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Description
The Compliance Suite platform is a versatile and innovative technology solution designed to facilitate the preparation and submission of various regulatory forms, including the Securities and Exchange Commission’s Form N-PORT, Form N-CEN, Form N-MFP, and Form PF, along with other filing obligations such as Annex IV of AIFMD and CFTC, and NFA Form CPO-PQR. Additionally, it offers comprehensive tools for risk management, performance monitoring, and managing pipeline and relationships within the asset management sector. This user-friendly and scalable solution delivers the adaptability needed to navigate today’s fast-paced business, risk, and regulatory environments. The architecture of Compliance Suite allows for customization, enabling the system to be utilized for purposes beyond just regulatory filings. Furthermore, it serves as a data repository for internal risk assessment and investor reporting, while also featuring a customizable dashboard and fund performance charting capabilities to enhance user experience. Ultimately, this platform empowers asset managers to streamline compliance processes and improve operational efficiency.
Description
Every organization generates data that needs to be meticulously tracked and archived in a centralized location, ensuring that all relevant parties can easily access it. Often referred to as 'Content Management' in the contemporary IT landscape, the consolidation of information access and storage is an essential aspect of how companies leverage technology. Media Exchange enhances the process of cataloging and storing various types of data online, making it accessible to those who need it. This platform can be utilized to maintain brand consistency across applications or to oversee the access and dissemination of digital information such as reports or spreadsheets, depending on the preferences of the repository’s developers. What sets Media Exchange apart from other online content management solutions is its complete independence from specific applications, allowing it to accommodate and manage data in any format necessary for your organization's needs. Additionally, this flexibility ensures that businesses can adapt their content management strategies as their requirements evolve over time.
API Access
Has API
No
API Access
Has API
No
Integrations
ABBYY Mobile Capture
Yes
AWS GovCloud
Yes
Appway Digital Banking
Yes
Axiell Collections
No
Axiell DAMS - Powered by Piction
No
Exponential AI Enso
Yes
Infor Talent Science
Yes
LivePreso
Yes
OpenText Core Share
Yes
Oracle Audience Segmentation
Yes
Integrations
ABBYY Mobile Capture
No
AWS GovCloud
No
Appway Digital Banking
No
Axiell Collections
Yes
Axiell DAMS - Powered by Piction
Yes
Exponential AI Enso
No
Infor Talent Science
No
LivePreso
No
OpenText Core Share
No
Oracle Audience Segmentation
No
Pricing Details
No price information available.
Free Trial
No
Free Version
No
Pricing Details
No price information available.
Free Trial
No
Free Version
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Customer Support
Business Hours
No
Live Rep (24/7)
No
Online Support
Yes
Types of Training
Training Docs
Yes
Webinars
No
Live Training (Online)
No
In Person
No
Types of Training
Training Docs
No
Webinars
No
Live Training (Online)
No
In Person
No
Vendor Details
Company Name
Deloitte
Founded
1845
Country
United Kingdom
Website
www2.deloitte.com/content/dam/Deloitte/us/Documents/risk/us-risk-financial-technology-compliance-suite.pdf
Vendor Details
Company Name
Piction
Country
Australia
Website
www.piction.com
Product Features
Compliance
Archiving & Retention
No
Artificial Intelligence (AI)
No
Audit Management
No
Compliance Tracking
No
Controls Testing
No
Environmental Compliance
No
FDA Compliance
No
HIPAA Compliance
No
ISO Compliance
No
Incident Management
No
OSHA Compliance
No
Risk Management
No
Sarbanes-Oxley Compliance
No
Surveys & Feedback
No
Version Control
No
Workflow / Process Automation
No
Product Features
Digital Asset Management
Asset Categorization
Yes
Asset Library
Yes
Asset Sharing
No
Brand Control
Yes
Customizable Branding
Yes
File Conversion
No
Metadata Management
No
Mobile App
No
Reporting/Analytics
Yes
Search Within Document
No
Search/Filter
Yes
Version Control
No
Watermarking
No
Workflow Management
Yes
