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ease
features
design
support

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Description

Numerous companies offer support for trade and transaction reporting; some focus on software solutions for data extraction and conversion, others provide advice on regulatory compliance, and additional firms serve as agents to report trades on your behalf. However, TRAction stands out from the crowd. We go beyond merely being a software vendor, consultancy, or reporting agent. TRAction takes the initiative to extract, scrutinize, and format your data according to the specifications required by the appropriate trade repository. We handle your registration with a trade repository, prioritize cost-effectiveness, and address any discrepancies in your data for you. Our services include clarifying regulatory requirements, ensuring your business remains compliant, and keeping you updated on any changes in regulations. For further insights and updates on trade and transaction reporting under frameworks such as ASIC, EMIR, MiFIR, SFTR, MAS, and other global regimes, be sure to visit our blog for the latest information and discussions. Keeping abreast of these developments not only aids compliance but also empowers your organization in an ever-evolving regulatory landscape.

Description

Break down your regulatory and contractual responsibilities into specific tasks that can be assigned and effectively monitored using interactive dashboards. Explore each business sector to pinpoint areas of vulnerability, then categorize potential risks and develop strategies to mitigate them. Oversee IT system risks by conducting user access reviews and managing contract renewals diligently. Establish your corporate framework and maintain comprehensive records of all legal and corporate communications with regulatory bodies. Monitor your licensing obligations along with statutory and regulatory reporting using a unified system. Keep meticulous records of any incidents, complaints, and breaches that may arise. Utilize this data to identify significant business risks and implement necessary changes. Ensure all existing controls operate effectively by employing compliance assurance checklists for validation. Gain a deeper understanding of your obligations and delineate the scope of work necessary for your organization's compliance framework. By taking these proactive steps, you can foster a culture of accountability and transparency throughout the organization.

API Access

Has API

API Access

Has API

Screenshots View All

Screenshots View All

Integrations

LexisNexis AML Insight
Salesforce

Integrations

LexisNexis AML Insight
Salesforce

Pricing Details

No price information available.
Free Trial
Free Version

Pricing Details

$10 per month
Free Trial
Free Version

Deployment

Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook

Deployment

Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook

Customer Support

Business Hours
Live Rep (24/7)
Online Support

Customer Support

Business Hours
Live Rep (24/7)
Online Support

Types of Training

Training Docs
Webinars
Live Training (Online)
In Person

Types of Training

Training Docs
Webinars
Live Training (Online)
In Person

Vendor Details

Company Name

TRAction Fintech

Founded

2015

Country

United Kingdom

Website

tractionfintech.com

Vendor Details

Company Name

crlHorizon

Country

Australia

Website

www.clrhorizon.com

Product Features

Product Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Risk Management

Alerts/Notifications
Auditing
Business Process Control
Compliance Management
Corrective Actions (CAPA)
Dashboard
Exceptions Management
IT Risk Management
Internal Controls Management
Legal Risk Management
Mobile Access
Operational Risk Management
Predictive Analytics
Reputation Risk Management
Response Management
Risk Assessment

Alternatives

Alternatives

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Confluence

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