Misconceptions about "Author Pays" Model (Score 4, Insightful)

It's clear from comments in multiple threads that misconceptions abound about open access and the "author pays" model for funding scientific publication. As a founder of Public Library of Science, a SF-based non-profit open access publisher, I would like to respond to these collective comments.

The biggest misconception is that the shift to open access is about a shift from "reader pays" to "author pays". While it may be easy to explain the difference between the two systems that way, the reality is that in either system, the money comes from the same place - the funding agenencies, universities and other research institutions that sponsor scientific research. In the current system they pay indirectly by providing acquisition funds to libraries, covering personal subscriptions in grants, and paying page charges for many journals. Under open access they would pay directly.

So the real question is not WHO pays, but rather how should these organizations pay publishers for the valuable services they provide? Should they use an outdated system in which an invaluable public resource - the published scientific and medical literature - becomes the exclusive private property of publishers and in which huge numbers of people are needlessly denied access to the latest scientific and medical knowledge? Or should they use a system that pays publishers a fair price for the services they provide, but where the finished product is freely available to all?

Evoking images of starving graduate students reaching into their own wallets to pay a greedy publisher for the right to publish the results of their many years labors misses the point completely, because these students will benefit tremendously from open access - not only because they will have something very few of them have today - comprehensive access to the literature that impinges upon their work - but also because the information will be far more useful once it is freed from the artificial barriers that make it difficult to search (very little of this literature is currently indexed in google) or use in other ways.

We obviously have to make sure that authors who do not have access to funds to cover publication costs are still able to publish their work. But this is not that difficult. Consider a scientist at a poor university in a developing country for whom a $1,500 publication charge would be a true hardship. If they publish their work in a fee-for-access journal - e.g. Nature - the global scientific community subsidizes this publication through their subscriptions to Nature. They do this willingly, because they want to read what this scientist has to say. This desire and willingness to subsidize their publication costs won't go away with a switch to open access. Open access journals like PLoS Biology already waive publication costs for authors who can not afford them, and we fully expect to be able to do this in perpetuity.

What's more, most of the scientists who can not afford to pay the costs of publishing in open access journals work at institutions that can not afford subscriptions to very many journals. Today, such authors end up in the absurd position of publishing in journals that they can not read! Those concerned about the lack of egalitarianism in publishing should be far more concerned about the tremendous and worsening imbalance in access to the published literature. Open access fixes this immediately!

Finally, some have expressed the concern that open access will degrade the quality of scientific journals by providing publishers with an economic incentive to lower their standards and publish papers simply to collect a publication fee. While there may indeed be journals that adopt such a strategy, potential authors will quickly realize this, and will be reluctant to publish their work in a journal with such a reputation. Any journal with an interest in attracting the best papers has to maintain an appropriately high standard no matter what their econonmic model.

Michael Eisen, Ph.D.
Lawrence Berkeley National Lab
University of California Berkeley

Co-Founder, Public Library of Science