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Average Ratings 0 Ratings

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ease
features
design
support

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Write a Review

Description

Complii is a web-based compliance solution that automates the processing, checking, and management of compliance responsibilities, safeguarding AFSLs, stockbrokers, advisors, and their clients. This innovative software platform eliminates the reliance on paper by providing a secure digital environment tailored to meet the compliance needs of AFS Licensees and brokers. By automating key tasks such as generating ROAs and SOAs based on client profiles, maintaining a 708 expiry register, and creating FOFA FDS letters, Complii streamlines the compliance process significantly. Furthermore, it facilitates electronic opt-ins, updates to online client profiles, disclosures, breach registers, and the establishment of Chinese walls for internal compliance. Complii also enhances advisory practices by offering a comprehensive organizational view of all pending orders that require advice or action. In addition, it features a digital document storage solution, allowing users to efficiently manage their documentation in a secure online environment. Overall, Complii revolutionizes compliance management by integrating various functions into a single, user-friendly platform.

Description

Volody Insider Trading Compliance Software is an intelligent solution tailored for company secretaries and compliance officers to meet SEBI’s insider trading regulations efficiently. The software maintains a structured digital database that logs all individuals with whom unpublished price-sensitive information (UPSI) is shared, ensuring internal controls and audit readiness. It also manages confidentiality agreements and notices to enforce compliance and safeguard sensitive information. Beyond insider trading, Volody provides a comprehensive AI-powered contract management platform that features automated drafting, workflow approvals, contract analysis, and obligation tracking. This holistic approach helps organizations create stronger contracts and maintain compliance across legal, finance, procurement, and sales departments. The software supports industries ranging from pharmaceutical and telecom to retail and automotive. With offices located in India, Canada, and the USA, Volody offers extensive regional expertise and customer support. This makes Volody a trusted partner for businesses aiming to streamline compliance and contract management under evolving regulations.

API Access

Has API

API Access

Has API

Screenshots View All

Screenshots View All

Integrations

No details available.

Integrations

No details available.

Pricing Details

No price information available.
Free Trial
Free Version

Pricing Details

No price information available.
Free Trial
Free Version

Deployment

Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook

Deployment

Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook

Customer Support

Business Hours
Live Rep (24/7)
Online Support

Customer Support

Business Hours
Live Rep (24/7)
Online Support

Types of Training

Training Docs
Webinars
Live Training (Online)
In Person

Types of Training

Training Docs
Webinars
Live Training (Online)
In Person

Vendor Details

Company Name

Complii

Country

Australia

Website

www.complii.com.au

Vendor Details

Company Name

Volody

Founded

2014

Country

United States

Website

www.volody.com/insidertradingcompliance/

Product Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Product Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

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