump after it gained some publicity. The shortsellers weren't the enemy, people's own gullibility was.
  • by Tony Isaac ( 1301187 ) on Monday February 08, 2021 @12:18AM (#61039122) Homepage

    The rise and fall of GameStop was entirely predictable.

    First, viral posts on Reddit induce clueless small-time "investors" to buy GameStop stock, puffing up its value. There was never any way the value could stay sky high, it wasn't justified by the fundamentals of the business.

    Now why are we all shocked that the stock price has tanked?

    The same people who bought into the crazy buying binge, are probably the kind of people who would believe conspiracy theories, or make them up to cover their own silly mistakes.

  • by account_deleted ( 4530225 ) on Monday February 08, 2021 @02:56AM (#61039336)
    Comment removed based on user account deletion

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