Best Thomson Reuters Regulatory Intelligence Alternatives in 2024
Find the top alternatives to Thomson Reuters Regulatory Intelligence currently available. Compare ratings, reviews, pricing, and features of Thomson Reuters Regulatory Intelligence alternatives in 2024. Slashdot lists the best Thomson Reuters Regulatory Intelligence alternatives on the market that offer competing products that are similar to Thomson Reuters Regulatory Intelligence. Sort through Thomson Reuters Regulatory Intelligence alternatives below to make the best choice for your needs
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Onspring
Onspring GRC Software
152 RatingsThe GRC software you've been looking for: Onspring. A flexible, no-code, cloud-based platform, ranked #1 in GRC delivery for 5 years running. Easily manage and share information for risk-based decision-making, monitor risk evaluations and remediation results in real-time, and create reports with with KPIs and single-clicks into details. Whether leaving an existing platform or implementing GRC software for the first time, Onspring has the technology, transparency, and service-minded approach you need to achieve your goals rapidly. Our ready-made product products are designed to get you going as fast as 30 days. SOC, SOX, NIST, ISO, CMMC, NERC, HIPAA, PCI, GDPR, CCPA - name any regulation, framework, or standard, and you can capture, test, and report on controls and then activate remediation of risk findings. Onspring customers love the no-code platform because they can make changes on the fly and build new workflows or reports in minutes, all on their own without the need for IT or developers. When you need nimble, flexible, and fast, Onspring is the best software option on the market. -
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Predict360
360factors
17 RatingsPredict360, by 360factors, is a risk and compliance management and intelligence platform that automates workflows and enhances reporting for banks, credit unions, financial services organizations, and insurance companies. The SaaS platform integrates regulations and obligations, compliance management, risks, controls, KRIs, audits and assessments, policies and procedures, and training in a single cloud-based SaaS platform and delivers robust analytics and insights that empower customers to predict risks and streamline compliance. Happy with your current GRC but lacking a true analytics and BI tool for intuitive executive and Board reports? Ask about Lumify360 from 360factors - a predictive analytics platform that can work alongside any GRC. Keep your process management workflows intact while providing stakeholders with the timely reports and dashboards they need. -
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Vertex software allows tax determination, compliance and reporting, tax data and management, as well as document management. It also integrates with core business applications to provide powerful integrations. Vertex combines the best of technology innovation, tax process expertise, and industry partnerships to create a global indirect tax solution. This reduces audit exposure and allows tax departments to add more value to their companies.
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LogicGate Risk Cloud
LogicGate
Risk Cloud™, LogicGate's most popular GRC process automation platform Risk Cloud™, allows organizations to transform disorganized compliance and risk operations into agile process apps without having to write a single line code. LogicGate believes that enterprise technology can make a significant difference in the lives of employees and their organizations. We aim to transform the way companies manage governance, risk, compliance (GRC), programs so that they can manage risk with confidence. LogicGate's Risk Cloud platform, cloud-based applications, and raving fan service, combined with expertly crafted content, allow organizations to transform disorganized compliance operations into agile processes without writing a line of code. -
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MetricStream
MetricStream
Forward-looking risk visibility helps to reduce losses and prevent future events. Modern integrated risk management with real-time aggregated data on risk and their impact on investments and business objectives. Protect brand reputation, reduce compliance costs, and gain the trust of regulators and boards. Keep up-to-date with evolving regulatory requirements and proactively manage compliance risk, policies, cases, controls assessments. By aligning audits with strategic imperatives, business goals and risks, you can drive risk-awareness and accelerate business performance. Provide timely insights into risks and improve collaboration between different functions. Reduce third-party risk exposure and make better sourcing decisions. Continuous third-party compliance, performance monitoring and continuous third-party risks monitoring can help prevent third-party incidents. All aspects of third-party risk management can be simplified and streamlined. -
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SAI360
SAI360
Risk management is best done in a fluid and powerful way. Your decisions today can help you mitigate the risks that you might face tomorrow. SAI360 is a cloud-first software that combines modern ethics and compliance content to help organizations navigate risk in a flexible and agile way. All the best in intelligent solutions and global expertise in one platform. Configurability of solution, extensible data model with configurable interface/forms, fields and relationships to extend solutions. Process modeling: Modify or create new processes to automate, streamline, and reduce risk, compliance, audit, and other activities. Data visualization and analysis. Many pre-configured dashboards that are easy to set up allow you to visualize and analyze data. Learning and best practices content - Preloaded frameworks, control library and regulatory content, along with values-based ethics, compliance learning content. Integration framework with APIs, and other protocols. -
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Quantivate
Quantivate
Quantivate has been helping organizations efficiently manage their governance, risk, and compliance (GRC) initiatives since 2005. Quantivate’s scalable technology and service solutions equip organizations of all sizes to make more strategic decisions, improve performance, and reduce costs. Learn about how Quantivate’s integrated platform can simplify GRC management at quantivate.com. -
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ServiceNow Integrated Risk Management
ServiceNow
Manage risk and compliance enterprise-wide through change and disruption created by evolving global regulations including privacy and ESG, human error, cyberattacks, digital transformation, and more. By seamlessly embedding risk management and compliance into your daily workflows and familiar user experiences you can enable a common language to improve risk-informed decisions, reduce costs, gain real-time visibility into risk, and effectively communicate with stakeholders at all levels. -
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IntelligenceBank GRC
IntelligenceBank
$29.00/month/ user IntelligenceBank GRC streamlines governance and risk management. Businesses can now move their business-critical tasks from spreadsheets and email to an auditable, secure system with IntelligenceBank GRC. Top features include customizable dashboards and risk and compliance registers as well as surveys, online document management, statistics reporting, usage analytics and self registration. -
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Droit Adept Platform
Droit
Our patented platform helps clients make confident compliance decisions. Adept implements laws, rules, policies and improves compliance within existing systems. Droit monitors changes in regulatory and policy policies, updating its platform with every regulatory change or new interpretation. Adept provides clients with a consensus view of how rules and regulations are applied. Adept generates a logic model that can be traced back to the original source text in order to verify decisions. This transparency allows for greater clarity, improved operational efficiency, and a repeatable, defenseable process. Clients can confidently make decisions that will lead to the right action thanks to the Adept platform's patent technology. You can quickly make decisions in your work environment using digitized rules. You can view the sequence of decision steps in intuitive logic diagrams that are human-readable. -
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Infobelt
Infobelt
Infobelt assists companies to keep up with the complexity and volume of an ever-changing regulatory landscape. Infobelt helps reduce the risk of non-compliance through the implementation of policies and systems that improve the management and governance of regulated documents. Infobelt reduces data management costs through streamlining processes and the implementation of modern technologies. Infobelt provides decision makers with the tools, advice, and information they need to improve their firm's performance and increase their market competitiveness. Infobelt products can be integrated directly into a user's existing platform, which allows for easier maintenance and no hidden upgrades. Infobelt's platform encourages team collaboration through task workflows, user attestations, and team proactivity. A comprehensive compliance library is available to users that aggregates detailed regulations from many regulators. -
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VComply
VComply Technologies
$3999/year VComply's integrated GRC suite allows compliance and risk teams to collaborate digitally. This gives 360-degree visibility into an organization’s compliance and risk programs. It is simple to set up VComply, and configure settings to manage your compliance programs. The implementation team will be there to help you through every step of the process. VComply's integrated workflows, frameworks, and frameworks for regulations such as SOX, PCI and GDPR help automate repetitive tasks, increase transparency, and improve collaboration. Businesses can access real-time information and dashboards through powerful reports and intuitive dashboards. Real-time calendar alerts will help you keep track of compliance deadlines. Users can sync their compliance events between Outlook and Google calendars using the sync feature. -
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Temenos Regulatory Compliance
Temenos
Financial institutions must be compliant with local regulations and business standards. Temenos offers a wide range products and services that will help you manage risk and stay compliant. Temenos draws on its extensive client base and vast experience to provide packaged solutions and toolkits to ensure our clients are compliant with evolving regulatory and business practices. The standard Temenos software integrates all of the regulatory compliance solutions, making it easy to adopt and use them. This solution allows banks to spend less time implementing regulatory changes, allowing them to concentrate on their business opportunities and not on technology issues that affect all banks in their area. Temenos' solution allows clients to identify and process personal information in compliance with data protection obligations. -
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Datamaran
Datamaran
Datamaran's AI Platform empowers business leaders by transforming vast quantities of information into actionable insight. Datamaran, the leader in Smart ESG enables companies to identify and prioritise issues relevant to their operations, deepen ESG knowledge within their teams, monitor risks and opportunity in real-time, and authentically own and control their ESG strategy internally. With Datamaran's support, C-Suites from the world's trusted brands confidently make data-driven decisions. They also transform their ESG initiatives from compliance-focused exercises into governance-centric initiatives which drive business value. -
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Diligent Policy Manager
Diligent
Take control of your program and adapt it to the changing regulations. You can work with confidence knowing that your policies are always current. With a fully configurable revision and workflow engine, you can itemize and track your key policies. Maintain documents for audits, and ensure a transparent, seamless process. Send automated policy updates, test policy comprehension, and receive attestation of universal policy understanding. Manage your user capabilities efficiently to ensure that the right people get the right information when they need it. Streamline communication and convey important information, including policies. Visualizations that are interactive and easy to digest will help you keep data easily accessible. Real-time insights are available and customizable reports offer flexibility. We are committed in providing a robust, secure service that protects the data of all our customers. -
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Tandem Software
Tandem
Tandem is an online tool that reduces regulatory compliance burdens and improves security posture. This is your all-in one information security and compliance solution. Tandem is our product because it works in partnership with you - in tandem. Tandem brings together your organization's knowledge and your needs. Tandem also offers software designed by information security professionals to help you organize, manage and monitor your information security program. Tandem will handle the new guidance, data tracking and structure, as well as report generation. You will be amazed at what you can do with the right tool for your job. -
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Scale your security and risk functions to ensure you can face challenges confidently. Each day brings new and unexpected threats to organizations and people. OneTrust GRC, Security Assurance Cloud, and the OneTrust GRC bring resilience to your organization and supply chains in the face continuous cyber threats, global crises and more - so that you can operate with confidence. A unified platform to prioritize and manage risk allows you to manage increasingly complex regulations, security frameworks and compliance requirements. Based on your chosen method, gain regulatory intelligence and manage first or third-party risks. Centralize policy development using embedded business intelligence and collaboration capabilities. Automate evidence collection and manage GRC tasks throughout the business with ease.
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Compliy
Compliy
Compliy, a global Regtech100 company, simplifies and automates compliance and risk management workflows for compliance teams and business teams in APAC. The cloud-based SaaS platform is powered by an AI engine that can read and extract regulatory data. A configurable business rules engine, and a risk assessment engine automate end-to–end processes to reduce manual compliance work by up to half. AI can automate financial services compliance and risk management workflows. A cloud-based platform called Complyy allows for easy application and rapid integration into existing systems and workflows. Start with one regulation and then use each module to create an automated workflow for compliance and risk management. -
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Finreg-E
Finreg-E
Technology has revolutionized the process of identifying and understanding global financial regulatory rules. This technology will make Financial Regulation Easy. Financial Regulation is made easier by AI-driven regulatory compliance and change management. Finreg-E uses machine learning and artificial intelligence to automatically extract key regulatory actions, connect them with internal controls, and provide intuitive workflows to ensure compliance. Finreg-E's unique regulatory compliance and change management software uses innovative technology to automate and improve compliance with global financial regulatory rules. Finreg-E dynamically links regulatory requirements to internal policies and procedures, using technologies such as artificial intelligence and natural language processing. -
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RegAdvisor Pro
Continuity
RegAdvisor Pro alerts you to any federal regulatory changes that may affect your institution. This streamlines compliance management. Our regulatory experts provide concise summaries and suggested implementation steps to help reduce the time required to read and review these changes. Intuitive task delegation gives you the tools to create, assign, and track implementation steps. This includes updating your policies and procedures, system upgrades and training, or creating custom tasks that are specific to your institution. Continuity makes it easy to execute your compliance strategy. RegAdvisor Pro provides you with a complete analysis and all the tools you need for implementing federal regulatory changes. Our regulatory experts analyze every federal regulatory change and inform you when it will take effect, what steps you need to take to implement it. -
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NAVEX One
NAVEX
Multi-Product DiscountsThe NAVEX One Governance, Risk, and Compliance Information System (GRC-IS) provide a holistic solution to better manage all types of risks that come from doing business such as employee actions, constantly changing regulations, and global events. Our cloud-based solutions help you manage risk and compliance processes like onboarding new employees with ethics training and policy attestations, screening and monitoring third parties, and automating business processes by integrating risk discovery and workflows. And we help you find insights from data to drive better decision-making. -
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Regulatory Risks are amongst the Top 3 Business Risks globally as there are multiple Laws (Central, State & Municipal level) applicable to each business. Laws are frequently changing, are complex, and involves multiple stakeholders (internal/external) to manage. The Board needs to have oversight of their compliance and regulatory risks across the enterprise, which means understanding which Regulatory obligations map to which business processes, policies & controls. Offered as SaaS, GCMS helps businesses create a centralized framework to proactively monitor Regulatory Risks across an extensive range of Compliance obligations from all applicable Laws; enabling the Board to efficiently manage control across geography, functional, and industry mandates. Build on Twin Software Architecture, GCMS integrates Tech with Regulatory Intelligence & Updates for 1,000s of Laws, Regulations from 70+ Countries. GCMS simplifies understanding and adhering to all Compliance obligations. It creates common understanding across all stakeholders and makes compliance easier to know, adhere and report.
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Apiax
Apiax
One central place to embed compliance in business operations for any tool, process, or team. This tool allows financial institutions to set up, customize, and manage regulatory controls across all teams. It also helps to efficiently direct the risk strategy of the entire organization. Access detailed information about the smart policies and decision trees that make up your compliance protocols with ease. Apiax View allows you to seamlessly integrate the Apiax module into your system and work with verified regulatory content either through our platform or in house. You can adapt regulatory knowledge to suit your language, entity structure, and risk appetite. Our digitalization environment makes it easy to convert your knowledge into digital compliance rules. Unlocking Rule View gives you detailed information about the regulatory properties and decision trees that form the backbone for more than 6'500 ruleets. -
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Compyl
Compyl
Your GRC program should reflect the business. Compyl's platform puts you in control by helping your organization to scale and mature its GRC in a way that works best for your organization. A flexible, unified GRC platform that helps you reduce risk, remain compliant, and grow. Compliance teams are overworked and struggling to keep up. Automate manual processes that are time-consuming and prone to error, so your team can focus on more important tasks. Compliance is not enough to reduce risk in an organization. You need to have a clear understanding of your risk profile in order to take proactive actions and demonstrate risk reduction. Silos between functional and application areas can create blind spots and risk gaps. You need to have a single, consolidated risk view in order to communicate the impact of risk and make better decisions. Consolidate all risk and compliance activities into a single platform. -
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AGILE
VERMEG
VERMEG’s award-winning modular regulatory reporting platform offers agility to meet your business and technical goals, providing solutions from last-mile template-based reporting to enterprise-wide automation with risk calculations, available on-premise or as a SaaS model. -
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You can easily adapt to changing regulatory requirements, and accommodate different interpretations of Basel II and III guidelines across multiple jurisdictions. Our flexible solution allows you to easily evolve your system so that you are always up-to-date. You can quickly get up to speed with regulatory compliance by using pre-defined regulatory environments, sample reporting and a banking-specific model. The parallel processing capabilities of SAS Infrastructure for Risk Management execution platform, which are integrated within SAS Risk Stratum, result in a reduction of 50% or more in processing time compared to previous versions. SAS Solution for Regulatory Risk management leverages the foundational capabilities from SAS Risk Stratum. This allows you to use your investment in multiple uses.
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Regology
Regology
First of its kind, we have codified human law intelligence, scaled millions and established billions of links among them, and mapped them into compliance objects. Regology will save you hundreds of hours by identifying the impact of regulatory changes. Smart law library that keeps all your regulatory content current. All the latest updates and actionable content are at your fingertips. Your smart library has deep compliance functionality. Intelligence that tracks the progression of the law-making process. The AI Engine can track interconnected legal systems within and between jurisdictions using Regology's standard reference. The text is easier to understand and read because it includes definitions, requirements, as well as the scope of applicability. Multi-jurisdictional and agency intelligence is a powerful combination that leads to a new era in compliance and research. -
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Continuity
Mitratech
Financial institutions can fully automate their compliance and risk management processes with AI-driven technology. Continuity, a RegTech solution, automates risk, compliance and vendor management for the financial service industry. It integrates the required processes of compliance and risk to improve performance. Continuity reduces regulatory burden and mitigates risks by combining cloud technology with regulatory expertise. Our solution has been adopted by hundreds of financial institutions in the United States. Continuity's enterprise-risk management (ERM), compliance, vendor, performance management, and compliance systems are designed to meet the needs of banks, credit unions and mortgage companies of all sizes. A robust platform designed for efficiency and flexibility. -
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Automate advanced security monitoring and transaction monitoring to improve financial controls, prevent fraud, ensure separation of duties (SoD), and streamline audit workflows. Automate the analysis necessary to ensure that all roles are audit-ready. Visualizations and simulations are key to making the best design decisions. To ensure that your roles are compliant before going live, use embedded sensitive access and SoD Rules. Secure ERP roles can be created before the system goes live to avoid costly user acceptance testing. With built-in AI, you can monitor transactions and sensitive ERP data to prevent tampering. An AI-driven approach to security and risk management will help ensure business continuity and resilience. Financial oversight can be improved by linking risk and business results. Employees can be empowered to balance risks and opportunities. Streamline your business continuity and readiness efforts.
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PwC Risk Detect
PwC
You might be more agile, more adept in identifying opportunities, and more able to anticipate changes. These are all powerful drivers of growth and competitive advantage. Risk Command is a collection of PwC Products that help you identify and monitor potential threats and help you respond and resolve them quickly and confidently. Identify high-risk movements and third parties before they have an impact on your business. You can save your business from financial and reputational damage by complying with regulatory requirements. Integrity Due Diligence allows you to request due diligence reports and perform focused risk-based monitoring. You can combine your operations and data into one view. This will allow you to capitalize on areas of convergence in compliance and fraud programs, and align operational data with corporate strategies. -
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Compliance.AI
Compliance.AI
Summary of agency activity by document type All agencies in one place. Each week, see the summary of violation, respondent, and penalty amount. The latest news and deadlines, such as comment close, effective and notice date dates. Although traditional GRC software products have been around for some time, they were not designed to address the challenges of Regulatory Change Management. The technology required to support Regulatory Change Management activities was not available at the time these applications were created. GRC software doesn't proactively monitor new regulatory information sources, nor can it automatically analyze and enrich regulatory content. It also doesn't enable compliance risk and legal teams to deploy an RCM command centre to monitor their compliance status. -
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Classify360
Congruity360
One-source Data Governance solution that delivers actionable data intelligence to support strategic decisions about data reduction, compliance and the journey to cloud. Classify360 allows enterprises to address their redundant, obsolete, trivial, and risk data. It also helps them to apply policies to ensure compliance and reduce their data sets. This will allow for smaller footprints and more compliant cloud migrations. Create a single view of all your organization's data, from multiple and growing data sets. Identify data at its source location, eliminating the cost, risk, and burden of managing additional copies. Data identification at petabyte scale across all your cloud and on-prem data sources is possible. -
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CUBE RegPlatform
CUBE
CUBE RegPlatform, our world-leading SaaS platform, is trusted and highly regarded. It provides the most complete source of meaningful, classified regulatory intelligence for large financial institutions worldwide. Our RegPlatform product combines industry-leading technology with expert validated insights to provide a future-proof, continuously up-to-date service that simplifies multi-jurisdictional regulatory compliance. RegPlatform is made up of a variety of modules that can be customized to meet your compliance and business needs. RegPlatform is the trusted partner of large financial institutions looking to improve regulatory compliance on a global level. Our philosophy is based on the Three R's. We deliver timely, relevant regulatory information that reduces compliance risk. We do this by leveraging the most advanced techniques in artificial intelligence, such as machine learning and natural language processing. -
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RequirementONE
RequirementONE
$12/user, $40/ source / month RequirementONE is an advanced data platform that provides instant access to global regulatory advancements and serves as a collaborative space for digitalizing your processes and tasks. Enhance your productivity: By joining RequirementONE, you gain entry to a comprehensive platform equipped with all the tools necessary to confidently address regulatory changes. Tailor to your needs: Access regulatory updates from over 1000 regulators, industry organizations, and best practice sources in relevant jurisdictions. Take action on a single platform that covers all your informational and collaborative requirements. Efficiently analyze and prioritize changes: RequirementONE is the ultimate solution if you require fully translated regulatory updates across multiple regions. Our platform automatically routes them to you, ensures their actionability, and maintains a complete change history with extensive reporting capabilities. We simplify the process, allowing you to save up to 80% in costs and effort in no time. requirementone.com -
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RegAlytics
RegAlytics
RegAlytics uses proprietary technology for aggregating and structuring regulatory data. Our regulatory experts enrich it further. Our platform is listed in the FINRA verified compliance vendor directory, and our clients range from the New York Stock Exchange/Intercontinental Exchange to smaller financial consulting and FinTech firms. We have seen many instances of institutions being surprised by a rule or a fine and spending millions to fix it. Only to discover that the rules have changed and they are again fined for something that was not on their radar. RegAlytics was created to ensure compliance and risk teams around the world have access to the most current and comprehensive regulatory updates. Other solutions are limited to 70-100 regulators and are expensive, cumbersome, slow, and full of noise and duplication. -
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SmartInsights™, Global Market Access Platform, is an online subscription service that allows you to quickly and easily find current, accurate, and complete regulatory requirements for global markets access. The interface is user-friendly and designed to help you achieve global compliance. Access to key regulatory data and information that is essential for the day-to-day management and strategic business decisions. This includes entering new markets and introducing new products. Access to the most current information about the regulatory landscape and new or updated regulations in your product category. The database is constantly updated to ensure you have the most current information. Access can be customized according to the country and product categories that you require.
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Compliance Star
Thistle Initiatives
£60 per monthCompliance Star is an online compliance software that provides the right tools to manage risk and monitor performance. Compliance Star allows remote management of FCA Authorised Firms, its operating Units/Agents and their operations via real-time data collection. It also provides reporting and reporting. Compliance Star, a technology-enabled compliance platform, facilitates compliance management, workflows and monitoring of firms authorized by the Financial Conduct Authority. Compliance Star is built on a calendar-based task management system that is 'fail safe'. This system allows for manual and automatic task setting, notifies actions, populates deadlines in a calendar, issues reminders, and monitors for completion. Leading regulatory networks are currently using the platform to reduce compliance burden. It allows for complete tracking of internal regulatory processes. It allows for single-point data access and the ability to generate FCA-required reports. -
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IBM OpenPages
IBM
IBM OpenPages is a highly scalable and AI-powered GRC platform that simplifies data governance, regulatory compliance, and risk management. IBM®, OpenPages®, is a highly scalable, AI-driven governance, risk, and compliance (GRC), solution that runs on any Cloud with IBM Cloud Pak for Data. Centralize siloed functions of risk management within a single environment that helps you identify, manage and monitor risk and regulatory compliance. Prepare for the future by implementing an integrated, extensible and fully configurable enterprise risk management system that can scale to tens or thousands of users. Drive GRC adoption across all three lines of business by using a modern UI that focuses on completing tasks. -
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Proofpoint Intelligent Supervision
Proofpoint
Your reviewers don’t have to work harder, they just need to work smarter. Intelligent Supervision reduces the amount of "noise," which is easier for review teams to monitor and sort through. This allows you to spot compliance violations quicker and more accurately. The add-on to Intelligent Supervision is Proofpoint NexusAI Compliance. It can use past reviewer decisions to reduce low-value supervision content thanks to its machine learning models. Poor supervision can slow down regulatory response. Intelligent Supervision solves the problem in three powerful ways. It identifies bottlenecks and improves collaboration. It also boosts productivity to reduce compliance risk. All your archived content is provided with rich, visual reporting tools. You're always prepared to defend your company with actionable intelligence. Intelligent Supervision ensures that you are always ready to respond to any regulatory audit request at a moment’s notice. -
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crlHorizon
crlHorizon
$10 per monthBreak down your contractual and regulatory obligations into discrete actions that can then be assigned and monitored via interactive dashboards. You can drill down into each business area to identify areas where you are vulnerable, then categorize potential risks and mitigate them. Manage IT system risk through user access reviews and contract renewal management. Establish your corporate structure and keep track of all correspondence with regulators, both at the corporate and legal level. All your licensing requirements and regulatory reporting can be managed from one place. Keep track of all incidents, complaints, and breaches. You can use the data to identify key business risks and help implement change management. Validate and verify that all controls in place are working according to compliance assurance checklists. Identify your obligations and the work you must do as part of your organization's compliance framework. -
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RegEd
RegEd
More than 80% top financial services firms trust the most comprehensive compliance management system in the industry. The only unified solution that manages the full lifecycle for agent and advisor onboarding, compliance and delivering a seamless experience to your distribution partners. Manage the requirements of FINRA, SEC and state DOI regulators, as well as other financial services regulators. Advertising Review, Conflicts Of Interest, Branch Audits, and more. You will learn how to comply with regulatory changes and demonstrate compliance, as well as manage the impact on your firm’s policies and procedures. RegEd is the leading provider of Compliance Training, Annual Compliance Programs and Product Training. Each year, RegEd provides more than 1 million CE courses and certificates. -
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ComplyGlobal
ComplyGlobal
A cloud-based, comprehensive compliance management solution that ensures compliance for all legal entities will help you protect your global business. ComplyGlobalTM, a cloud-based compliance platform, helps you manage and track your domestic as well as global regulatory requirements in real-time to manage compliance risk. Our algorithm automatically creates your real-time compliance library. Our algorithm automatically updates as regulations change to facilitate compliance activities for each legal entity. ComplyGlobal, a cloud-based compliance software, was developed by compliance and finance professionals. It puts you in charge of your compliance management. You can implement a comprehensive and efficient compliance management plan. Our compliance software will automatically manage your global compliances. -
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Auditrunner
Auditrunner
Secure Audit, Risk, Compliance, Quality Software. Available in both Cloud-based and On-Premise deployment options. Auditrunner provides granular encryption and role-based access controls for audit files and documents-at-rest. All data is protected. Our platform has automated over 3000 business processes for companies around the globe. These are just a few examples of the GRC platform modules. Cloud-based and On-Premise. Just deploy and begin using. The platform's seamless integration allows you to start enjoying the benefits within weeks of launch. The platform's low-code design allows for customization and compliance with any standard or regulation. You can operate in a fast-moving, constantly changing regulatory environment and comply instantly with a multitude of different legislation without assistance. Our ease of use is unmatched. -
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Dow Jones Risk & Compliance
Dow Jones Risk & Compliance
Dow Jones Risk & Compliance, a global provider, provides best-in class risk data, web based software applications, and scalable due-diligence services to help organizations manage risks and meet regulatory requirements in relation to financial crime, third party risk management, international trade, and sanctions. Dow Jones Risk & Compliance is built on the legacy of the world's trusted newsroom. It combines the expertise and knowledge of a multilingual team of researchers with the industry-leading data scientists, technologists and analysts to provide actionable compliance content. Our solutions were created in partnership with leading legal and political advisors, including former regulators, to help our clients maintain consistency among global business units and teams. -
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ProcessGene GRC Software
ProcessGene
$30.00/month/ user ProcessGene is a leading provider of software solutions to manage Governance, Risk, Compliance (GRC). GRC software solutions can be implemented in days. This allows for visibility and central control. ProcessGene™, GRC software solutions create an automated workflow that reduces time and costs of GRC efforts. It also eliminates manual labor, maintenance of multiple Excel spreadsheets, and other manual labor. ProcessGene™, based on Multi-Org technology, has developed a GRC software solution for multi-subsidiary organisations. ProcessGene™, a global leader in Multi-Org technology, has been a pioneer. Over the past decade, we have developed a unique expertise in providing software solutions for multi-subsidiary organisations around the world. Our GRC software was specifically designed for multi-subsidiary organisations and provides the most comprehensive solution to complex, distributed risks management and regulatory compliance issues. -
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PrivacyPerfect
PrivacyPerfect
Your accountability solution to GDPR compliance. You can enjoy a smoother and easier regulatory compliance process that empowers privacy professionals around the world. You can empower your privacy program using one smart, simple-to-use and secure tool. It also integrates automation to assist you in all your compliance tasks. Your compliance should be visible to your key stakeholders. Pre-designed, automated reports make it easy to communicate your results to the privacy team as well as to upper management. You have full control over your privacy administration. Smart automation can be used to standardize and streamline your processes. Ensure compliance with the GDPR and simplify your data protection efforts. -
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RiskRhino
RiskRhino
$45.00/month/ user Finally, a Risk & Compliance platform that is both easy to use and inexpensive. SaaS-based compliance with minimal impact on your staff. RiskRhino and its partner organizations offer hands-on support and best practices templates. SaaS Risk&Compliance platform that is easy to use for sustainable compliance. RiskRhino has developed a practical approach for risk management. This approach is equally applicable to large multinationals and small businesses. RiskRhino helps you manage risks across all industries, from manufacturing, finance, healthcare, and government. With hundreds of customers around the world and more than 25 years of experience, RiskRhino has changed the face of risk management. We can make it work for your business. SaaS Risk&Compliance platform that is easy to use for sustainable compliance. Your response teams can use the mobile app provided by the BCM application to get information about incidents, take their plans, and take immediate action. -
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Ncontracts
Ncontracts
Ncontracts offers powerful risk management and compliance solutions for financial services companies. Founded in 2009 by a regulatory attorney with years of experience in the banking industry, we work with over 4,000 companies in all 50 states to manage risk and compliance. The Ncontracts suite of solutions covers every aspect of risk and compliance management, from strategic to tactical. Choose modules for your specific needs -- or build an integrated, comprehensive system that creates efficiencies across your organization. -
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SoftExpert ERM
SoftExpert
SoftExpert ERM software allows organizations to analyze, evaluate, monitor and manage enterprise risks using an integrated approach. It combines all data related to risk management in one and comprehensive environment. This includes a reusable library containing risks and their corresponding controls, assessments, events like losses and non-conformities as well as key risk indicators, issues, and treatment plans. The risk heatmap feature allows organizations to prioritize and make strategic decisions based upon risk levels. The software is the foundation of enterprise risk management efforts for companies. It can unite and support different risk types such as financial, security, compliance, assets, products and processes, and it can also be used to support them. -
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Corethix
Core Integrity
Corethix is the best program to manage risk effectively. It is important to manage governance and risk within your company. Yet, many organizations around the world still rely on outdated and incompatible systems and processes to achieve optimal compliance. Corethix was created to solve this problem. It unites your key activities into a single, easy-to-use and secure platform. Corethix's leading platform makes it easy to manage all of these activities through a single software platform for risk management consulting. Our solution is ideal to compliance teams and provides boards, directors, and executives with assurance that their organization is proactive in dealing with issues. Our platform gives you a central and comprehensive view of your company with real-time data, insights, and is enhanced by our Integrity Risk Index™.