Alternatives to Smart RIA

Boombirds is a SaaS digital platform that helps Professional Firms to get out of the chaos of their day-to-day operations and instead focus on their business growth. Boombirds is a business-friendly tool that allows you to quickly transform manual processes into actionable, procedure-based workflows. Ideal for remote teams. You won't ever leave money on the table with all activities automatically time-logged, so you can easily report on employee productivity and hours spent billing clients. Multi-dimensional Kanban-inspired smartboards can give you a bird's eye view of your operations. This will help you increase productivity, spot bottlenecks and eliminate waste. You can ensure accountability and compliance with your operating procedures by using your own steps, checklists, and meaningful data capture. Invite customers, give status visibility, collaborate contextually, and collect feedback with ease.

enVisual360, the first module-based wealth management suite, that can be licensed module by module. This means you only need to license what you use when you need it. enVisual can be scaled to fit your business size and budget. enVisual will immediately deliver productivity and ROI. Create your own system! This system is designed expressly for wealth management companies and is immediately fit for purpose. Unlike other products on the market enVisual360 doesn't require expensive customisation and consultancy to be implemented. enVisual360 was designed by wealth professionals for wealth professionals. It delivers productivity and lowers client administration costs, especially in relation to ever-increasing compliance requirements. The system is simple to use and includes simple data import/export functionality further adding to productivity. enVisual360 offers a range of fully integrated core modules that are scalable, affordable and simple to implement.

Asset owners from pension plans, endowments foundations and insurance companies can now centralize their external manager data requirements across the investment office using a single digital platform. This includes manager research, operational due diligence. ESG, compliance, audit confirms, and event-driven requests. Whether you're an established manager or an emerging one, you can manage standard DDQs and investment databases on a single platform. To minimize errors and deliver excellence, collaborate across investor relations, RFP marketing, compliance, and product departments. Whether you're an OCIO or investment consultant, wealth platform, fund of funds, or a fund of funds, you can build a robust diligence framework that covers a large portfolio fund products and provide differentiated investment options to your clients at scale.

Our advanced compliance software solutions are suitable for both large compliance organizations and small RIA compliance groups. SmartRIA is designed to meet the needs of compliance officers, compliance consultants, operations teams, investment advisors and wealth and asset managers as well as the staff who support them. SmartRIA helps companies like yours prosper. SmartRIA is a solution that can manage hundreds of professionals and grow with you. SmartRIA is the industry's most scalable RIA compliance management platform.

SmartSense was created by Digi International, a global leader in IoT, to protect critical environments in healthcare and food service, transportation and logistics, and other areas. Our solutions provide actionable enterprise insight and empower your teams with intuitive tools that improve standard operations, reduce loss, and ensure compliance. SmartSense connects all your operations to provide visibility into compliance and execution performance at all locations. SmartSense has designed and built our end-to-end solution to ensure performance, support, and implementation without compromise. To record data, calibration sensors and data loggers can be added to critical assets and environments. This data can be used to trigger alarms when there's a problem or provide insight into your equipment's performance.

With the COVID Pandemic, Work from Home (WFH), has become a new reality. Organizations need staff who can work from anywhere they are in order to keep running, serve clients, and monitor risks. GRACE is here for you. La Meer's cloud-based GRACE platform (governance risk and compliance for enterprises) is a web-based platform that allows for industry-specific solutions. It was developed by financial market experts to meet financial market regulations in banks and broker-dealers. Organizations and staff can offer seamless client service, complete oversight, risk management, and assurance from anywhere they are using the cloud-based GRACE suite. Our clients can implement and pay for only the modules or functionality that they require through the modular GRACE platform.

Intapp's Employee Compliance helps your firm monitor employees' financial activities and outside activities. It also helps you adhere to code of ethics policies and track the required documentation. Your compliance team will find it easier to manage and review everyone's activities if your professionals are following firm and regulatory requirements. Give employees the tools to comply with firm policies. Verify data with normalized data, flagging discrepancies. Notify employees automatically when action is required and track progress. Workflows and notifications can help you to take action and approve requests in a timely manner. Provide detailed histories to firm management and regulators. Create a central hub where staff can track and receive approvals for regulated activities. Integrate employee compliance into your existing HR systems and trading systems. Provide dynamic reporting tools and role-based data views.

Our tools can automate and streamline compliance management and risk management for financial advisors, banks, brokerage-dealers, collection agencies, and credit unions. Online services are more likely to be requested by clients than any other. Even if they don’t, your board/team will feel more at ease knowing that you have a well-organized and documented compliance program. Our tools are designed to help healthcare companies assess their compliance with HIPAA requirements, maintain policies to ensure compliance, as well as periodically test for compliance. Our range of risk assessment tools automates the complicated task of documenting your organization’s current risk profile against relevant risk frameworks such as SOC2, HIPAA or regulatory requirements. Our hosted ODP software, in addition to consulting services, is packed with more features to ensure the success and sustainability of your program.

Compliance is essential if you are regulated by the SEC or FINRA. It keeps your doors open and reduces the cost of compliance. ComplianceGuardian™ combines best-in-class compliance software, latest expert content, education and consulting to efficiently keep your firm in compliance today and as regulations change. The robust ComplianceGuardian™ software platform was developed under the guidance of, and is continually maintained by, our deeply experienced compliance professionals. They have direct experience in the private and regulatory sectors and can help you bridge the gap between your business needs, regulatory requirements, and your business processes. These same experts are available for support so that you don't have to do everything yourself. Firms of all sizes choose ComplianceGuardian™ to cover their compliance fundamentals.

CONREP, Inc., founded in 2005, provides a full range of professional services and staffing. Many of our innovations have become industry standards. Fully modular, powerful organizational tools for HR staffing, professional services, and consulting firms. CONREP’s cloud-based, fully modular software contains all the essential modules for managing and automating front and back office operations. CONREP gives you the tools you need to increase the productivity of your Sales team and recruiters, and reduce the time it takes to hire. Engage the best candidates and make more placements with one integrated system. CONREP has undergone an independent audit to ensure that all modules are fully compliant with DCAA. CONREP has the modules and seamless integration needed to meet all your business PSA needs.

BITA Wealth is a powerhouse for wealth management, supporting advisors and investment teams, as well as governance divisions. BITA Wealth provides a better experience for clients and advisors through enhanced insight, efficiency, oversight, and control. BITA Risk® has a client AUM of more than PS160bn and is part of the corfinancial™ group. BITA Wealth is an award-winning, innovative software designed for wealth managers with high net worth and ultra-high networth. BITA Wealth gives investment teams, managers, and governance divisions the tools they need for controlled growth and development of their businesses. BITA Wealth is suitable for wealth management companies, broker-dealers and private banks. It also works well with trust companies, family offices, and trust companies. Multi-dimensional investor profiling that considers risk, suitability, ESG characteristics, and preferences. Then, systematically matching these to an investment proposition for a firm.

Delightful HR software - 100% designed, made & supported in Australia. HR software to streamline your people operations and provide a delightful employee experience from onboarding to offboarding. Create a delightful employee experience, streamline people operations, automate compliance and unify your HR data into the one modern platform.

Internal Audit, Fraud Investigators Privacy Analysts Compliance Officers, Criminal Detectives. These teams need specialized data analysis software. InfoZoom is a data visualization software that was created for internal audit, compliance and investigations. InfoZoom allows you to access instant information without the need of IT or database specialists. You can find the answers you need, no matter if you are doing routine analysis or ad-hoc research. Data Visualization is an easy-to-use tool that quickly identifies outliers and trends in data. Ideal for investigations and audits. Expert knowledge in various forms of data analytics, including privacy, audit, investigations, and more. InfoZoom is simple to use. Training is often not required. Our training is similar to custom consulting based upon your analytics needs.

A single platform that can scale for structured finance data. With a single solution that integrates models, data, and analytics, you can easily evaluate assets. Leverage a cloud-native and collaboration-enabled platform to work with secure, loan-level data that scales to your needs. Our experts will help you elevate your analytics and streamline workflows. They will also help you transform data into transformative insight. Our consultants can adapt to your needs, no matter how big or small. Our team of data analysts, data scientists, modelers and other quants can help you solve your most challenging data and modeling problems. Our integrated data models and data allow you to manage risk, price assets and trade a variety of asset types. Our mission is to provide the most comprehensive and trusted source of data and analysis for structured finance investments and loans. Established as separate but successful consulting and technology firms within the residential mortgage, MBS Trading, and Structured Finance space.

One Solution to All Your Asset Management Technology Needs. We are a financial technology and service provider that provides integrated, multi-asset classes workflow solutions to Asset Managers. Our Mission is to simplify the investment process. Our solution seamlessly integrates front, back, and middle-office solutions tailored for a wide range of financial firms, including Hedge Funds and Asset Managers, Family Offices and Prime Brokers. Nirvana allows clients to consolidate disparate data across multiple counterparties and multiple accounts, as well as multiple asset classes, all from one easy-to-use platform. Our solution also includes a back-office and middle-office service that we provide to our clients to help them manage these tasks. Asset Managers and Asset Owners are able to manage complex portfolios with one view thanks to customized dashboards and integrated compliance. This allows for confident decision making.

With the vision of creating a comprehensive data privacy platform that clients can use to give them a 360-degree view of their customers' personal information lifecycle, our team of skilled and talented developers began work on Data Privacy Manager. Data Privacy Manager is an established platform that is used in many vertical markets. It allows data processors and controllers to regain control of personal data they have been given. This product supports the shared-DPO model. Different firms can purchase the services of one DPO, usually from legal or consulting firms. This offering has the added benefit of allowing you to manage security controls for data deletion and retention.

Renaissance is our all in one compliance management system (CMS). It simplifies the process of assigning compliance tasks to your broker-dealers or investment advisors. The main dashboard of the Renaissance system features an icon-driven menu structure which guides users to their most important compliance tasks. Our dynamic reporting dashboard makes aligning your compliance program objectives and overall risk management strategies easy. To ensure that the right people have the right information, user access rights can be mirror after your firm's internal hierarchy. Based on the user's activity, create, manage and execute targeted email campaigns. Emails can be scheduled to go out daily or weekly. Our system is mobile-compatible, so your users can access it from any internet connected smartphone, tablet, or laptop.

We can help you assess your program through a seamless integrated audit. Help building framework-based SOC, ISO and PCI DSS programs. Outsource your compliance program to free up your time for strategy. We have the right people, technology, and experience to eliminate compliance issues. Risk3sixty has ISO 27001, ISO 27701, ISO 22301 certifications. We were the first consulting firm in the world to achieve all three certifications using the same methods that we use with our clients. We have over 1,000 engagements to our credit, so we know how audit, implement and manage compliance programs. Visit our library of resources on security, privacy and compliance to help you improve your GRC program. We help companies that have multiple compliance requirements to certify, implement and manage their program on a large scale. We manage and staff the right-sized teams so that you don't need to.

We are the skills that will make your operation a success! You can track your critical skills and staff your teams intelligently. eLamp is a multi-actor, transversal solution. eLamp can be used by business departments, HRD, or CIO. It offers a business-oriented solution that, through skills, improves both operational and HR performance. The solution. Each business unit, subsidiary or business vertical has its own problems. Each one is addressed with a unique solution. Certification and Compliance You can save time by maintaining your certification and regulatory skills. It is difficult to manage complex tasks such as regulatory and certification skills. Skill Master interface allows for you to configure all these rules: List specific skills per employee. Different obsolescence durations. Different loss and discount rules. Cascading loss in competence. To be given specific training. Specific evaluation actions must be performed. Generating official forms and documents.

Our team, which includes more than 60 professionals with extensive performance expertise, provides GIPS standards verification services and consulting services for investment managers around the world. Pre-Compliance Consulting: Expert guidance to bring your company into compliance with the GIPS Standards. To calculate investment performance, we will conduct an in-depth review of data and records, methods, records, controls, disclosures, and records. Assistance in the execution of the firm’s compliance program. Summary report to management with findings and recommendations in line with industry best practices and regulatory requirements. Results in a customized performance certification report that ACA provided to the firm. This report may be used in marketing efforts. Examine and examine the input data, methodologies, assumptions, and assumptions used in support of an investment performance track.

AuditPRO provides a complete solution for your organization to manage compliance and related risk from the initial identification of the issue through closure and beyond. Mobile Client Included – Supports IOS & Android, making it easy to implement BYOD deployments without additional hardware costs. No more paper checklists -Intuitive, simple-to-use smart forms will increase your inspector's and auditor's productivity. No Form Development Required – AuditPRO Guided forms are created and maintained in accordance with years of experience by our EHS professionals. AuditPro Guided forms require no EHS experience - AuditPro Guided Formulas are designed for clients to make professional EHS determinations. They automatically link to regulatory citations, industry best practices standards, and customer policies. Selective Entry – Organized by topic to allow experienced staff members to target the area they are interested in. Built-In Help Topics: Self-guided, interactive content

We build Information Security, Privacy, and Compliance Programs to improve your cyber resilience – saving you and your organization time and money. CyberCompass is a cyber risk management consulting and software firm. We navigate organizations through the complexity of cybersecurity and compliance at half the cost of full-time employees. We design, create, implement, and maintain information security and compliance programs. We provide consulting services and a cloud-based workflow automation platform to save our clients over 65% of the time to become and remain cybersecure and compliant. We provide expertise and support for the following standards and regulations – CCPA/ CPRA, CIS-18, CMMC 2.0, CPA, CTDPA, FTC Safeguards Rule, GDPR, GLBA, HIPAA, ISO-27001, NIST SP 800-171, NY DFS Reg 500, Singapore PDPA, SOC 2, TCPA, TPN, UCPA, VCDPA. We also provide third-party risk management within the CyberCompass platform.

Axle provides compliance teams with AI agents that are accurate, secure, and trustworthy. They automate manual workflows. Compliance teams perform thousands of manual investigations each year. Expanding the workforce is usually the best way to manage the backlog. Customers are often faced with long wait times that can last for days or even weeks. This leads to a loss of interest and a shift towards alternative services. In addition, the regulatory pressure to ensure compliance has been intense, with fines rising by 50% per year over the last five years. Axle promises that growth and compliance will be aligned. We can make this vision a reality by leveraging generative artificial intelligence. Axle AI forms the basis of our AI digital workers. Our no-code intelligent automation platform allows you to use our AI digital workers for document-intensive tasks in your organization.

Our flexible, scalable and easy-to-use solutions offer a 360-degree view on employee and business activity. This allows firms to monitor and reduce risk, meet regulatory requirements, gain efficiencies, and encourage employee adoption.

You, as a business, must comply with all laws and regulations in the jurisdictions where you operate. Failure to comply with Regulatory Compliance requirements could result in severe penalties or fines, as well as reputational damage. Need help with protecting your digital data from unauthorized access or data loss prevention? How to comply with GDPR? All questions can be addressed by our Data Governance and Data Security experts. Are you frustrated by manual, time-consuming processes and procedures in your workplace? We can help you automate your Health and Safety checklists and Risk Assessments, CAPA, and other compliance requirements. Finding cyber risk management confusing? From training staff awareness to consultancy services, we have everything you need to help your organization with cyber security. The list below shows the top regulatory compliance issues that businesses will face in the next year.

Our hosting solutions are designed to allow you to focus on your core business and applications, while meeting all security, privacy and compliance requirements. Our Compliance Hosting solutions are ideal for healthcare and financial services organizations that require high levels of security for their data. Atlantic.Net compliance hosting solutions are certified and audited independently by third-party auditors. They meet HIPAA, HITECH PCI, PCI or SOC requirements. Our proactive, results-oriented approach to digital transformation will benefit you from the first consultation through to ongoing operations. Our managed services will give you a clear advantage to make your company more productive and efficient. You can address the regulatory requirements of your industry by creating a HIPAA-, HITECH, PCI DSS, and GDPR-compliant environment.

Compliance Mantra is a platform that allows users to define compliance requirements according to their business, operations, statutory and regulatory requirements, schedule compliance submission targets, and assign job responsibility. Compliance Mantra also helps to organize the submitted documents and generate alerts for overdue compliances. Businesses face the primary challenge of adhering to deadlines for their regulatory and statutory obligations. There are too many compliance requirements for organizations with multiple companies and agencies. Monitoring and tracking compliance against target dates can be difficult. Compliance Mantra was created to solve the problem. It will allow the user to track their due dates, target date, and actual compliance date. Compliance Mantra generates reports based on various parameters and combinations.

iHASCO is a market-leading provider for high-quality Health & Safety, Compliance eLearning with a keen emphasis on creativity, quality, but most importantly, simplicity. We are committed to your training journey and your organization. Joining iHASCO is more that a transaction. It's an investment in your business' future with our core values of quality and expertise, sector knowledge, unrivalled customer service, and unparalleled customer support. Our product comes with a comprehensive consultative service to ensure compliance for your company. Our online courses take only 30 minutes on average, so you don't have to waste valuable work hours. Our training is flexible enough to fit around your learners' daily work schedules and their devices. Learners can start, stop, or resume courses at any moment. We even send reminder emails when training is due.

One central place to embed compliance in business operations for any tool, process, or team. This tool allows financial institutions to set up, customize, and manage regulatory controls across all teams. It also helps to efficiently direct the risk strategy of the entire organization. Access detailed information about the smart policies and decision trees that make up your compliance protocols with ease. Apiax View allows you to seamlessly integrate the Apiax module into your system and work with verified regulatory content either through our platform or in house. You can adapt regulatory knowledge to suit your language, entity structure, and risk appetite. Our digitalization environment makes it easy to convert your knowledge into digital compliance rules. Unlocking Rule View gives you detailed information about the regulatory properties and decision trees that form the backbone for more than 6'500 ruleets.

Fcheck automates the NAV plausibility check. Fcheck eliminates the risk of NAV computation errors. FCheck can help you create a solid, consistent and consistent view of your NAV and quickly identify NAV errors. Fully automated investment compliance controls. This includes semantic analysis, automatic detection of literary rules, creation ratios from the detected rules, and breach analysis using Robo-Rules. A smart, end-to-end solution to automate complex operations based on AI algorithms. It also includes Business process monitoring, business activity monitoring, as well as a powerful calculation engine. Are you facing complex challenges in managing your data, repositories, compliance of funds, or automating your operational processes? Fortia has helped asset managers increase their efficiency, performance, and ROI. Fortia is unique because of its unique product offering, which is based on strong research and development laboratory efforts.

Advisors can focus on their clients by having access to structured investment, annuity and target return ETF options. Our multimedia educational resources include short-form videos and PDFs that can be used to share product knowledge with clients. Comprehensive asset-class education is available for all levels of advisors. It includes product-specifics and introductory basics. Advisors can self-pace their certification process and have real-time supervision from home with the help of custom compliance tracking and supervisory software. Automate and integrate to deliver products--and product education--seamlessly to wealth management firms and financial professionals, in real time. You can increase efficiency through streamlined education, compliance oversight, and direct connection to a central product repository.

UptimeHealth is a rapidly growing software startup based in Boston, MA. It simplifies the purchase and service of medical devices through automation and predictive analysis. We provide administrators and operators with easy-to-use software that helps them manage compliance tasks and gain access to actionable information to improve operational efficiencies. Our team consists of professionals and experts who have a deep understanding of compliance and medical device management and its relationship to patient care. Our tools are designed to facilitate the movement of healthcare from in-home to outpatient settings.

Facilitate compliance, speed up processes, and improve safety and health at work. myosh, a cloud-based safety software, is flexible and customizable. It features interactive dashboards and mobile apps, and more than 50 configurable modules that can be adapted to your specific organizational needs. Myosh is used by millions of people worldwide to make a difference in local and international organizations. myosh can adapt to safety compliance requirements and language across all industries, including energy, mining logistics, transport, manufacturing and education.

Summary of agency activity by document type All agencies in one place. Each week, see the summary of violation, respondent, and penalty amount. The latest news and deadlines, such as comment close, effective and notice date dates. Although traditional GRC software products have been around for some time, they were not designed to address the challenges of Regulatory Change Management. The technology required to support Regulatory Change Management activities was not available at the time these applications were created. GRC software doesn't proactively monitor new regulatory information sources, nor can it automatically analyze and enrich regulatory content. It also doesn't enable compliance risk and legal teams to deploy an RCM command centre to monitor their compliance status.

RegAlytics uses proprietary technology for aggregating and structuring regulatory data. Our regulatory experts enrich it further. Our platform is listed in the FINRA verified compliance vendor directory, and our clients range from the New York Stock Exchange/Intercontinental Exchange to smaller financial consulting and FinTech firms. We have seen many instances of institutions being surprised by a rule or a fine and spending millions to fix it. Only to discover that the rules have changed and they are again fined for something that was not on their radar. RegAlytics was created to ensure compliance and risk teams around the world have access to the most current and comprehensive regulatory updates. Other solutions are limited to 70-100 regulators and are expensive, cumbersome, slow, and full of noise and duplication.

Your board directors should receive accurate and customized reporting to help them fulfill their fiduciary duties. Broadridge data offers deep insight into your competitors and expert knowledge on fund industry trends, so you can better position funds to support fee increases. For compliance and regulatory reporting, you can gain fund performance, portfolio and expense data. You can use custom peer groups to identify growth opportunities and increase margins. For better board reports, combine customization with unrivaled expertise. Our consultants use proprietary Broadridge, Lipper, and Morningstar data to provide deep fund expense, portfolio coverage, and performance information. We also offer customized peer groups. These insights are then used to identify trends in the fund industry to provide more detailed and professional-grade reports for boards. Broadridge has partnered up with industry leaders to provide data directly from firms to its clients.

No more DSAR headaches. Automate your DSAR process to comply with the GDPR, CCPA, and other privacy laws. Our simple and secure service makes it easy to manage the privacy opt-out process. Respond automatically to data removal requests. Log identity details in a secure 2X encrypted data base. Respond to and manage verifiable consumer removal requests. In less than a minute, you can be up and running. Use our API endpoints to check your customer records for deletion requests and send confirmation emails automatically.

More than 80% top financial services firms trust the most comprehensive compliance management system in the industry. The only unified solution that manages the full lifecycle for agent and advisor onboarding, compliance and delivering a seamless experience to your distribution partners. Manage the requirements of FINRA, SEC and state DOI regulators, as well as other financial services regulators. Advertising Review, Conflicts Of Interest, Branch Audits, and more. You will learn how to comply with regulatory changes and demonstrate compliance, as well as manage the impact on your firm’s policies and procedures. RegEd is the leading provider of Compliance Training, Annual Compliance Programs and Product Training. Each year, RegEd provides more than 1 million CE courses and certificates.

Complicheck is a next generation compliance software that tracks and monitors regulatory and statutory compliance. CompliCheck, a compliance tracking tool, allows you to keep track of your compliances by monitoring and tracking the completion status. It is a unique tool that brings together the best minds in compliance, the latest technology, and an experienced product design team to create a single solution for all corporates. CompliCheck lets you choose from our recommended compliances and allows you to customize the same according to your needs. The reminder system will keep reminding you until you have completed all compliances. This will ensure you don't forget about the compliances. Even if you don't, we send emails to senior management in a report format informing them if there was a mistake. There are more than 40 labor laws in India, plus hundreds of other laws.

Delve helps fast-growing companies build their security in days, and not months. AI-driven platform that simplifies and streamlines the compliance process. Delve's intuitive, modern UX allows it to tailor a custom compliance program, without using checklists. This helps companies achieve SOC 2, HIPAA and other regulatory standards quickly. The platform's AI includes automated code scanning for every git push, ensuring ongoing security and monitoring infrastructure in real-time. Delve offers seamless onboarding, customized strategy sessions, and 24-hour support via Slack and Zoom. This eliminates the need for external consultants. Delve's integrated tools for vulnerability and audit management, trust reports and audit preparation help maintain compliance and security transparency throughout the year. This approach allows companies to focus on their growth without having to worry about the complexity of traditional compliance procedures.

We are the best solution for compliance and operational requirements because of our innovative and customizable application. Global RADAR is the market leader in client onboarding and customer due diligence. Global RADAR makes it easy to open accounts in a safe digital environment. We also ensure compliance with global regulatory requirements. We also leverage sophisticated analytics to ensure clients' suitability. Global RADAR is built upon four solid pillars: customer due diligence, compliance, document management, watchlist screening, transaction surveillance, and document management.

ELM Learning is a company that creates beautiful, smart learning experiences for employees to engage them and create real change. Our entire process revolves around understanding the needs of the customer and creating the perfect learning experience for your target audience. ELM offers many services, such as custom eLearning, instructor-led learning, corporate training, and learning strategy. We use neurolearning principles, design-thinking, and compelling stories to create engaging experiences that are based on the way people learn. We are committed in supporting organizations to change their training methods and leverage their knowledge. Our team is diverse, with authors, indoor horticulturists and Ph.D. holders.

Red Oak Software, formerly AdMaster Compliance™, offers a comprehensive suite SEC 17A-4-compliant features that are tailored to meet the evolving needs and requirements of small and large financial firms. Our workflow software will help your firm reduce risk, reduce costs, increase efficiency, and minimize risk in compliance review. It is difficult and requires specialized knowledge to build and execute a successful compliance program. Our cloud-based, secure technology was developed over years of collaboration between technology architects and compliance professionals. It is designed to manage the entire compliance review process, from start to finish. Compliance is not a static process. Red Oak Software was designed to meet the changing needs of financial institutions, large and small. You can work seamlessly with the internal departments of your firm and any external entities that you need to comply.

Alacra Compliance Enterprise assists financial institutions around the globe in reducing the regulatory compliance burden by streamlining the KYC and CIP, CDDs, EDD, as well as credit investigations. ACE helps firms reduce their reputational, financial, legal and regulatory risk. Alacra Compliance Enterprise, a modular SAAS workflow app, is designed for rapid deployment. Alacra is a modular SAAS workflow application that requires minimal IT support. There is no need to install any hardware or software. This will allow you to make immediate efficiency gains and accelerate your time to value. Our clients have seen an 88% increase in analyst productivity, and a 40% decrease in error rates. Alacra's configurable SAAS system allows seamless setup of a workflow that includes the information sources, business rules, and approval process required for each client's regulatory or risk requirements. A configurable screen allows you to enter information about the entity to be onboarded, as well as the name and credentials for the investigator.

Compliance Star is an online compliance software that provides the right tools to manage risk and monitor performance. Compliance Star allows remote management of FCA Authorised Firms, its operating Units/Agents and their operations via real-time data collection. It also provides reporting and reporting. Compliance Star, a technology-enabled compliance platform, facilitates compliance management, workflows and monitoring of firms authorized by the Financial Conduct Authority. Compliance Star is built on a calendar-based task management system that is 'fail safe'. This system allows for manual and automatic task setting, notifies actions, populates deadlines in a calendar, issues reminders, and monitors for completion. Leading regulatory networks are currently using the platform to reduce compliance burden. It allows for complete tracking of internal regulatory processes. It allows for single-point data access and the ability to generate FCA-required reports.

Riskify is designed to help businesses and professionals quickly identify and assess Non-Financial Risks directly from their browser. Ideal for risk managers, compliance officers, and business leaders, it provides insights into operational, reputational, compliance, cybersecurity, ESG, and employees risks. Install the Riskify extension and access comprehensive risk reports by visiting a company’s LinkedIn profile. View detailed assessments in real-time, allowing you to identify risks without leaving your current workflow. ➤ With the Riskify Chrome Extension you can: ⭐️ Access Risk Reports Instantly: Evaluate operational, reputational, and compliance risks with a click. ⭐️ Real-Time Insights: Gain insights into cybersecurity, ESG, and employees risks directly from LinkedIn. ⭐️ Simplified Due Diligence: Use the data to assess potential partners, competitors, or investment targets. ➤ Target Users: 👤 Financial institutions and banks 👤 Procurement departments 👤 Company management and board members 👤 Investors and shareholders 👤 Risk management and compliance teams ➤ Use Cases and Methods: 💡 Browse LinkedIn: Instantly view the non-financial risk profile of companies. 💡 Research Competitors: Assess the operat

Complius®, the next-generation compliance management software. Complius® is a perfect combination of compliance checklists and intuitive workflows & integration with email, as well as automated reminders for compliance tasks. This platform does everything: it determines the applicable statutory compliance laws to your business, assists your compliance team automates the process, stores all proofs of compliance in one central repository, and sends regular status reports to your management. Sign up today for this cloud-based legal tech SaaS platform. Complius®, has been created to ensure that your business is compliant with all applicable laws and regulatory bodies. Complius®, integrates directly into your email inbox. All tasks are sent to your email client. You can also access them via email. Your team doesn’t need to learn new software!

End-to-end workforce management. Alloc8 intelligent workforce software helps you manage your jobs, workers, assets and admin time. It reduces admin time, reduces unnecessary costs, and keeps your workers safe. Alloc8 is an intelligent, end-to–end workforce software that maximizes visibility for optimal asset utilization, margin protection, and compliance. This software helps operations and management teams make better decisions and scale more effectively. Book and schedule in just a few clicks to save 50% on your time. Alloc8 digital timesheets with built-in validation rules and a 98% reduction of timesheeting errors are a benefit that our customers have seen. With skills management, custom forms, and documents, you can ensure compliance for your business at all times. Drag and drop Form Builder allows you to create your own workflows and checklists. Payroll and customised award interpretation will ensure that your staff are paid on time and correctly.

LimitLIS by RURO is a web-based laboratory information platform. LimitLIS is a software program that doctors, patients, and staff can access from any location. It also supports a variety of smart devices. LimitLIS can be customized to meet your laboratory's needs. Real-time statistics and reports can be customized to meet the needs of your client. LimitLIS can be integrated into many laboratory analyzers. It supports HIPAA compliance and 21 CRF Part 11 compliance.

Finally, a Risk & Compliance platform that is both easy to use and inexpensive. SaaS-based compliance with minimal impact on your staff. RiskRhino and its partner organizations offer hands-on support and best practices templates. SaaS Risk&Compliance platform that is easy to use for sustainable compliance. RiskRhino has developed a practical approach for risk management. This approach is equally applicable to large multinationals and small businesses. RiskRhino helps you manage risks across all industries, from manufacturing, finance, healthcare, and government. With hundreds of customers around the world and more than 25 years of experience, RiskRhino has changed the face of risk management. We can make it work for your business. SaaS Risk&Compliance platform that is easy to use for sustainable compliance. Your response teams can use the mobile app provided by the BCM application to get information about incidents, take their plans, and take immediate action.