Ruleguard Description
Ruleguard is an industry-leading platform that helps regulated businesses manage the burden of evidencing compliance and monitoring it. The core modules of Ruleguard can be used to automate and reduce compliance risk at different stages of the compliance journey. These modules work together to make Ruleguard a comprehensive platform that delivers end-to-end benefits for every level of a regulated financial service firm. Monitoring and documentation of compliance is still done manually and only occasionally. Ruleguard allows key areas of compliance to be automated and placed under the direct supervision of the appropriate personnel within the business. This allows monitoring to be integrated directly into business-as usual processes, greatly simplifying the process and significantly reducing overhead.
Ruleguard Alternatives
AdaptiveGRC
Working with companies from regulated industries, we've realized that many find carrying out GRC tasks time-consuming and ineffective.
That's why we created AdaptiveGRC, a comprehensive solution designed to coordinate governance, risk, and compliance fully. The difference between success and failure is the ability to measure, monitor, and manage your GRC activities rapidly and efficiently.
The tool reduces the manual work and allows you to focus on things that matter.
Adaptive GRC provides several modules, such as:
a. Internal Audit to Plan your audits better, carry them out more effectively and assess the outcomes more accurately.
b. Risk Management allows you to manage risk according to established principles, define & track treatment strategies, and visualize risks.
c. Compliance Module will streamline and accelerate compliance management of multiple regulations without duplicating effort
and much more.
Whether you use a single module or the complete solution suite, your organization will benefit from operational efficiencies and instant management reports.
If you struggle with spreadsheets and lack automation, let's arrange a call with our experts and work on this together.
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NRS ComplianceGuardian
Compliance is essential if you are regulated by the SEC or FINRA. It keeps your doors open and reduces the cost of compliance. ComplianceGuardian™ combines best-in-class compliance software, latest expert content, education and consulting to efficiently keep your firm in compliance today and as regulations change. The robust ComplianceGuardian™ software platform was developed under the guidance of, and is continually maintained by, our deeply experienced compliance professionals. They have direct experience in the private and regulatory sectors and can help you bridge the gap between your business needs, regulatory requirements, and your business processes. These same experts are available for support so that you don't have to do everything yourself. Firms of all sizes choose ComplianceGuardian™ to cover their compliance fundamentals.
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CAREweb
Over the years, we have gained experience in many countries around the world. We deliver real value to your business through our services. The compliance solution is a powerful tool that helps to identify and assess regulatory risks, evaluate their mitigating control, and develop comprehensive compliance monitoring programs. The solution allows you to link risks and controls with numerous regulations, and monitor the status of compliance. A dashboard screen can be used to highlight the level of compliance for each regulation by all relevant business units.
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Compliance Star
Compliance Star is an online compliance software that provides the right tools to manage risk and monitor performance. Compliance Star allows remote management of FCA Authorised Firms, its operating Units/Agents and their operations via real-time data collection. It also provides reporting and reporting. Compliance Star, a technology-enabled compliance platform, facilitates compliance management, workflows and monitoring of firms authorized by the Financial Conduct Authority. Compliance Star is built on a calendar-based task management system that is 'fail safe'. This system allows for manual and automatic task setting, notifies actions, populates deadlines in a calendar, issues reminders, and monitors for completion. Leading regulatory networks are currently using the platform to reduce compliance burden. It allows for complete tracking of internal regulatory processes. It allows for single-point data access and the ability to generate FCA-required reports.
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Company Details
Company:
Ruleguard
Headquarters:
United Kingdom
Website:
www.ruleguard.com
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Product Details
Platforms
SaaS
Type of Training
Documentation
In Person
Customer Support
Phone Support
Online
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