Alternatives to NRS ComplianceGuardian

More than 80% top financial services firms trust the most comprehensive compliance management system in the industry. The only unified solution that manages the full lifecycle for agent and advisor onboarding, compliance and delivering a seamless experience to your distribution partners. Manage the requirements of FINRA, SEC and state DOI regulators, as well as other financial services regulators. Advertising Review, Conflicts Of Interest, Branch Audits, and more. You will learn how to comply with regulatory changes and demonstrate compliance, as well as manage the impact on your firm’s policies and procedures. RegEd is the leading provider of Compliance Training, Annual Compliance Programs and Product Training. Each year, RegEd provides more than 1 million CE courses and certificates.

RegAlytics uses proprietary technology for aggregating and structuring regulatory data. Our regulatory experts enrich it further. Our platform is listed in the FINRA verified compliance vendor directory, and our clients range from the New York Stock Exchange/Intercontinental Exchange to smaller financial consulting and FinTech firms. We have seen many instances of institutions being surprised by a rule or a fine and spending millions to fix it. Only to discover that the rules have changed and they are again fined for something that was not on their radar. RegAlytics was created to ensure compliance and risk teams around the world have access to the most current and comprehensive regulatory updates. Other solutions are limited to 70-100 regulators and are expensive, cumbersome, slow, and full of noise and duplication.

Whether you're regulated by the SEC or FINRA, CFTC or IIROC, Patrina’s TOTALARCHIVETM digital communications archiving solution meets the strict requirements of your regulating authority. Our archiving solutions are perfectly aligned with the strict mandates of your regulatory authority. Patrina gives you the tools to: Access your communications quickly and easily with Capture, Supervise Archives. Respond quickly and efficiently when an examiner asks for information. Reduce the risk of non-compliant communication. Easy and quick onboarding No automatic renewal of annual contracts No unexpected price increases You can find the solutions you need for regulatory compliance. When you need them. As long as you require it No fluff. No fat. Just powerful muscle of compliance.

Guardian Trading is a Division of Velocity Clearing, LLC. Velocity Clearing, LLC offers clearing, margin finance, and direct location to its clients. What makes this different from the rest? Our competition has third party relationships to facilitate trades, third-party relationships that act as custodians, and third-party relationships that allow us to locate securities. Guardian Trading is better equipped to provide quality service to its clients.

Transform the way you meet your regulatory and compliance reporting obligations. We are a team made up of regulatory experts, data engineers, and technology developers who are focused on improving the quality of data and finding new solutions for complex regulatory challenges. Our award-winning solutions help clients in the financial services sector, from boutique asset managers to tier-one banking, meet regulators' demands. Get accurate, complete and timely regulatory reports. Search, share and manage regulations on a single digital platform. Automated reporting and monitoring of shareholding disclosure. A holistic approach to managing market abuse and misconduct. Automated research management reduces regulatory risk. Accredited training on a variety of regulatory reporting regimes. We are regulatory and information specialists on a quest to revolutionize how people work with compliance.

BitAML is an advisory company that provides AML compliance services to cryptocurrency financial institutions. Our team includes highly skilled and competent AML compliance specialists with a deep understanding of all levels of government regulations. BitAML is different from other firms in the financial compliance industry in that it focuses on developing customized AML compliance programs specifically for cryptocurrency issues. We are thorough and do not leave any regulatory stone unturned. We offer a range of products and services that make it easier for business owners and managers to implement and update AML compliance procedures, policies, and protocols quickly and accurately as their businesses grow. We provide services to businesses, including crypto exchanges, individual traders and trading platforms, hedge funds, cryptocannabis, and other crypto-cannabis.

Realiti®, the only liquidity management software available on the market, has the proven ability to manage intraday liquidity and cash in real-time. Realiti's suite combines deep financial industry knowledge, expert bank compliance management systems, and innovative analytics modules to provide insight and analytics. Realiti is designed to process large amounts of data and provide the real-time visibility required by various user communities. It empowers financial services firms to monitor and guide intraday activity, and to maintain compliance. Global financial regulators expect small and medium-sized banks to comply with the evolving intraday liquidity regulatory agenda. Realiti®, a SaaS version that includes three core software modules, has been created by Infor®. This provides a low-cost solution.

Businesses face increasing complexity in compliance. The landscape is constantly changing with new standards, changing regulations, and different codes. Every day new risks are emerging, which puts pressure on businesses to adapt. We get it. Compliance Experts help organizations reduce complexity and lower compliance costs through controlled digital processes. Compliance Checkpoint®, changes the game. Your business is unique, just like your fingerprint. Your people, products, and operations are all unique. Compliance Checkpoint® allows you to configure everything. Compliance Checkpoint® is the result of more than 25 years of continuous development. We are experts in compliance and have extensive, hands-on experience in a wide variety of sectors and organisations. We are familiar with the challenges faced by compliance managers, peak bodies, IT departments, and senior management.

Tandem is an online tool that reduces regulatory compliance burdens and improves security posture. This is your all-in one information security and compliance solution. Tandem is our product because it works in partnership with you - in tandem. Tandem brings together your organization's knowledge and your needs. Tandem also offers software designed by information security professionals to help you organize, manage and monitor your information security program. Tandem will handle the new guidance, data tracking and structure, as well as report generation. You will be amazed at what you can do with the right tool for your job.

Tandem is a web-based solution that reduces the burdens of regulatory compliance, and improves security posture. This is your one-stop solution for information security and compliance. Tandem is the name of our product because it works in tandem with you. Tandem, a software developed by information security specialists, helps you manage and organize your information security program. You bring your organization's knowledge and your needs. Tandem can handle the new guidance, data tracking and document structure. Discover what you can achieve when you use the right tool to do the right job.

Red Marker is a marketing compliance software powered by AI that streamlines the review of advertising and marketing material. It helps legal and compliance teams identify potential legal and brand risk within documents. This allows for efficient scaling of content review to ensure compliance. The platform includes capabilities such as document scans, web content monitoring and customizable risk detection tailored for industry-specific requirements. This includes regulations from bodies such as the Financial Conduct Authority and the Financial Industry Regulatory Authority. Red Marker integrates into various tools that enhance productivity and project-management, and provides real-time feedback via platforms used by marketing and legal professionals. Red Marker automates critical compliance tasks such as checking for disclaimers and disclosures and maintaining brand consistency. This ensures compliant content by promoting more efficient workflows.

Cybersecurity and data protection compliance is a process that's now in constant motion. There's no going back. Rizkly provides the solution for firms that need to meet these requirements efficiently and effectively to continue growing their business. Rizkly's smart platform and expert advice keep you on top of your compliance. Our platform and experts will guide you and help you to achieve timely compliance with EU Privacy Laws. Protect healthcare data by switching to a faster and more affordable path for privacy protection and cyber hygiene. Get a PCI compliance plan with a priority and the option of having an expert maintain your project. Our 20+ years experience in SOC audits and assessments will help you. Smart compliance platform will help you move faster. Rizkly automates OSCAL compliance. Import your existing FedRAMP SSP to avoid the fatigue of editing Word SSPs. Rizkly offers the most efficient way to achieve FedRAMP authorization, and continuous monitoring.

Intapp Workspaces turns Microsoft Teams into a platform that is specifically designed for creating engagement workflows and generating holistic insights. It also automates engagement lifecycle management. Improve collaboration, connect distributed teams and maintain your firm's compliance and security standards. Help your professionals focus on improving client relationships and collaborating to deliver engagements by relieving them of administrative burdens. Instantaneous, frictionless collaboration for new engagements. Microsoft 365 can increase the ROI of your firm's investment in Microsoft 365 and its productivity potential. Maintain and automate your firm's security standards and governance standards even as Microsoft Teams is rapidly adopted. Create, customize and govern workspaces for engagement management. Automated reminders can be used to hold workspace owners accountable for updating changes.

Captain Compliance is a privacy management platform that simplifies compliance with global data protection legislation and new AI regulatory requirements. Our Consent Management Platform allows businesses to easily manage user consent, and create customized cookie banners. Our advanced Cookie Scanner automatically detects and categorizes all cookies on your site, ensuring compliance with a dynamic policy. Our DSAR Portal streamlines requests from data subjects, while our AI Compliance Tool monitors and adapts to evolving regulations. We even offer a virtual DPO or CPO if data privacy guidance is needed. Our Hosted Privacy Policy Generator automatically updates your privacy policies in real-time to ensure that they are always up-to date with the latest legal requirements. Captain Compliance offers you the tools to maintain regulatory compliance and protect user data at an affordable price.

Labelmaster has been a trusted source for more than 50 years to help companies navigate and comply with the ever-changing, complex regulations that govern hazardous goods and materials. Labelmaster's industry-leading software and products, including hazmat labels, UN-certified packaging and hazmat placards as well as regulatory publications and regulatory training help customers comply with all dangerous goods regulations. They also mitigate risk and maintain smooth and safe operations. Labelmaster's unmatched industry expertise, consulting services and commitment to its customers' compliance and operational needs is enhanced by its unmatched dedication. These services and expertise are a valuable resource to customers for answering common and difficult regulatory questions. Labelmaster can help you stay ahead of the regulations, whether you're shipping hazardous material by air, land, or sea.

The Agility System compliance management navigator gives regulators, auditors, and employees the highest level transparency that all statutory obligations are being met. The compliance navigator allows documents and processes to link to the individual requirements of each regulation or standard, regardless of industry vertical. The compliance navigator provides greater visibility to regulatory compliance requirements, and simplifies the ongoing management of obligations. Adopting a sustainable and structured approach to managing all compliance demands will help you demonstrate your maturity to regulators and certifying agencies. Avoid reputational damage or financial penalties resulting from non-compliance.

Alacra Compliance Enterprise assists financial institutions around the globe in reducing the regulatory compliance burden by streamlining the KYC and CIP, CDDs, EDD, as well as credit investigations. ACE helps firms reduce their reputational, financial, legal and regulatory risk. Alacra Compliance Enterprise, a modular SAAS workflow app, is designed for rapid deployment. Alacra is a modular SAAS workflow application that requires minimal IT support. There is no need to install any hardware or software. This will allow you to make immediate efficiency gains and accelerate your time to value. Our clients have seen an 88% increase in analyst productivity, and a 40% decrease in error rates. Alacra's configurable SAAS system allows seamless setup of a workflow that includes the information sources, business rules, and approval process required for each client's regulatory or risk requirements. A configurable screen allows you to enter information about the entity to be onboarded, as well as the name and credentials for the investigator.

RRS is unique because no two firms are the same. This is why RRS is the preferred solution for large global institutions that require a comprehensive solution to address their complex environment and evolving needs without sacrificing flexibility or control. The RRS Rules Library includes information on more than 100 jurisdictions, 21 takeover panels and issuer thresholds. Automated monitoring and EDGAR-ready document generation for upload to EDGAR website. We are not only familiar with global regulations, but we also understand how they affect your business.

AML Accelerate, a cloud-based platform for counter-terrorism financing and AML risk assessment, was developed by experts. It is available to more than 30 industries. Millions of organisations, of all sizes, in different industries and geographies, are subject to money laundering and terrorism financing laws. AML Accelerate, a platform that experts have created to help you comply with growing regulations, is simple and cost-effective. It is tailored to more than 30 industry sectors and country-specific laws. This platform gives you peace of mind that all mandatory anti money laundering regulations have been met and that your AML risk is being managed. Experts are often in short supply to help you comply with the increasing anti-money laundering risk regulations. This can be costly and complicated. Expertly designed so that you don't have to be one. Audits require compliance with mandatory regulatory requirements.

Intapp's Employee Compliance helps your firm monitor employees' financial activities and outside activities. It also helps you adhere to code of ethics policies and track the required documentation. Your compliance team will find it easier to manage and review everyone's activities if your professionals are following firm and regulatory requirements. Give employees the tools to comply with firm policies. Verify data with normalized data, flagging discrepancies. Notify employees automatically when action is required and track progress. Workflows and notifications can help you to take action and approve requests in a timely manner. Provide detailed histories to firm management and regulators. Create a central hub where staff can track and receive approvals for regulated activities. Integrate employee compliance into your existing HR systems and trading systems. Provide dynamic reporting tools and role-based data views.

LawLogix offers immigration software for case management, I-9 and E Verify for compliance, and many other services. LawLogix's Edge and Guardian software will provide everything you need. Guardian is a complete compliance software that integrates with E-Verify and I-9. This will help you eliminate compliance risk. Find out if LawLogix Guardian is right to your business. We have assembled multiple resources to assist you in COVID-19 and when you are ready for your employees to return to work. These resources cover everything you need to be compliant, from best practices to legal compliance for returning to work.

The DENmaar Guardian allows you to explore and check the status of your account. The DENmaar Guardian provides a suite services that are designed to improve financial results and provide measurable ones. Our behavioral and mental healthcare providers can achieve optimal economic results with our automated RCM and advanced insurance billing. Patient scheduling is crucial for operational efficiency, reducing the number of missed appointments, and ensuring patients are seen quickly. When evaluating the quality of a scheduling system, you should consider DENmaar's scheduler. DENpay allows you to collect payments while remaining HIPAA compliant. Practitioners are responsible for keeping their patients' medical, financial and personal information secure. Patients are continuing to bear an increasing burden of medical expenses, including deductibles, insurance premiums, and other costs. Medical EHR software that is user-friendly and advanced, specifically designed for behavioral health.

Financial institutions can fully automate their compliance and risk management processes with AI-driven technology. Continuity, a RegTech solution, automates risk, compliance and vendor management for the financial service industry. It integrates the required processes of compliance and risk to improve performance. Continuity reduces regulatory burden and mitigates risks by combining cloud technology with regulatory expertise. Our solution has been adopted by hundreds of financial institutions in the United States. Continuity's enterprise-risk management (ERM), compliance, vendor, performance management, and compliance systems are designed to meet the needs of banks, credit unions and mortgage companies of all sizes. A robust platform designed for efficiency and flexibility.

Compliance Star is an online compliance software that provides the right tools to manage risk and monitor performance. Compliance Star allows remote management of FCA Authorised Firms, its operating Units/Agents and their operations via real-time data collection. It also provides reporting and reporting. Compliance Star, a technology-enabled compliance platform, facilitates compliance management, workflows and monitoring of firms authorized by the Financial Conduct Authority. Compliance Star is built on a calendar-based task management system that is 'fail safe'. This system allows for manual and automatic task setting, notifies actions, populates deadlines in a calendar, issues reminders, and monitors for completion. Leading regulatory networks are currently using the platform to reduce compliance burden. It allows for complete tracking of internal regulatory processes. It allows for single-point data access and the ability to generate FCA-required reports.

Healthcare industry requires that you adhere to specific requirements. It is crucial that your healthcare contract management partner understands the requirements. Contract Guardian has assisted healthcare clients in 44 states, Canada, Mexico, Latin America, and the Caribbean. To provide best practices recommendations, we recommend that you discuss your specific use cases. We will also provide a custom demo of Contract Guardian to demonstrate how we can meet those needs.

You don't have to limit yourself to existing staff, large consulting firms, or your own network. Business Talent Group's marketplace offers access to high-end management consultants and subject matter experts, boutiques and executives. This allows you to resource better, faster and more flexiblely at the best market rates. On-demand talent can help you overcome resource limitations, complete important projects, and improve your business performance. Access independent consultants from Big 3 and boutique companies, as well as executives and experts with experience at some of the most successful companies in the world. You can get the level of service you require, from hands-on support to automated, instant support. You can rest assured that you have the best information security, confidentiality, and labor compliance available. All contracting processes are compliant with the strict requirements of top organizations.

The burden of CMS and state regulations in the health care industry creates challenges for time and money. Health plan members communicate with compliance directors every day, despite the fact that outdated processes and anxiety about not meeting regulatory compliance are common. It is time to centralize and have control over your organization's compliance program, and the entire process of creating material. CodySoft®, a web-based suite of software products, is designed for health plans and their complex environments. Project management of provider and member marketing materials is more efficient and cost-effective. Increased accuracy and reduced regulatory compliance risk It is easy to manage investigation issues. Access your dashboard online via a secure portal without any IT integration. You can easily generate reports for regulatory audits or metrics tracking. You can see real-time updates.

Our AI/ML-driven protection against fraud lets you focus on the core of your business. Risk solutions from onboarding to payments, compliance, and disputes. Our comprehensive data intelligence and immaculate customer profiles will amaze you. 360 degree compliance care to keep regulatory violations and legal penalties away. Pay only for the exact amount of risk you require. Choose the solutions that you need. Complete onboarding care including automated identity verification, regulated KYC checks, Negative data checks, Risk scoring, and entry level AML check. Alignment to the compliance requirements established by banks, payment schemes, and regulatory agencies. Comprehensive AML/CFT/CPF/TFS and prompt reporting of fraudulent incidents.

You, as a business, must comply with all laws and regulations in the jurisdictions where you operate. Failure to comply with Regulatory Compliance requirements could result in severe penalties or fines, as well as reputational damage. Need help with protecting your digital data from unauthorized access or data loss prevention? How to comply with GDPR? All questions can be addressed by our Data Governance and Data Security experts. Are you frustrated by manual, time-consuming processes and procedures in your workplace? We can help you automate your Health and Safety checklists and Risk Assessments, CAPA, and other compliance requirements. Finding cyber risk management confusing? From training staff awareness to consultancy services, we have everything you need to help your organization with cyber security. The list below shows the top regulatory compliance issues that businesses will face in the next year.

ComplianceAnalyzer® runs comprehensive loan audits and generates an interactive report that includes our proprietary RiskIndicator™ dashboard - a high-level overview of audit results in key risk areas with five different severity levels. Along with a detailed analysis, our RiskIndicator provides fundamental guidance on how to correct violations or mitigate regulatory risk related to state and federal laws and regulations. Based on your license/charter (federal or state), exemption status, and preemption selection, our compliance tool can be tailored for your institution. You can also run automatic validations for certain loans or "lights out" tests based upon your specific configuration. You can also set it to check for certain regulations. Our team of lawyers and outside legal advisors has been working with federal and state agencies for nearly 20 years.

ACS Compliance Risk Management was created to meet the needs of the financial industry in a changing regulatory environment. ACS is easy-to-use and set up around your policy manual, review and test procedures. Flexible structure allows you to add new and evolving regulations and internal policies in real time, keeping your company ahead of the curve. Automated Compliance Solutions is the leading provider of Compliance Risk Management solutions for the financial services industry. ACS is a web-based service that combines best practices and sophisticated software. ACS customers can be confident that their compliance program meets the needs and expectations of customers, investors, and regulators in the new era. ACS clients can reduce time and cost of compliance management by providing complete process documentation. This allows them to virtually eliminate errors and almost eliminate risk.

Training and certification in blockchain analytics for regulators, financial institutions, and crypto-businesses. Manage financial crime risk, ensure regulatory compliance, and grow with confidence. Our crypto compliance services and solutions are used by regulators, financial institutions, and crypto businesses to detect and prevent financial crimes in cryptoassets. Businesses can rely on blockchain analytics to provide accurate and actionable insights across more than 100 cryptoassets. Elliptic offers blockchain analytics for cryptoasset compliance. Your compliance team can manage risk across more than 100 cryptoassets and comply with regulatory requirements. Compliance is a competitive advantage that builds trust between regulators, customers, partners, and other stakeholders. It is crucial to have the best AML monitoring solutions. Also, it is important to invest in your team to develop the knowledge required to stay compliant.

Guardian Safety Software is an inspection, observation, and safety audit system. It is the fastest and most efficient way to eliminate employee injury. Our utilities customers renew their licenses year after year. We also drive business value by increasing the use of Guardian in EHS, maintenance, and quality assurance departments. This comprehensive S&W Technologies program tracks, tracks, reports, and reports on workplace observations, audits, and inspections for behaviors or conditions. Guardian is licensed by OHS and EHS departments to streamline their workplace health-care and safety processes and prevent workplace fatalities and injuries. S&W Technologies' Best-In-Class Mobile Compliance Apps allow employees to quickly capture and take action on safety audits, inspections, and observations in almost real-time. These mobile observers use picture-taking, voice-to-text translation, and GPS capture to greatly simplify their work.

Expert Sierra is the most comprehensive, cloud-based, legal practice management solution available for mid to large-sized law firms across the globe. With Aderant managing Expert for your firm, you’re able to cut the cord on multiple systems and remove the burden of managing on-premise hardware, updates, security and performance.

NoSky, The Mighty Data Guardian Our superhero software protects data towers by fighting hackers, viruses and ransomware. NoSky is the ultimate superhero in a world of constant threats to data from hackers, viruses and ransomware. NoSky's superpowers are fueled by cutting edge technology. It is the protector of your data castles and towers, making them impervious to evil forces. Highlighted Features: Shield of Security NoSky's impenetrable security shield protects your data against hackers who are relentless and leave them powerless. NoSky's Virus-Vanquishing Capabilities: NoSky is equipped with the latest anti-virus capabilities to eliminate viruses and protect your data from malicious intrusions.

Manage candidates and their documents easily and keep up with the ever-changing compliance regulations. QX ReCo is a software that helps you achieve cost-effectiveness, efficiency and performance. The software is a cohesive suite that includes front office, middle-office, and Vendor Management System. Introduce your candidates to an easy-to-use, robust mobile app. Bring candidate and consultant together to ensure real-time conformance, booking, availability and documents, vacancy. The bespoke software is designed to fit any recruitment vertical and supports flexible compliance requirements. Search candidates using the latest filter options, and complete bookings quicker with a single screen.

Perfect Practice®, our goal is to provide innovative software solutions that optimize your firm's productivity in an ever-changing environment. Perfect Practice®, can manage your entire practice using the most flexible screen designs. Flexible reporting, intelligent workflow and unmatched adaptability will ensure that your case load is moving smoothly, regardless of regulatory and client demands. You will benefit from our industry knowledge and exceptional services. It's more than just about creating reports and storing data. It's about optimizing your firm’s workflow to make it more efficient. Perfect Practice allows you to quickly adapt to changing requirements, clients, and regulatory environments. It's the platform that allows for rapid adaptation, information gaps, and new opportunities.

Ruleguard is an industry-leading platform that helps regulated businesses manage the burden of evidencing compliance and monitoring it. The core modules of Ruleguard can be used to automate and reduce compliance risk at different stages of the compliance journey. These modules work together to make Ruleguard a comprehensive platform that delivers end-to-end benefits for every level of a regulated financial service firm. Monitoring and documentation of compliance is still done manually and only occasionally. Ruleguard allows key areas of compliance to be automated and placed under the direct supervision of the appropriate personnel within the business. This allows monitoring to be integrated directly into business-as usual processes, greatly simplifying the process and significantly reducing overhead.

Our marketplace was built to improve the sourcing of regulated service. COMPLi®, a structure that ensures compliance, can give leaders peace of mind when it comes to sourcing across research areas. Automated tracking of purchases, management of contracts, payment processing, and uploading spending data to your accounting system. Our award-winning platform assists pharmaceutical companies, biotechs and academic labs in sourcing regulated materials and services from external third parties. If you are a researcher, a pharmaceutical purchasing expert, or a provider of services, COMPLi®, can help you meet your compliance and governance requirements. COMPLi®, which reduces the administrative burden for providers of regulated service, also enables efficient customer relationships to reduce costs and accelerate scientific research. Improves compliance and governance across multiple regulated service areas.

We protect the integrity and control systems software for Industrial Automation and Control Systems. Asset Guardian is an innovative solution that control and automation engineers developed to manage the software and hardware configurations for safety and critical control systems. It complies with industry standards and best practice. Software assets are securely stored in an independent repository that greatly reduces the risk of unauthorised access. Reduce the costs and risks associated with non-compliance. Eliminate the need to use paper-based systems. Ensure data integrity and file security. Implement a CSMS that meets IEC 62443 standards. Obsolescence management simplified in compliance with IEC 62402. Software is essential to all industries and worldwide.

Many firms use our in-house technology as a scalable regulatory solution. We have processed and reported over 4.5 billion reports to date and served more than 100 legal entities. Our technology is designed for compliance and success in meeting regulatory reporting requirements. Financial firms, service providers, corporations and other entities must submit accurate and timely data to trade repositories and approved reporting mechanisms. The Point Nine team is familiar with the difficulties associated with this process. With our reliable, efficient and cutting-edge technology, we help to ease the burden and streamline this process. Point Nine processes data from many sources, covers all asset types, translates and submits reports to trade repositories with the required formats. It also handles acknowledgment messages.

Proind compliance controller, a web-based enterprise-wide solution, helps to better understand, manage and track compliance activities within an organization. This integrated view of both internal and statutory compliances across the enterprise reduces compliance management costs. PCC provides a single source of regulatory content with embedded control. This allows users to understand their obligations and associated risk. PCC gives management an automated, streamlined view of regulatory content across multiple jurisdictions, sectors, and regulators. It also helps verify regulatory compliance. PCC has powerful features that allow it to handle all compliances throughout the lifecycle of an enterprise. Reduce reputation risk, penalties, and fines for non-compliance.

Use flexible software to streamline operations and ensure compliance. This will give your team more time for customer service and building relationships that will foster long-term, sustainable success for your program. Automate tasks and digitize field data collection to eliminate the burden of manual management and poorly optimized workflows. Compliance capabilities that are purpose-built keep you in control and protected from increasing regulatory pressure. You can focus more on improving other aspects of your program with less risk. Securely centralize the most important information, ensuring defensibility while empowering better and faster decision-making. Address hotspots in a proactive manner, streamline source-control management, and ensure regulatory consistency. Centralize all compliance information, inspection results, FSE detail, and more. Reduce manual data entry through automatic determination of food service establishment compliance and integrations.

webSMaRT technology allows smart people to manage, organize, automate and automate highly-regulated processes in compliance-driven organizations. The state of being in compliance with all applicable authorities and their standards and other official requirements. WebSMART automates the application and tracking of your matrix, allowing millions to be viewed, tracked and audited with a single click. The current regulatory environment makes it difficult to plan, manage, and control operational risks, as well as manage disruptions. Technology can only manage a dynamic environment like that of a flexible workforce where tasks may change daily. WebSmart's compliance-specific design tracks changes automatically. It informs employees, managers, supervisors, and other stakeholders about upcoming requirements, allowing the organization minimize production disruptions.

Since 2002, Compliancy has provided services to companies in the areas of Information Technology Security and Compliance Regulation Services. Compliancy began as a custom service offering IT security and compliance consultation. We have since evolved to a cloud-based IT security technology service that is user-friendly. This helps companies adhere to industry regulations. Our easy-to-use software solution makes it possible to automate your compliance operations, auditing, and IT Security Solutions. Ask us about a custom solution for your company or choose a plan.

Our advanced compliance software solutions are suitable for both large compliance organizations and small RIA compliance groups. SmartRIA is designed to meet the needs of compliance officers, compliance consultants, operations teams, investment advisors and wealth and asset managers as well as the staff who support them. SmartRIA helps businesses like yours prosper. SmartRIA compliance solutions were created to meet the needs of compliance officers, compliance consultants, compliance officers and investment advisors. They also support wealth and asset managers. Imagine starting your week with a bird’s eye view of all your firm's compliance calendar. It's easy to use and can be done in less than a day.

Our team, which includes more than 60 professionals with extensive performance expertise, provides GIPS standards verification services and consulting services for investment managers around the world. Pre-Compliance Consulting: Expert guidance to bring your company into compliance with the GIPS Standards. To calculate investment performance, we will conduct an in-depth review of data and records, methods, records, controls, disclosures, and records. Assistance in the execution of the firm’s compliance program. Summary report to management with findings and recommendations in line with industry best practices and regulatory requirements. Results in a customized performance certification report that ACA provided to the firm. This report may be used in marketing efforts. Examine and examine the input data, methodologies, assumptions, and assumptions used in support of an investment performance track.

OnCourse Learning provides comprehensive enterprise compliance, professional development, and risk management education to individuals and financial institutions. Our flexible, purpose-built platform for learning management, our consultative approach and more than 600 engaging and effective courses ensure career success, while minimizing compliance risk. Your institution will be able to manage growth, complexity, and change more efficiently if you become educated and certified. Over the past 40-years, we've worked with over 10,000 enterprise clients and partners, and helped over 300,00 mortgage and insurance professionals start and advance their career. OnCourse Learning is a new level of eLearning that delivers engaging educational content and personalized learning experiences. Our compliance, learning, and subject matter experts monitor regulatory changes to update courses and deliver compliance and professional education that sticks.

Intelligize™, the premier provider of best-in class content, news collections, regulatory insights and powerful analytical tools for transactional and compliance professionals, is Intelligize™. Intelligize is a web-based research platform that helps law firms, accounting firms and corporations comply with government regulations, make stronger deals and agreements, and provide value to their clients and shareholders. Intelligize is headquartered in Washington, DC and serves Fortune 500 companies such as Starbucks, IBM, Microsoft, Verizon, Walmart, and many other top law and accounting firms worldwide. In 2016, Intelligize was made a wholly owned subsidiary of LexisNexis®, a global leader in content-enabled workflow solutions for professionals in the legal and risk management industries.

Our consultants have the insight to decode complicated and sometimes ambiguous rules, whether it's an administration change or a new OFCCP regulation. Our consultants combine their advanced knowledge of OFCCP with our human-centered approach. The result is proactive mitigation of risk in the contexts of today's workplace. OutSolve's mission is to relieve you of the burden of affirmative actions planning and compliance. We know the challenges you face, including a lack of resources, a tight budget, and others. Our consultants are prepared to assist with the most comprehensive affirmative planning services and consulting program available. Comprehensive OFCCP support for each phase of the audit, from receipt of a schedule letter to closure.