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features
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support

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Description

For firms regulated by the SEC or FINRA, maintaining compliance is essential for operational continuity, yet it often imposes financial strain. ComplianceGuardian™ integrates top-tier compliance software with the most current expert insights, education, and consulting services to ensure your firm meets compliance requirements today and adapts to evolving regulations. The powerful ComplianceGuardian™ software platform is crafted and consistently updated by a team of highly experienced compliance specialists. With backgrounds in both the private sector and regulatory organizations, these professionals effectively connect your organizational objectives with necessary regulatory standards, aiding companies like yours in staying compliant with reduced disruption to operations. Moreover, these experts are readily available to assist you, providing support whenever needed, although you have the option to work independently if preferred. Businesses of all sizes rely on ComplianceGuardian™ to address their fundamental compliance needs efficiently and comprehensively. This partnership not only enhances compliance but also fosters confidence in navigating the complex regulatory landscape.

Description

The NewBanking Identity platform simplifies the processes of collecting, verifying, and securely storing customer information for both individuals and businesses. With its secure, ISO 27001 certified approach to personal data management, it ensures full adherence to GDPR and AML (Anti-Money Laundering) regulations. This all-in-one platform allows businesses to effectively manage AML, PEP, and KYC requirements in a streamlined manner. By utilizing this solution, companies can safely handle personal data while maintaining compliance with necessary legal standards. Data protection is a top priority, safeguarding the information of both private clients and corporate entities. The intuitive NewBanking Identity platform empowers organizations to navigate the complexities of anti-money laundering laws with ease. In today's business landscape, the demands for personal data management, protection, and compliance with regulations are significant. Our Software-as-a-Service (SaaS) offering not only addresses these challenges but also brings clarity and efficiency across various business sectors. In essence, it’s a smart and effective solution for ensuring KYC and GDPR compliance, making adherence to regulations both straightforward and manageable for users. Ultimately, the platform stands as a vital resource for businesses seeking to enhance their compliance frameworks.

API Access

Has API

API Access

Has API

Screenshots View All

Screenshots View All

Integrations

Firco Trust

Integrations

Firco Trust

Pricing Details

No price information available.
Free Trial
Free Version

Pricing Details

€120 per month
Free Trial
Free Version

Deployment

Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook

Deployment

Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook

Customer Support

Business Hours
Live Rep (24/7)
Online Support

Customer Support

Business Hours
Live Rep (24/7)
Online Support

Types of Training

Training Docs
Webinars
Live Training (Online)
In Person

Types of Training

Training Docs
Webinars
Live Training (Online)
In Person

Vendor Details

Company Name

National Regulatory Services

Founded

1984

Country

United States

Website

nrs-inc.com

Vendor Details

Company Name

NewBanking

Founded

2015

Country

Denmark

Website

www.newbanking.com

Product Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Product Features

AML

Behavioral Analytics
Case Management
Compliance Reporting
Identity Verification
Investigation Management
PEP Screening
Risk Assessment
SARs
Transaction Monitoring
Watch List

GDPR Compliance

Access Control
Consent Management
Data Mapping
Incident Management
PIA / DPIA
Policy Management
Risk Management
Sensitive Data Identification

KYC

Alternatives

Alternatives

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