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Average Ratings 0 Ratings

Total
ease
features
design
support

No User Reviews. Be the first to provide a review:

Write a Review

Description

RegReview.io serves as a comprehensive compliance management solution tailored for registered investment advisers, broker-dealers, private funds, exempt reporting advisers, and various regulated entities, offering specialized versions for sectors such as insurance, real estate, and private credit. The platform consolidates both recurring and event-driven compliance obligations into a centralized calendar, featuring task tracking capabilities, monitoring for jurisdictional and registration requirements, streamlined document workflows, and synchronization with Outlook, Google, and Apple Calendar. Utilizing advanced AI tools, it evaluates uploaded documents, identifies key obligations, and assists in the creation of essential materials such as checklists, marketing reviews, annual reports, disclosures, and responses for audits. Additionally, teams can efficiently manage questionnaires, conduct vendor due diligence, maintain employee and registration records, and gather necessary evidence. Optional modules enhance functionality by providing support for email and instant message oversight, anti-money laundering (AML) measures, cybersecurity protocols, licensing, and various other compliance processes. Offering plans that accommodate both individual users and teams, RegReview.io also provides consultancy services for organizations that require additional support in navigating compliance management effectively, ensuring they remain aligned with regulatory standards.

Description

SmartOffice is a cloud-centric CRM and AMS specifically designed for financial professionals, including advisors, agents, BGAs, RIAs, and broker-dealers, providing a wide array of tools for managing client interactions, workflows, data, and adherence to regulations. Key functionalities encompass contact management, tracking of investments and policies, as well as time and calendar management, in addition to opportunity tracking and advanced reporting capabilities. Prioritizing cybersecurity and compliance, SmartOffice safeguards client information while ensuring seamless integration with Office 365 (Outlook, Excel, Word) and various sales, financial planning, insurance, and marketing platforms. It boasts essential features such as centralized client histories, staff collaboration, secure remote data access, and organized management of agency operations through its agency management system. The platform is particularly beneficial for established practices aiming to streamline their tools and gain enhanced visibility into opportunity pipelines, reporting processes, and overall workflow efficiency. With its robust functionalities, SmartOffice presents a comprehensive solution for financial professionals focused on optimizing their operational effectiveness.

API Access

Has API Yes 

API Access

Has API No 

Screenshots View All

Screenshots View All

Integrations

Microsoft 365 Yes 
Microsoft Outlook Yes 
Apple Calendar Yes 
BizClip No 
Broadridge 15(c) Board Reporting No 
Charles Schwab No 
Constant Contact No 
Docupace No 
Google Calendar Yes 
Google Workspace Yes 
Laserfiche No 
Microsoft Excel No 
MoneyGuide No 
MyRepChat No 
NaviPlan No 
PreciseFP No 
Zapier Yes 
Zocks No 
Zoom No 
eMoney No 

Integrations

Microsoft 365 Yes 
Microsoft Outlook Yes 
Apple Calendar No 
BizClip Yes 
Broadridge 15(c) Board Reporting Yes 
Charles Schwab Yes 
Constant Contact Yes 
Docupace Yes 
Google Calendar No 
Google Workspace No 
Laserfiche Yes 
Microsoft Excel Yes 
MoneyGuide Yes 
MyRepChat Yes 
NaviPlan Yes 
PreciseFP Yes 
Zapier No 
Zocks Yes 
Zoom Yes 
eMoney Yes 

Pricing Details

$79/user/month
Solo is $79/month for 1 user or $790/year. Starter is $149/month for up to 3 users, Pro is $399/month for up to 10 users, and Enterprise is $999/month for up to 25 users. A 14-day free trial is offered. Add-on modules and consulting services may have separate charges.
Free Trial Yes 
Free Version No 

Pricing Details

No price information available.
Free Trial No 
Free Version No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Customer Support

Business Hours Yes 
Live Rep (24/7) No 
Online Support Yes 

Customer Support

Business Hours Yes 
Live Rep (24/7) No 
Online Support Yes 

Types of Training

Training Docs Yes 
Webinars Yes 
Live Training (Online) Yes 
In Person No 

Types of Training

Training Docs Yes 
Webinars Yes 
Live Training (Online) Yes 
In Person Yes 

Vendor Details

Company Name

FIN Group

Founded

2012

Country

United States

Website

fincompliance.io/regreview

Vendor Details

Company Name

Zinnia

Founded

2005

Country

United States

Website

www.smartofficecrm.com

Product Features

Product Features

Alternatives

No Alternatives

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