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Froomkin Examines ICANN Legitimacy 51

cygnusx writes: "First saw this in the TBTF blog: an excellent 2-part article on the legal legitimacy of ICANN itself. You can read the (PDF) drafts: part 1 and part 2. The article (being a draft) forbids quoting without permission, but the essential argument is that the U.S. government has acted irresponsibly in exercising federal power, whether ICANN is an independent entity or not. Incidentally, Part 1 contains one of the best for-laymen introductions to the DNS I have read so far." Professor Froomkin is an occasional Slashdot contributor who has kept a closer eye on ICANN than ICANN would have preferred. This is an excellent paper for anyone who cares about how the Internet is and will be governed. Update: 10/13 5:58 PM by michael : Only the first link works; it contains the entire paper.
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Froomkin Examines ICANN Legitimacy

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  • by Anonymous Coward

    It is possible to be forbidden from performing an action, by forces other than law. Decency and courtesy, for example. If I find a photo album of you and your mother's dog in compromising sexual positions, I might be legally entitled to publish part of one of the photos. But out of respect for the dog's reputation, my gentlemanliness might forbid it. Law takes a back seat.

  • by Anonymous Coward
    The article (being a draft) forbids quoting without permission,

    Please please please, keep this law secret! The last thing we want is to see all DVD's punched with the word "draft". Else, no more screenshot of The Matrix as your desktop background. The MPAA must not know about this legal option.

  • Near as I can tell (unless I'm misreading this) the Constitution says that treaties override the Constitution and the laws of the states.

    AND ALL TREATIES made, or which shall be made under the Authority of the United States, shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or Laws of any State to the Contrary notwithstanding.

  • Hmm, I guess, the case EMP pulse and neutron bombardment is not worth discussing it ... afterwards we won't need any dns anymore. ;-)

    And for the other cases, there are already multiple root name servers, 13 IIRC. And that boxes are definetly no desktop PCs *g*. I remember an article that was published earlier this year, covering the story about upgrading ROOT_A, because the old Sun Enterprise 10000 had problems to serve the about 450 million hits a day.

    And thats also the reason why you can't put this information on freenet ... freenet would be dead in that case.

    Michael
  • But you can forbid quoting in academic journals (i.e., they'll respect the original author's claims.) That is probably what Froomkin (being an academic) is concerned about. Besides, the big thing is not to be mis-quoted: if he changes things in there (since this is a draft) he doesn't want "bad" (read: thing he has changed his mind about) quotes circulating around as fact. Perfectly reasonable.
    ~luge
  • by jht ( 5006 ) on Thursday October 12, 2000 @10:47AM (#710831) Homepage Journal
    The Constitution was not designed to handle cases like the Internet. The Internet is a global entity, but invented in the US, and dominated by us as well. It exists on a cooperative basis (the Internet is merely a huge aggregation of computers and gateways running TCP/IP), but numbering and naming do need to be administered centrally, so cooperation isn't replaced by anarchy.

    The problem was that it all worked fine when Jon Postel was the benevolent dictator in charge of the system - he was relatively unbiased and had the technical credentials and experience (he was there at the beginning) that were needed to give him credibility. His death left a huge void, in more ways than one. ICANN is a "best effort" by the US government (who paid for this all in the beginning, lest we forget) to replace him with an organization with some degree of legitimacy and credibility - the benevolent dictator model was broken with Jon's loss.

    Given all that, ICANN is a reasonable compromise. Other parts of the world get a voice for the first time on Internet governance, numbers are assigned in normal fashion, DNS is still a little screwy but at least NSI doesn't have a total monopoly anymore, and things keep running as always. Do some aspects of ICANN suck? Absolutely. They are way too biased towards business in domian name disputes, Esther Dyson isn't that skilled a leader (to be fair, it was kind of thrust upon her), and the whole organization, being global in scope, is falling victim to "UN-itis" - a whole batch of bureaucrats travel over the globe and eat expensive meals while doing very little.

    But overall, before slamming ICANN to the mat, think about the alternatives and if there's really a better solution, short of putting the US government back in charge. Governing a mutant entity like the Internet is a tough job, but someone has to do it. ICANN needs some fixes, but I think they're the best suited to the job. Screw the APA. The only APA that I worry about is the one with Bradshaw and Farooq.

    And unfortunately, we don't have the option of putting Postel back in charge - the "Weekend at Bernie's" model of governance just doesn't work in practice.

    - -Josh Turiel
  • The Consititution defines (or, rather, re-uses) a very flexible mechanism for international problems. It's called "treaties". The relevant governments get together and agree to it, and each nation ratifies the result. In the US, ratification requires 2/3 of the Senate.


  • I'm sorry. I can't buy into Froomkin's rant that ICANN is Evil because it's not under the control of the US Constitution. Hello? It's the INTERNET. Whatever process they come up with will conflict with some country's Constitution or ideology. That's why they were made independant... so they could function seperately. Duh! Please don't harp on how they're organised. It makes you look like a redneck to us 'Non-US Internet Users'.

    He's got some legitimate concerns about the current agenda of ICANN and corporate influence, but I'm all for new TLDs... make hundreds! Use the entire dictionary, in fact! (Better than picking some poxy subset. .biz? Ew!) Then the squatters can't get ALL of them, surely? As far as the commercialism goes, I'm resigned to watching sleazy companies try to charge me fifty bucks to put a tuple in a database, and somehow get it wrong.

    Lastly, DNS is fleeting. It is unlikely to survive for more than five to ten years, now. It's incredibly replaceable, not only with parallel DNS systems run by muliple 'authorities', (would make DNS a little more complicated to admin, but with some simple tools...) or you can simply turn your network nameserver into a gateway to Whatever Comes Next(tm), without having to touch any old clients, as long as the names still map to something.

    There are numerous possibilities for totally distributed non-unique locator systems. Go talk to the mathematicians about Simulated Annealing, and the cryptologists about identity certificates. Hell, this latest paper on vertex saturation might be quite useful, too.

    Finally, we should learn the lesson of centralism. DNS was a centralized point of power. It has been corrupted. So ends the lesson.
  • All of the article is in the icann1.pdf file, it seems.
  • by jetson123 ( 13128 ) on Thursday October 12, 2000 @09:47PM (#710835)
    The mechanisms anybody chooses for name resolution on their computer is entirely up to them. ICANN happens to have something to say about the mechanism most people choose right now, but you can pick an entirely different name resolution mechanism if you like.

    RealNames was, of course, an attempt to do this. But handing keywords from a messy standards body to a single corporation with a non-federated protocol is clearly not the answer.

    What we need to do is build more robust clients for name resolution that can integrate information from a variety of sources. Clients that take into account individual user's preferences, as well as context (e.g., host names inside web pages should usually refer to the ICANN-administered world).

  • There must be some policy, hence it will be biased by someone's political agenda. The reason there must be some policy is that sometimes people will disagree about things. If Taco takes the .microsoft TLD, for example, there is another party who might contest it. You might say, "Hey, first come, first served" but that in itself is a policy.

    "Politics" isn't just a dirty word that everyone wants to avoid getting entangled with. It is something that must come up in the course of society.


    ---
  • One said I don't have permission to access that file and the other said file not found. I do hope I get to read it when he's finished.
  • Why is control of the DNS system and IP allocation a legitimate function of the US Government? Your article makes a case that the DoC can not use ICANN to delegate Internet rule setting. But, if this is not a legitimate role for the US Government, why can't they get out of this business?

    Clearly, the government got into the business because they funded the computing experiment that grew to become the public Internet. But it seems to me that the DoC has been trying to get out of the responsibility of oversight for IP allocation and running the root servers. The process of forming ICANN was subject to the usual Federal rulemaking procedures and, while we may not like the result, it seems to have been done in a legal way.
  • TINC's long term answer to ICANN is http://www.tinc-org.com/ [tinc-org.com].

    Do you know who really gives ICANN its power? Paul Vixie. If He picked a different set of servers to plunk down in the default root cache file in BIND, that's what people would use. US government or no, that file is really where ICANN gets its power over the domain name system from.

  • I bet you didn't read the article before flaming.

    I argue:

    ICANN is bad because of the evil precedent it sets for other US government functions to be run by similar entites.

    The answer to the DNS problem is ... to decentralize the policy-making and have lots of entities working in parallel to create new TLDs.

  • by Froomkin ( 18607 ) <froomkin&law,miami,edu> on Friday October 13, 2000 @04:15AM (#710841) Homepage

    I've been a slashdot reader for quite a while. So no need to do this in the third person. (I wish they'd contacted me before slashdotting our server...I could also have told them the documents had moved.) The current online draft is being checked over to remove a very large number of spelling and formatting errors, and what I hope is a very small number of sourcing errors. A final version should be online some time next week for your quoting pleasure. Meanwhile, all 169 pages of the draft are now in one handy file. [miami.edu] I intend to produce an HTML version in due course, but because the law review publishing this uses MS Word, which I don't use often, I have to find an easy way to convert the footnotes in a readable manner. Suggestions welcome.

    Of the comments made so far, just two replies:

    • I don't claim that putting "don't quote" at the top of an academic paper creates a legal obligation on anyone -- just a moral one. Isn't that enough? For two weeks? If I wanted to create a legal obligation, I'd write you an NDA, ok?
    • The hardest question in my mind is not, "Is the US's use of ICANN illegal?" but rather, "If not ICANN, what?". I do offer some answers in Part IV of the paper (you have to struggle a long way to get there), but I would hope that readers on this list might come up with something better, where better is both freedom-enhancing and also at least marginally likely to be politically acceptable.
  • Eric Lee has written an article on ICANN and others called Who rules cyberspace? [themestream.com], it's written from a labour movement perspecive.


    --
  • Not that the guy is dying or anything, but it got me to thinking. I think I'd love to have it said of me, after I'm gone, "He kept closer tabs on (insert large powerful entity here) than (large powerful entity) would have preferred."

    -TBHiX-

    if ( LARGE_POWERFUL_ENTITY == Cthulu )
    {
    why_this_is_an_epitath = true;
    }

  • ATeamOfLawyers.Com will file a class action suit, collect huge attorney's fees, and the domain owners who cannot be identified will lose their money to an organization who will put up billboards with snide remarks about ICANN...
  • It is a courtesy in the academic world not to quote from a work labeled as a draft. The process of peer review often finds significant errors or changes that need to be made in a work prior to final publication, and thus it is better for all concerned that those not be disseminated.

    All Froomkin is asking for is that courtesy.

    --
    Michael Sims-michael at slashdot.org
  • if somebody puts a label on something saying "It's a draft, don't quote it", it's accepted without question.

    That's because it's academic work and the final point of it is to be shared. It's a tradition older than patents and copyrights. The sharing of academic work for the benefit of all has existed in some form or another in recorded history longer than irony, and if we measure by your use of that, it's a healthier tradition as well. Why don't you leave deconstruction to the professionals and get to work on something useful?

    -jpowers
  • Instead of quoting, let me simply cite Froomkin's title to convey a flavor of the densely footnoted, 124-page document: Wrong Turn in Cyberspace: Using ICANN to Route Around The APA And The Constitution.

    Cite? That's still quoting right? You little...

    (Oh my..., may I quote from you, pleeeeze?)
    ---
    dd if=/dev/random of=~/.ssh/authorized_keys bs=1 count=1024
  • And I know I didn't read through the docs completely...
    I don't think anybody here would care finish reading the 171 page Part I document first before posting here... The only except would be: you know this ahead of time, read it, and see the article here.

    Hmm... maybe there should be new moderation option: "-1,Did not read article before posting".
    ---
    dd if=/dev/random of=~/.ssh/authorized_keys bs=1 count=1024
  • by jihad23 ( 101840 ) on Thursday October 12, 2000 @11:18AM (#710849)

    What I get when trying http://personal.law. mia mi.edu/~froomkin/articles/icann1.pdf [miami.edu]:

    Forbidden

    You don't have permission to access /~froomkin/articles/icann1.pdf on this server.

    That seems pretty effective to me.


    --
    Turn on, log in, burn out...
  • Actually, the Constitution is reasonably geared for it in the right circumstances.

    ARTICLE VI.

    This Constitution, and the Laws of the United States which shall be made in Pursuance thereof; AND ALL TREATIES made, or which shall be made under the Authority of the United States, shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or Laws of any State to the Contrary notwithstanding.

    Treaties get a lot of slack vis-a-vis the Constitution. Mind you, the procedural roadblocks to treaties are quite substantial, such as Senate approval. On the other hand, we have a lot of treaties that have been signed by our President that the Senate never gets around to approving, but the executive branch lives by as a matter of course.

  • by Artagel ( 114272 ) on Thursday October 12, 2000 @10:34AM (#710851) Homepage
    Traditionally, the Supreme Court has allowed broad activity by the government and its agents without direction from Congress when the scope of the activity is perceived as narrow. Initially, when ARPA was kicking this football game off, I am sure everyone considered it the most esoteric, irrelevant piece of the universe, whereupon nobody worried about it. You just make technical decisions and let it fly.

    The technical decisions have non-technical consequences when the system expands exponentially in relevance, scope, and power. Although ICANN is probably not perceived as being as important as the FCC at this point, the time will come when it is perceived as MORE important than the FCC. Certainly as Froomkin recognizes, a body that is making decisions about people's substantive rights will have come into being and developed ways of handling those decisions without any guidance, delegation or even consideration by Congress.

    Rather than nationalize the problems, the tendency has been to try to internationalize them so that the technical nightmare of root getting split is never raised by the need of the rest of the world to not be dominated by the US. Of course, this internationalization is not supervised by our government, or any that I can tell.

    A lot worse could happen than the US Government continuing to ignore the situation. There is a reason that the Internet defeated Microsoft's initial business model executed as a closed network. I can't see how anything the government would do that would be more formal would do anything except choke the net in red tape.

  • Cheap joke, but oh well.

    I have felt that any form of direct or indirect governmental or paragovernmental control over the Net is wrong, but it's always nice to see this view validated in a new way.

    The only guyw who should have say on the nature of the Internet are the guys who wrote the RFC's and the comments thereof.
  • The article (being a draft) forbids quoting without permission

    Go ahead, have at it. In the U.S. anyway it is called "fair use".
  • Find it here, folks. There's a new Froomkin draft here [miami.edu] an 800k PDF - superseding the earlier, two-part draft*.

    The Register covered this more than a month ago. Karl Auerbach also has some interesting comments on the legality of ICANN in US non-profit law. Read them here [theregister.co.uk] and here [theregister.co.uk].

    * Do try and keep up, YRO :)

    Andrew - The Register

  • There must be some policy, hence it will be biased by someone's political agenda.

    I think we would all just like to see that agenda be one of keeping the internet as free and open a resource as possible, and minimizing infighting. Do you really think ICANN's track record indicates that they can (ha ha) in fact sustain such a goal for us?

  • Isn't there a fair use law which basically states that as long as you give credit whre it is due you are well within your rights to quote?

    I think this will help.

    US Code: Title 17, Section 107

    Limitations on exclusive rights: Fair use

    Notwithstanding the provisions of sections 106 and 106A, the fair use of a copyrighted work, including such use by reproduction in copies or phonorecords or by any other means specified by that section, for purposes such as criticism, comment, news reporting, teaching (including multiple copies for classroom use), scholarship, or research, is not an infringement of copyright. In determining whether the use made of a work in any particular case is a fair use the factors to be considered shall include -
    1. the purpose and character of the use, including whether such use is of a commercial nature or is for nonprofit educational purposes;
    2. the nature of the copyrighted work;
    3. the amount and substantiality of the portion used in relation to the copyrighted work as a whole; and
    4. the effect of the use upon the potential market for or value of the copyrighted work. The fact that a work is unpublished shall not itself bar a finding of fair use if such finding is made upon consideration of all the above factors.

    If that doesn't some it up for you, try nolo.com [nolo.com]'s Fair Use Guide [nolo.com].

  • It is possible to be forbidden from performing an action, by forces other than law. Decency and courtesy, for example. If I find a photo album of you and your mother's dog in compromising sexual positions, I might be legally entitled to publish part of one of the photos. But out of respect for the dog's reputation, my gentlemanliness might forbid it. Law takes a back seat.

    While technically your use of forbid is accurate, the spirit of the word (and it's synonyms) differs from that somewhat:

    From
    dictionary.com [dictionary.com]
    Synonyms: forbid, ban, enjoin, interdict, prohibit, proscribe.
    The central meaning shared by these verbs is "to refuse to allow": laws that forbid speeding; banned smoking; was enjoined from broadcasting the news item; interdict trafficking in drugs; rules that prohibit swimming in the reservoir; proscribed the importation of raw fruits and vegetables.
    Antonyms: permit

    Anyway, gentlemanliness varies, so it's less of a forbidding or prohibition and more of a dissuasion [dictionary.com].

  • Leave the internet alone Big Brother.

    Get OpenSSH and GPG NOW!


  • Anyone remember Napster?

    Of course, because it's still around. And why?

    Because the Internet is one of the most governmentally resistant entities in history, aside from the Church. So, by analogy, if the Government is a 'vaccine for a virus', then the Internet is Ebola, and the vaccine is as impotent as Al Gore in the playboy Mansion at midnight.


    I understand that this /. is about not how the Internet CAN be governed, but about how it can't.


    The only fool bigger than the person who knows it all, is the person who argues with him.

  • by plastickiwi ( 170800 ) on Thursday October 12, 2000 @10:09AM (#710860)
    After reading this article and the accompanying PDFs I'm experiencing what I've come to call Slashdot Angst: an intense feeling of frustration and disempowerment in response to ignorance, malfeasance and just plain skullduggery.

    OK, so the author asserts ICANN is on shaky ground legally. What can we do about it? Who do we sue? Who do we lean upon?

    I'd be thrilled if there were something I could be doing about this, but what?

  • Well, what if the treaty conflicts with the U.S. Constitution? I say that in the U.S. it must be determined null and void by the courts. In other countries, their courts have to rule on the validity of the treaty.

    The U.S. government is trying an end run around this process. The Hague Treaty on Jurisdictions and Foreign Judgments (now under consideration by U.S. agencies) is attempting to get people to use the U.S. courts to win judgments against foreigners, then use this treaty to collect from them.

    If it applies to "intellectual property" such as trademarks, and to domain names, then the Internet will effectively be governed by U.S. laws (and, even more ominously, the U.S. state in which the case was filed). Or, if it means that U.S. citizens are subject to judgments in foreign courts, then many of us will lose our liberties.

    I'd like to see a comment here by Karl Auerbach, the newly elected North American at-large delegate to ICANN, about what he thinks of this process. I believe he will say that if the lawyers and "intellectual property" interests get control of the process, the Internet will lose.

  • that was the point to having prospective TLD owners submit 'intended use' reports. taco couldn't just take over .microsoft, unless the central governing group (which could be made up of ICANN and other TLD controllers) deemed their 'intended use' to be one that kept the internet free and unadulterated. that would keep cybersquatters from buying up all the TLD's as possible, as they'd have to answer to both ICANN and their peers.

    warning. it's real late, i just got home. forgive me if this makes no sense. :)

  • if at first you don't succeed, try try again.

    the current system obviously doesn't work well. let's try something else. at least my plan would put more control into the end-users hands.

    and, taco would get his .dot :)

  • by gtx ( 204552 ) on Thursday October 12, 2000 @10:08AM (#710864) Homepage
    while having a centralized power for assigning names and numbers helps the internet from fragmenting into proprietary networks, i think that we could come up with a better way of running this. i don't want the people running the ICANN to have any political agenda. I just want them to keep things running smoothly. Taco wants his .dot (presumably for slashdot.dot/slash/) so why do we have to wait for these people to approve it? what it think the icann should be doing is giving out TLD's to organizations who apply for them (say Taco were to send in a request for control of ".dot" stating why ".dot" would be a necessary addition, or different than .com or any other TLD's, and what his intended use of the TLD is, who he's going to let use it, etc.) And then, people looking for a domain could then register through the TLD owner (if i wanted dotdotdot.dot, i'd have to go through taco) and all the ICANN's job would be is making sure that people stuck to their intended uses of their TLD's, and read peoples requests for control over TLD's. This way, there'd still be a centralized standard system, but it'd allow for more domains, and less power in the hands of ICANN, who seemingly has a political agenda. it would force a system of checks and balances, which i don't see today.
  • And I know I didn't read through the docs completely...

    But is ICANN all that powerful? It seems to me, and I may be wrong, but there's only like 6 top level servers for DNS iirc. (Wasn't it Lee, that prevented something or other by requesting 6 people do something?).

    That to me is the power. I still don't see why ICANN *HAS* to be *THE* authority. The entire internet is built on chaos. Hell, no one says you have to use BIND in the first place anyway.

  • Because the Internet is one of the most governmentally resistant entities in history, aside from the Church. So, by analogy, if the Government is a 'vaccine for a virus', then the Internet is Ebola, and the vaccine is as impotent as Al Gore in the playboy Mansion at midnight.

    I don't think it is. As the paper and many other sources explain there are only a couple major name servers (13?). If the govt really wanted (or multiple govts) they could force all those servers to remove a domain. Currently, the only way I can lose a claim on a domain is if a trademark holder wins an arbitration. It isn't much of a stretch to think that I could lose a domain name for expressing unpopular/"offensive" ideas. It's all a question of what ICANN's arbitration says.

    That being said, ISPs take down web/FTP sites all the time for various things - porn, piracy, general offensiveness, etc. This isn't directly related, but it shows the internet is not resistant to people in power making decisions. A cease and desist lawsuit or a criminal charge is very effective in changing the content of the web. A recent US Congress bill would have required ISPs to maintain a list of gambling websites and block them.

    A smart alternative to lawsuits is the Mojo idea: locate in the Caymans or the Isle of Man. Since these states make most of their money thumbing their nose at international conventions, a cease and desist order sent to an offshore website means absolutely nothing. The only way these guys can get shut down is by ICANN (Methinks, maybe wrong) so it really does matter what the heck ICANN does.

  • Come on! Don't you have any courtesy? They asked you not to quote the article.
  • I'm afraid you are confusing Big Brother with Fat Mama.
  • The idea that TLD root servers all refer to one central server doesn't seem structurally like a good idea to me in the first place. Is there a back-up method in case the server should ever fail from power outage, flooding, EMP pulse, or neutron bombardment? Why not put the root gTLD information on Freenet? --
  • Don't worry. Froomkin's article practically gives out the recipe for a lawsuit by anyone aggrieved by ICAAN's policies, decisions, actions etc. You can bet that ICAAN's legitimacy will be soon challenged.
  • IANAL... but.. well... since this has to be determined in a court.. we need to get into a court. That means a lawsuit. Who here has been denied a domian name or has lost their domain name for not paying? Or even paid for a registration? Or lost an arbitration to some corp through ICANN's system? Some of the money you pay goes to ICANN and ultimately the registrar got it's power from ICANN to distribute domain names. Sue the resgistar for charging a fee for a public service, or for taking your domain name away. Name ICANN in the lawsuit. and then it's appeal after appeal after appeal till you get to the supreme court. Is there another way to get a consitutional challenge in front of the supreme court?
  • Well, as almost any European knows by now, it's pretty darn simple. If the US wants to establish ICANN and make it conform to its rules, that's the way it is.

    Legality be darned - why do you think we have warships in Bahrain to be attacked? One of those babies is about one-tenth the size of the Canadian fleet, or one-twentieth the Denmark Navy. And we calve those in such large numbers we don't really know exactly where they all are.

    So, in the end, sound and fury, signifying nothing. Unless the entire world is willing to boycott the internet and make its own, it really doesn't matter how we gained the power to create ICANN, it's ours to dispense with as our silly politicians want to.

    And it doesn't really matter if it's Al Gore or George Bush - the end result is still going to be the same. Now, Nader, that might be different, but that's why we keep him off the airwaves and the ballots - he might actually do the right thing.

  • Why is control of the DNS system and IP allocation a legitimate function of the US Government?

    And my question is, do we trust anyone else to handle it, given all that is happening in China and the UK (examples) with their attempts to control even email?

    Democracy is the worst form of government, except for all the other forms.

  • The article (being a draft) forbids quoting without permission

    That's illegal and a violation of your fair-use rights to quoting for the purpose of criticism. Don't accept it when people give you bad legal advice like that.
  • Fair use can be waived by contractual agreements. If the person who gets a copy of the copyrighted work signs an NDA or some other contract not to reveal its contents, then fair use is not a valid recourse. The only tricky part is whether by posting the drafts on the web themselves, the authors have waived their rights by committing it to public circulation.
  • by Anne Marie ( 239347 ) on Thursday October 12, 2000 @10:04AM (#710876)
    Adobe has [adobe.com] an online tool for converting pdf files to html. Just put in the pdfs' URLs, and hurry before they get slashdotted.

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