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Comment Re:Better or worse? (Score 1) 400

It is not better if the professor writes the book for you to use in class.

This is incorrect. I have gone through several undergraduate and graduate math courses where the professor's book was lauded in the field and also a great read, e.g., Tom Apostol's two-volume Calculus series, Serge Lang's Algebra, or some of Bourbaki's treatises. I have also had instructors that would produce copious amounts of notes, which were freely available, to go along with their self-written books; one such example was for my differential geometry class, where around 700 pages of alternate derivations of theorems, showing different routes that could be taken to prove the claim, stronger results, etc., were given.

Comment Re:Patent infringement (Score 2) 126

What you're asking, as with most difficult topics, is something that's not easy to answer: for every good intention there will be someone waiting to exploit it, for every forced concession on the part of large companies there will be major resistance, and so on.

Personally, though, I'd prefer to see some sort of short-duration patent infringement immunity clause for new small business start-ups.

To elaborate, I've come up some pieces of hardware that I'm both publishing about and having patented. Ideally, it'd be nice to spin the design and manufacturing elements of this hardware into a small company, as it not only would bring in a handful of high-paying engineering and development jobs to the state right away, but would also, hopefully, generate enough revenue to allow the pursuit of other endeavors, thus leading to more positions down the road. Unfortunately, however, to actually sell this device, I'll be forced to license an array of patents, which has the potential to eat up a lot of money that could be used for better purposes, e.g., bringing on more talented workers or for handling unforeseen situations. As a result, it would be nice to have a guaranteed, one or two year reprieve from having to negotiate the use of intellectual property from any other source, which would be ample time to get a product out to market and save up enough to license everything after that period, provided everything goes well and the company is still solvent.

Comment Re:Infringe all the patents! (Score 4, Interesting) 126

Although not entirely pertinent, a cursory reading of the the dissenting opinion by Circuit Judge Newman, a brief excerpt of which is given below, sheds some light on this:

According to the court’s new ruling, it appears that the patentee cannot sue the direct infringers of the patent, when more than one entity participates in the infringement. The only remedial path is by way of “inducement.” We are not told how compensation is measured. The only thing that is clear, is that remedy is subject to new uncertainties. Since the direct infringers cannot be liable for infringement, they do not appear to be subject to the court’s jurisdiction. Perhaps the inducer can be enjoined—but will that affect the direct infringers? Since the inducer is liable when he breaches the “duty” not to induce, is the inducer subject to multiplication of damages? This return to the “duty to exercise due care to determine whether or not he is infringing” of Underwater Devices Inc. v. Morrison–Knudsen Co., Inc., 717 F.2d 1380, 1389 (Fed. Cir. 1983) raises tension with the ruling of the en banc court in In re Seagate Technology LLC, 497 F.3d 1360 (Fed. Cir. 2007) that overruled the standard of Underwater Devices.

Comment Re:Streisand effect? (Score 1) 385

My comment was intended as raillery. The fact that you view it, if I am understanding you correctly, as aggressive vitriol is a bit surprising, considering that there are far more severe ways to excoriate someone.

Oh, and as an aside, I own no Apple products and am definitely not a fanatic of theirs, let alone any other company.

Comment Re:Streisand effect? (Score 1) 385

Then apparently you parsed my post incorrectly, whilst I, in turn, did the same to yours, as I did not envision that someone could misinterpret my reference to hyperbole and not see it applied solely to: "[t]here are quite a number of people out there that would sooner die then choose Apple because of their shiny retarded walled garden approach to computing" versus: "it is a bit rich that you would opt for a phone that is more limited and, likely, locked down than an iPhone". Albeit unintentional, if you were offended, I do apologize.

Nevertheless, to make things perfectly clear, I am not saying that people voting with their wallets or choosing an inferior product, where the qualifier is subjective, are cognitively impaired.

Comment Re:Streisand effect? (Score 0) 385

Comment Re:Streisand effect? (Score 0, Troll) 385

What I take exception to is being called mentally deficient.

If you would rather die than choosing an iPhone, be it under any circumstance, as the original poster did not specify, my statement stands: you, let alone anyone else, would clearly exhibit a dearth of faculties, as you would be willing to forfeit your existence over something so trivial as a piece of technology.

Comment Re:Streisand effect? (Score 0, Troll) 385

There are quite a number of people out there that would sooner die then choose Apple because of their shiny retarded walled garden approach to computing. I'll go back to a clamshell phone before I choose Apple for anything.

The obvious hyperbole aside, unless, of course, you were serious and do know of people with such obvious mental deficiencies, it is a bit rich that you would opt for a phone that is more limited and, likely, locked down than an iPhone.

Comment Re:If Apple loses because of Fidler (Score 1) 362

[...] Apple employees can forget about being allowed to collaborate with researchers at U. of Missouri.

That's not a loss for Apple, considering that most of the "researchers" within the School of Engineering there, at least from what I've seen and have been told from others, are regulated to publishing prosaic papers in the bottom-tier journals and conferences.

Comment Re:Likely not (Score 5, Informative) 77

Give me some science on it and tell me some more details.

Since they didn't give a link to it, here's the citation for the paper in question: M. P. Walser, et al., "Direct mapping of the formation of a persistent spin helix", Nature Phys., 2012 (accepted, in press). You can read all of the wonderfully gritty, and hard-to-parse, details in that paper.

If you want to learn more about the science behind spintronics, feel free to peruse:

M. Johnson and R. H. Silsbee, "Interfacial charge-spin coupling: Injection and detection of spin magnetization in metals", Phys. Rev. Lett. 55: 1790-1793, 1985
M. N. Baibich, et al., "Giant magnetoresistance of (001)Fe/(001)Cr magnetic superlattices", Phys. Rev. Lett. 61: 2472-2475, 1988
G. Binasch, et al., "Enhanced magnetoresistance in layered magnetic structures with antiferromagnetic interlayer exchange", Phys. Rev. B 29: 4828, 1989
S. Datta and B. Das, "Electronic analog of the electrooptic modulator", Appl. Phys. Lett. 56: 665-667, 1990
J. Kikkawa and D. Awschalom, "Resonant spin amplification in n-type GaAs", Phys. Rev. Lett. 80: 4313, 1998
B. T. Jonker, et al., "Robust electrical spin injection into a semiconductor heterostructure", Phys. Rev. B 62: 8180-8183, 2000
A. T. Hanbicki, et al., "Efficient electrical spin injection from a magnetic metal/tunnel barrier contact into a semiconductor", Appl. Phys. Lett. 80: 1240, 2002
S. van Dijken, et al., "Room temperature operation of a high output current magnetic tunnel transistor", Appl. Phys. Lett. 80: 3364-3366, 2002
X. Jiang, et al., "Optical detection of hot-electron spin injection into GaAs from a magnetic tunnel transistor source", Phys. Rev. Lett. 90: 256603, 2003
J. Schliemann, et al., "Nonballistic spin-field-effect transistor", Phys. Rev. Lett. 90: 146801, 2003
B. A. Bernevig, et al., "Exact SU(2) symmetry and persistent spin helix in a spin-orbit coupled system", Phys. Rev. Lett. 97: 236601: 2006
X. Lou, et al., "Electrical detection of spin transport in lateral ferromagnet–semiconductor devices", Nature Phys. 3: 197-202, 2007
M. Holub, et al., "Electrical spin injection and threshold reduction in a semiconductor laser", Phys. Rev. Lett. 98: 146603, 2007
I. Appelbaum, et al., "Electronic measurement and control of spin transport in silicon", Nature 447: 295-298, 2007
M. Duckheim and D. Loss, "Resonant spin polarization and spin current in a two-dimensional electron gas", Phys. Rev. B 75: 201305, 2007
B. Behin-Aein, et al., "Proposal for an all-spin logic device with built-in memory", Nature Nano. 5: 266-270, 2010
J. Wunderlich, et al., "Spin Hall effect transistor", Science 330: 1801-1804, 2010

How about a blurb about spintronics already being used in modern hard drive read heads?

I can do better than a blurb, I can provide you with references to the underlying science:

M. Julliere, "Tunneling between ferromagnetic films", Phys. Lett. 54: 225-226, 1975
J. S. Moodera, et al. "Large magnetoresistance at room temperature in ferromagnetic thin film tunnel junctions", Phys. Rev. Lett. 74: 3273-3276
W. H. Butler, et al., "Spin-dependent tunneling conductance of Fe/MgO/Fe sandwiches", Phys. Rev. B. 63: 054416, 2001
J. Mathon and A. Umerski, "Theory of tunneling magnetoresistance of an epitaxial Fe/MgO/Fe (001) junction", Phys. Rev. B. 63: 220403, 2001
M. Bowen, et al., "Large magnetoresistance in Fe/MgO/FeCo(001) epitaxial tunnel junctions on GaAs(001)", Appl. Phys. Lett. 79: 1655, 2001
S. Yuasa, et al., "Giant room-temperature magnetoresistance in single-crystal Fe/MgO/Fe magnetic tunnel junctions", Nature Mater. 3: 868-871, 2004
S. S. P. Parkin, et al., "Giant tunnelling magnetoresistance at room temperature with MgO (100) tunnel barriers" Nature Mater. 3: 862-867, 2004
S. Ikeda, et al., "Tunnel magnetoresistance of 604% at 300 K by suppression of Ta diffusion in CoFeB/MgO/CoFeB pseudo-spin-valves annealed at high temperature", Appl. Phys. Lett. 93: 082508, 2008

Comment Re:Of course they will not (Score 1) 221

Of course not. Liberals never give up the tools of fascism, they need them too dearly.

Yes, clearly [classical] liberals need those tools in order to realize limited government, constitutionalism, rule of law, due process, and liberties including free markets and freedom of religion, speech, press, and assembly.

The following is taken from R. Hudelson, Modern Political Philosophy. M.E. Sharpe: Armonk, NY, USA, 1999:

By the middle of the nineteenth century, a coherent vision of how society should be organized had taken shape in England, western Europe, and the Americas. This vision is the political ideology of classical liberalism. [...] Central to the classical liberalism of the nineteenth century is a commitment to the liberty of individual citizens. Freedom of religion, freedom of speech, freedom of the press, and freedom of assembly [are] core components, as [is] the underlying conception of the proper role of just government as the protection of the liberties of individual citizens. Also central to classical liberalism was a commitment to a system of free markets as the best way to organize economic life.

[...] Classical liberalism draws on the economic science of Adam Smith, the psychological insight into the importance of individual liberty to human beings, and the ethical theories of natural law and utilitarianism. While, at their most abstract level, utilitarianism and natural law disagree profoundly about what makes something morally right or wrong, when combined with the convictions about the truth of Smith's economics and the psychology of human liberty, both theories agree in their endorsement of free markets and limited government. By the middle of the nineteenth century, convinced by the utilitarian critique of the idea of natural law, most philosophers had embraced the utilitarian philosophy. Nonetheless, being also convinced by Smith and Mill of the conduciveness to human happiness and the maximal individual liberty, these same philosophers could warmly endorse the political principles championed by the natural-law theorists of the American and French Revolutions. [...] As the century drew to a close, most classical liberals had also [...] followed Bentham and Mill into accepting the principle of democracy as well. Only governments elected by universal or near-universal suffrage could reasonably be expected to refrain from violating the liberty of their citizens in service to narrow interests [...]

(In case it wasn't obvious, you should not generalize, let alone bandy terms with which you are, seemingly, unfamiliar.)

Comment Re:Hansen is delusional (Score 5, Informative) 605

Another paper, published in the same journal, concluded that "the heat wave falls within the realm of natural variability ... [and] appears not to be the product of long-term climate changes"

That quote neither appears in the paper you reference (M. Matsueda, "Predictability of Euro-Russian blocking in summer of 2010", Geophys. Res. Lett. 38: L06801, 2011) nor the NOAA press release.

Also, some researchers in Germany analyzed the data and published a paper, entitled "Large scale flow and the long-lasting blocking high over Russia", which says that the heat wave "appears as a result of natural atmospheric variability".

The quote taken from (the abstract of) that paper, by Schneidereit et al., was in reference to R. Dole, et al. ("Was there a basis for anticipating the 2010 Russian heat wave", Geophys. Res. Lett. 38: L06702, 2011). Schneidereit et al. also mentioned, citing a study by Schar et al. ("The role of increasing temperature variability in European summer heatwaves", Nature 427: 332-336, 2004), that a long-lasting blocking high could occur more often with climate change and the expected change in the year-to-year variability.

Comment Re:Rules (Score 4, Informative) 197

If they remade the assets and did not copy directly the files it's not copyright infringement in international law. Same thing with game mechanics. If Zynga did not copy/paste the code or texts from EA them there's no ground in international copyright law.

There is plenty of legal precedence in US law, which pertains as the case is being argued in US, that contradicts some of your statements:

Midway Mfg. Co., v. Dirkschneider et al. 543 F. Supp 466 (D. Neb. 1981)
Nintendo of America, Inc. v. Elcon Industries, 564 F.Supp. 937 (E.D. Mich. 1982)
Atari, Inc. v. North American Philips Consumer Electronics Corp., 672 F.2d 607 (7th Cir. 1982)
Midway Manufacturing Co. v. Artic International, Inc., 547 F. Supp. 999 (N.D. Ill. 1982)
Midway Manufacturing Co. v. Artic International, Inc., 704 F.2d 1009 (7th Cir. 1983)
Team Play, Inc. v. Boyer, 391 F.Supp.2d 695 (N.D. Ill. 2005)
William L Crawford II et al. v. Midway Games, Inc. et al. (W.D. Cal. 2007)
Capcom Co., Ltd. et. al. v. The MKR Group (N.D. Cal. 2008)

To elaborate a bit from those above cases, let alone others, to establish infringement a plaintiff must prove ownership of a valid copyright and "copying" by the defendant. Because direct evidence of copying often is unavailable, copying may be inferred where the defendant had access to the copyrighted work and the accused work is substantially similar to the copyrighted work (Warner Brothers, Inc. v. American Broadcasting Cos., Inc., 654 F.2d 204, 207 (2d Cir. 1981)).

Some courts have expressed the test of substantial similarity in two parts: (1) whether the defendant copied from the plaintiff's work and (2) whether the copying, if proven, went so far as to constitute an improper appropriation (Scott v. WKJG, Inc., 376 F.2d 467, 469 (7th Cir.), cert. denied, 389 U.S. 832, 88 S.Ct. 101, 19 L.Ed.2d 91 (1967)); Arnstein v. Porter, 154 F.2d 464, 468 (2d Cir. 1946); cf. Sid & Marty Krofft Television Productions, Inc. v. McDonald's Corp., 562 F.2d 1157, 1164 (9th Cir. 1977) (extrinsic-intrinsic test)). In many cases, the courts focus on the second part of that test and the response of the "ordinary observer" (Ideal Toy Corp. v. Fab-Lu Ltd. (Inc.), 360 F.2d 1021, 1023 n.2 (2d Cir. 1966)). Specifically, the test is whether the accused work is so similar to the plaintiff's work that an ordinary reasonable person would conclude that the defendant unlawfully appropriated the plaintiff's protectible expression by taking material of substance and value (Krofft, 562 F.2d at 1164). Judge Learned Hand, in finding infringement, once stated that "the ordinary observer, unless he set out to detect the disparities, would be disposed to overlook them, and regard their aesthetic appeal as the same" (Peter Pan Fabrics, Inc. v. Martin Weiner Corp., 274 F.2d 487, 489 (2d Cir. 1960)). It has been said that this test does not involve "analytic dissection and expert testimony," Arnstein, 154 F.2d at 468, but depends on whether the accused work has captured the "total concept and feel" of the copyrighted work (Roth Greeting Cards v. United Card Co., 429 F.2d 1106, 1110 (9th Cir. 1970)).

While dissection is generally disfavored, the ordinary observer test, in application, must take into account that the copyright laws preclude appropriation of only those elements of the work that are protected by the copyright (Durham Industries, Inc. v. Tomy Corp., 630 F.2d 905, 913 (2d Cir. 1980); Clarke v. G. A. Kayser & Sons, Inc., 472 F.Supp. 481, 482 (W.D.Pa.1979), aff'd without op., 631 F.2d 725 (3d Cir. 1980)). "It is an axiom of copyright law that the protection granted to a copyrightable work extends only to the particular expression of an idea and never to the idea itself" (Reyher v. Children's Television Workshop, 533 F.2d 87, 90 (2d Cir.), cert. denied, 429 U.S. 980, 97 S.Ct. 492, 50 L.Ed.2d 588 (1976)). "Unlike a patent, a copyright gives no exclusive right to the art disclosed; protection is given only to the expression of the idea-not the idea itself" (Mazer v. Stein, 347 U.S. 201, 217, 74 S.Ct. 460, 470, 98 L.Ed. 630 (1954); see Baker v. Selden, 101 U.S. 99, 102-03, 25 L.Ed. 841 (1879)). The Copyright Act of 1976 codifies this idea-expression dichotomy (17 U.S.C. 102(b); see H.Rep.No. 94-1476, 94th Cong., 2d Sess. 57, reprinted in (1976) U.S. Code Cong. and Ad.News 5659, 5670). Thus, "if the only similarity between plaintiff's and defendant's works is that of the abstract idea, there is an absence of substantial similarity and hence no infringement results" (Nimmer 13.03(A)(1), at 13-19 (original emphasis); see Warner Brothers, 654 F.2d at 204, 208; Durham, 630 F.2d at 913).

It follows that copyright protection does not extend to games as such (Chamberlin v. Uris Sales Corp., 150 F.2d 512 (2d Cir. 1945); see also Anti-Monopoly, Inc. v. General Mills Fun Group, 611 F.2d 296, 300 n.1 (9th Cir. 1979)). As Professor Nimmer notes, however, "some limited copyright protection is nevertheless available in connection with games. [...] (a) relatively minimal artistic expression, if original, would render copyrightable [...] the pattern or design of game boards and playing cards as pictorial or graphic works" (1 Nimmer 2.18(H)(3), at 2-212). Recognizing this principle, the Second Circuit has held copyrightable as an audiovisual work, see 17 U.S.C. 102(a)(6), the "repetitive sequence of a substantial portion of the sights and sounds" of a video game called "SCRAMBLE" (Stern Electronics, Inc. v. Kaufman, 669 F.2d 852, 856 (2d Cir. 1982); see also Atari, Inc. v. Amusement World, Inc., Civ. No. Y-81-803, slip op. at 9 (D. Md. 1981); Midway Mfg. Co. v. Dirkschneider, Civ. No. 81-0-243, slip op. at 13-14 (D. Neb. 1981)).

Now, there is no litmus paper test by which to apply the idea-expression distinction; the determination is necessarily subjective. As Judge Learned Hand said, "Obviously, no principle can be stated as to when an imitator has gone beyond copying the 'idea,' and has borrowed its 'expression.' Decisions must therefore inevitably be ad hoc" (Peter Pan Fabrics, 274 F.2d at 489). Courts and commentators nevertheless have developed a few helpful approaches. In Nichols v. Universal Pictures Corp., 45 F.2d 119, 121 (2d Cir. 1930), cert. denied, 282 U.S. 902, 51 S.Ct. 216, 75 L.Ed. 795 (1931), Judge Hand articulated what is now known as the "abstractions test": "Upon any work [...] a great number of patterns of increasing generality will fit equally well, as more and more of the incident is left out. [...] [T]here is a point in this series of abstractions where they are no longer protected, since otherwise the playwright could prevent the use of his "ideas," to which, apart from their expression, his property is never extended. Nobody has ever been able to fix that boundary, and nobody ever can. [...] As respects plays, the controversy chiefly centers upon the characters and sequence of incident, these being the substance.

As an aside, a related concept is that of idea-expression unity: where idea and expression are indistinguishable, the copyright will protect against only identical copying (Krofft, 562 F.2d at 1167-68). Herbert Rosenthal Jewelry Corp. v. Kalpakian, 446 F.2d 738 (9th Cir. 1971), presents a good example and discussion of this limitation. In that case, the plaintiff charged the defendants with copyright infringement of a pin in the shape of a bee encrusted with jewels. The court assumed the validity of plaintiff's copyright, but refused to find substantial similarity: "What is basically at stake is the extent of the copyright owner's monopoly-from how large an area of activity did Congress intend to allow the copyright owner to exclude others? We think the production of jeweled bee pins is a larger private preserve than Congress intended to be set aside in the public market without a patent. A jeweled bee pin is therefore an 'idea' that defendants were free to copy. [The] [p]laintiff seems to agree, for it disavows any claim that [the] defendants cannot manufacture and sell jeweled bee pins and concedes that only plaintiff's particular design or 'expression' of the jeweled bee pin 'idea' is protected under its copyright. The difficulty, as we have noted, is that on this record the 'idea' and its 'expression' appear to be indistinguishable. There is no greater similarity between the pins of plaintiff and defendants than is inevitable from the use of jewel-encrusted bee forms in both."

In any event, although EA's audiovisual work (The Sims Social) is primarily an unprotectible game, unlike the bee pin, to at least a limited extent, the particular form in which it is expressed (shapes, sizes, colors, sequences, arrangements, and sounds) provides something "new or additional over the idea" (see Goodson-Todman Enterprises, Ltd. v. Kellogg Co., 513 F.2d 913 (9th Cir. 1975)). Moreover, based upon an ocular comparison, while not "virtually identical" to The Sims Social, The Ville captures the "total concept and feel" of and is substantially similar to The Sims Social. Consequently, since this case is a far cry from those in which the defendant appropriated only the game idea, but adopted its own unique form of expression (see Durham, 630 F.2d at 914-15) or where minor variations or differences were sufficient to avoid liability because the form of expression was inextricably tied to the game itself (see Affiliated Hospital; Atari, Inc. v. Amusement World, Inc.; Clarke; Freedman v. Grolier Enterprises, Inc., 179 U.S.P.Q. 476, 479 (S.D.N.Y.1973)), I imagine that, like Atari, Inc. v. North American Philips Consumer Electronics Corp., 672 F.2d 607 (7th Cir. 1982), the court will find that Zynga infringed upon EA's work.

Science

Submission + - Scientists Have Made the World's First Quantum Router (gizmodo.com)

Diggester writes: While people get excited about future internets being powered by quantum particles, nobody really knows how that's going to work yet. But Chinese physicists have taken a step in the right direction, by creating the world's first quantum router.

If it can be made to work on a large scale, quantum information will transform the way we send data: instead of sending just the 0s and 1s of digital code, quantum communication can send information in a superposition of states that represent both 0s and 1s at the same time. It's cool, and it's crazy.

Comment Re:Oracle vs Google (Score 1) 330

Sure, we know that. The problem is other people had already made devices that looked very similar and features most, if not all, of those design elements. Apple's claim should have been invalidated by prior art and for not being at all novel.

Then let me ask you this question: based upon the design patents by M. Kurihara (D291,442, Sept. 1984), M. Hara, et al. (D294,831, Aug. 1985), Y. Sugano (D299,031, Jun. 1986), C. T. Yu (D306,285, Dec. 1987), H. Shiozawa, et al. (D303,523, Nov. 1987), Y. Ooshima, et al. (D307,581, Feb. 1988), A. Tsukada, et al. (D310,213, Nov. 1988), K. Mizusugi, et al. (D309,603, Feb. 1989), K. Mizusugi, et al. (D330,016, Apr. 1991), K. Mizusugi, et al. (D344,496, Dec. 1991), K. Mizusugi (D357,674, Feb. 1994), H. Tamaki (D384,043, Jun. 1996), M. Kawa (D385,856, Oct. 1996), S. Mizuno (D405,434, Dec. 1997), S.-H. Han (D396,703, Aug. 1997), M. Kawa and K. Koyama (D413,107, Nov. 1998), C.-C. Lee, et al. (D408,798, Apr. 1998), and S. Mizuno (D431,821, Dec. 1999), let alone hundreds of others, do you believe that all current laptop design patents should be invalidated? After all, most, if not all laptops, share the same fundamental features outlined in those documents: a two-part hinged body, one which houses a screen and another for a keyboard and/or trackpad, etc.

Really, when you get down to it, design patents are notoriously difficult to deal with during the review phase, which is why it is usually up to the courts to settle matters.

To elaborate, for an examiner to properly reject a claimed design under 35 U.S.C. 171 on the basis of a lack of ornamentality, he or she must make a prima facie showing that the claimed design lacks ornamentality and provide a sufficient evidentiary basis for factual assumptions relied upon in such showing. (The court in In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443, 1444 (Fed. Cir.1992), stated that "the examiner bears the initial burden, on review of the prior art or on any other ground, of presenting a prima facie case of unpatentability.")

The proper evidentiary basis for a rejection under 35 U.S.C. 171 that a claim is lacking in ornamentality is an evaluation of the appearance of the design itself. The examiner’s knowledge of the art, a reply to a letter of inquiry, a brochure emphasizing the functional/mechanical features of the design, the specification of an analogous utility patent (the applicant’s or another inventor), or information provided in the specification may be used to supplement the analysis of the design. If a design is embodied in a specific mechanical article, the analysis that the design lacks ornamentality because its appearance is dictated by functional requirements should be supported by reference to utility patents or some other source of information about the function of the design. If the design is embodied in an article that has a more general use, such as a clip, the analysis and explanation as to why the design lacks ornamentality should be detailed and specific. The examiner’s contention that the specific appearance of the claimed design lacks ornamentality may be supported by the holding of the court in In re Carletti et al., 328 F.2d 1020, 140 USPQ 653 (CCPA 1964), that a design to be patentable must be "created for the purpose of ornamenting" the article in which it is embodied. The presence or lack of ornamentality must be made on a case by case basis.

Examples of proper evidentiary basis for a rejection under 35 U.S.C. 171 that a claim is lacking in ornamentality would be: (a) common knowledge in the art; (b) the appearance of the design itself; (c) the specification of a related utility patent; or (d) information provided in the specification. Moreover, a rejection under 35 U.S.C. 171 for lack of ornamentality must be supported by evidence and rejections should not be made in the absence of such evidence.

Rejections under 35 U.S.C. 171 for lack of ornamentality based on a proper prima facie showing fall into two categories: (a) a design visible in its ultimate end use which is primarily functional based on the evidence of record; or (b) a design not visible in its normal and intended use as evidence that its appearance is not a matter of concern. (In re Stevens, 173 F.2d 1015, 81 USPQ 362 (CCPA 1949); In re Webb, 916 F.2d 1553, 1558, 16 USPQ2d 1433, 1436 (Fed. Cir. 1990))

When the examiner has established a proper prima facie case of lack of ornamentality, "the burden of coming forward with evidence or argument shifts to the applicant." (In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443, 1444 (Fed. Cir. 1992)) A rejection under 35 U.S.C. 171 for lack of ornamentality may be overcome by providing evidence from the inventor himself or a representative of the company that commissioned the design that there was an intent to create a design for the "purpose of ornamenting." (In re Carletti, 328 F.2d 1020, 1022, 140 USPQ 653, 654 (CCPA 1964)) Attorney’s arguments are not a substitute for evidence. Once a proper prima facie case of lack of ornamentality is established by the examiner, it is incumbent upon applicant to come forth with countervailing evidence to rebut the rejection made by the examiner. (Ex parte Webb, 30 USPQ2d 1064, 1067-68 (Bd. Pat. App. & Int. 1993)) (Form paragraph 15.08 or 15.08.01, where appropriate, may be used to reject a claim under 35 U.S.C. 171 for lack of ornamentality.)

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