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EU Businesses

EU Set To Ban Trading Practice Helping Power Meme-Stock Mania (bloomberg.com) 45

The European Commission is planning to ban payment for order flow, paralleling potential U.S. moves to stem a practice that hit the headlines during the meme-stock mania. From a report: A forthcoming review of the Markets in Financial Instruments Directive will include a ban amid other measures to increase transparency, such as a consolidated tape of information about transactions, people familiar with the matter said. The U.S. Securities and Exchange Commission is separately weighing a ban on payment for order flow, in which trading firms pay retail brokerages to execute their trades. Regulators are concerned that video-game like prompts have encouraged excessive trading on app-based brokerages that fueled a explosive surge in value for GameStop Corp. and other stocks this year. While the day-trading frenzy is far more muted in Europe than the U.S., the practice of zero-commission trading is starting to cross the Atlantic. That prompted the bloc's markets watchdog to warn firms and investors in July of the risks arising from payment for order flow.
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EU Set To Ban Trading Practice Helping Power Meme-Stock Mania

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  • A spokesperson for the European Commission declined to comment.

    Sure, you didn't think they would admit that the goal is to keep the power out of the hands of individual investors, did you? They have no way to influence the market save through an intermediary.

    • by Luthair ( 847766 ) on Tuesday November 09, 2021 @10:00AM (#61971139)
      I think you'll find this is actually this is a practice where large middle men are gouging individual investors for pennies per stock per trade - https://en.wikipedia.org/wiki/... [wikipedia.org]
      • by spun ( 1352 ) <loverevolutionary&yahoo,com> on Tuesday November 09, 2021 @10:07AM (#61971151) Journal

        Yeah, that's what makes the article so... odd. So there's a ban. And "other things" that "increase transparency." But the ban is on, just like you say, a practice that harms individual investors. So what's this about "Regulators are concerned that video-game like prompts have encouraged excessive trading" then? Seems disconnected from the rest of the article, which is itself worded a little strangely.

        It's almost as if Bloomberg.com (run by billionaire investor Mike Bloomberg) wants you to think this move is in response to something the retail investors are doing, when in actuality, it's regulation of a shady practice the brokers are doing.

        Almost. As if.

        I wonder why?

    • What the EU is trying to prevent is that retail investors are screwed. The "zero cost" platforms are not "free". They sell the trades to a brokerage that gives a kickback to the platform, that is how they make their money, and make a trade that is the most beneficial to the brokerage. So the retail investor that doesn't know this think they trade for free but in facts gets screwed over twice. I think the EU is right in getting more regulation and transparency in place.
    • As somebody who does deal with the market the idea that this takes away power from the individual investor is ludicrous! Interactive Brokers offers discount rates where a trade can be carried out costing only 1 USD (American Exchanges) since over a decade. If you think a trade costing you 1 dollar is too much, then maybe you should not be in the market. The fact that others cost say 5 or 10 dollars per trade only shows how lazy the retail investor is because they don't actually research the various brokers.

  • Now ban HFT (Score:5, Interesting)

    by bradley13 ( 1118935 ) on Tuesday November 09, 2021 @10:14AM (#61971163) Homepage
    They also need to ban HFT, along with other parasitical practices whose sole purpose is to suck money out of the market.
    • Re:Now ban HFT (Score:5, Interesting)

      by Fly Swatter ( 30498 ) on Tuesday November 09, 2021 @11:11AM (#61971307) Homepage
      If your trade executed at xx.xx994 or something like that you probably traded with an HFT algorithm. I still think that is not enough, all buys should be held for at least some number of minutes before selling can execute. It in theory is supposed to be a market not a casino.
    • by HiThere ( 15173 )

      No. But they should levy a tax on each trade. Perhaps the rate of taxation could decrease if you'd held the stock longer, and be 0, or even negative if you'd held it for over 5 years. And up to 100% if you held the stock for less than 1ms. And linear both between those two points and in their extension.

    • How would banning HFT do you any favors? The only way you're possibly affected by it is if you do market orders instead of limit orders. The only reason to do a market order is if you MUST have it RIGHT NOW. If you can wait, do a limit order.

  • by AcidFnTonic ( 791034 ) on Tuesday November 09, 2021 @10:18AM (#61971175) Homepage

    Personally I'm split on this issue. Offering commission-free trades was one of the best things that ever happened for individual investors. Those of us who came from Wall Street and learned how to invest, now pull off multi-leg trades that are more profitable such as Condors, without eating commish on 4-8 trades which in the past was about ~$80 in commision. This meant you had to be playing with some serious money for that $80 to not matter.

    Now on the other hand I personally have watched trades on platforms such as Robin Hood simply sit there during High Market activity and never execute. I'm okay with this because I'm much happier to have multi-leg trades with small amounts of money that can always be profitable over time.

    I think the main problem is that similar to how you opt into options trading, you should have to opt into pfof. And if you don't you can just choose to pay commissions. Hell I'd even like to be able to pick per trade. During crazy volatility Id pay 10 bux to get my award-winning trade to execute NOW.

    So instead of regulating anyting one way or the other I think we just need to have the Brokers let people pick with an informed consent about the crappy trade quality if you do.

    • by AmiMoJo ( 196126 )

      The issue is not so much the fee (or lack of it), it's the way it has enabled them to gamify stock trading. They use the same scummy tactics and dark patterns as mobile game developers to encourage users to spend more.

      Gambling is pretty heavily regulated and this is pretty close to what that is.

    • IMO this is a large part of the problem wrt to trading. Interactive Brokers has had discount rates for over a decade. The idea that 4-8 trades would cost you 80 dollars in commission is simply not true for the market in general. It is what the big banks charged...

      The problem with Robinhood is that you don't know your trade quality until AFTER the trade. By having standards you ensure that minimum quality is adhered to. What I hate about Robinhood is that they gamified the entire stock market. And in a mark

    • Those of us who came from Wall Street and learned how to invest, now pull off multi-leg trades that are more profitable such as Condors, without eating commish on 4-8 trades which in the past was about ~$80 in commision. ... Snip... I'm okay with this because I'm much happier to have multi-leg trades with small amounts of money that can always be profitable over time.

      Could you explain in layman's terms what your multi leg deal is about?

  • I don't get it. What exactly is happening here that's viewed as a problem? Can someone who's familiar with this please explain in more detail?
  • They're trying to slow down all the hyperactivity due to the massive 120 billion dollar a month bailouts. Big bubble

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