Alternatives to FinCEN FilePRO

Boombirds is an innovative cloud-based SaaS platform aimed at assisting Professional Firms in streamlining their daily operations and concentrating on business growth. Tailored for business users without the need for technical expertise, Boombirds enables you to swiftly convert manual tasks into an infinite number of actionable, procedure-driven workflows in just minutes, making it an excellent choice for distributed teams. With automatic time-logging for all activities, you can ensure that no revenue is overlooked, allowing for straightforward reporting on employee productivity and billable hours. Enhance efficiency, identify bottlenecks, reduce waste, and ultimately reclaim your time with a comprehensive overview of your operations through intelligent Kanban-style smartboards. Ensure accountability and adherence to your operational procedures by utilizing your personalized steps, checklists, and insightful data collection methods. You can easily invite clients, maintain visibility on project statuses, collaborate contextually, and gather valuable feedback, making the process seamless and effective for all parties involved. By integrating these features, Boombirds transforms the way firms operate, fostering a more organized and productive work environment.

MyBoardPacket has been a trusted tool for thousands of customers since 2001. Online board meeting management tool, which allows for document management, voting online, and other features. MyBoardPacket.com allows you to create a board portal that is so flexible it can be deployed anywhere. You can also use it as an intranet or extranet solution.

Pega refreshes its regulatory guidelines every quarter, drawing from a worldwide network of legal professionals, regulatory specialists, and policymakers who possess extensive knowledge of major regulatory bodies such as the SEC, OCC, FinCEN, CFTC, FINRA, HKMA, MAS, FCA, and ESMA. This system allows for swift responses to audit and regulatory issues using "look-back" capabilities that facilitate automated bulk case creation, routing, escalation, and ensuring the auditability of changes made to rules. Users can easily modify rules through a configuration process and promptly tackle any identified issues using a no-code rule management interface. Employing a rules-based framework enables the seamless onboarding of clients across various jurisdictions, business sectors, or product lines. Additionally, it allows for the integration of local regulatory mandates as required, ensuring that only the necessary extra information is gathered. This adaptability not only streamlines compliance but also enhances overall operational efficiency.

Paychex Flex is an all in one HR software solution that you can expand or change as your business grows. It can be used to manage payroll, integrate your retirement and HR administration, as well as insurance management. We also offer expert knowledge about the regulations that may affect your business. Paychex Flex will benefit from more HR functions that you can bring to it. This will increase accuracy and efficiency. It can help you: * Track and recruit the best candidates * Streamlined onboarding and hiring * Provide key HR information through custom compliance documents. Compensation summaries, performance reviews and company training. * Manage your health insurance, including compliance support * Manage employee benefits * Track attendance and time * Pay your employees and file and pay taxes * Retirement planning, from testing to real-time reporting and participant enrollment and management

Easily manage FinCEN beneficial ownership information reports with FincenFetch, designed specifically for law firms, CPAs, accounting professionals, and filing services. Discover efficient solutions for filing under the Corporate Transparency Act that cater to your industry and clients' needs. Utilize a specialized dashboard and secure e-filing platform to maintain complete oversight of multiple filings for beneficial ownership reporting. If you represent a reporting service such as a law firm, accounting practice, registered agent, or online formation provider, and you wish to facilitate straightforward Corporate Transparency Act reporting for numerous business owners, our solution is here to ensure your clients remain compliant with the necessary regulations. By leveraging our platform, you can enhance your service offerings and provide added value to your clientele.

A prominent international consultancy specializing in multifaceted risk management, we empower ambitious enterprises with clear insights and direction. Our mission is to ensure businesses not only survive but flourish, by providing corporate leaders and their advisors with meticulously gathered, up-to-date local intelligence essential for making informed commercial choices. We maintain a steadfast commitment to the highest quality and ethical principles, choosing to represent clients only when we are confident in our ability to contribute positively to their success. Our leadership team is composed of a varied group of experienced senior professionals who have successfully navigated numerous industries and jurisdictions. Founded with the intention of establishing a genuinely professional risk management consultancy, we remain dedicated to our goal, unwavering in our commitment to uphold superior ethical standards while continuously seeking innovative solutions for our clients. In doing so, we aim to redefine the standards of excellence in risk management.

Seers AI is an advanced AI-driven Consent Management Platform that streamlines GDPR and CCPA compliance for businesses. The platform intelligently detects and classifies cookies and trackers on your website, automatically generating cookie banners that respect and enforce user consent choices. Seers AI offers a comprehensive and easy-to-use dashboard to manage consent lifecycle events including opt-ins, opt-outs, and data subject requests, ensuring adherence to global privacy laws. By implementing Seers AI, companies can enhance user trust, boost data security, and reduce the risk of significant regulatory fines. The platform also includes GDPR training resources to educate staff and support ongoing compliance efforts. Seers AI’s referral program enables users to earn 15% commissions on new client signups and offers a 15% discount to those referrals, creating a win-win scenario. This powerful combination of automation, education, and rewards helps organizations manage privacy efficiently. Seers AI is ideal for businesses seeking a seamless and scalable consent management solution.

Our cutting-edge compliance software caters to a wide range of organizations, from large compliance firms to smaller RIA compliance teams. The SmartRIA platform is specifically tailored to meet the diverse needs of compliance consultants, compliance officers, operations teams, investment advisors, wealth managers, and the personnel that support them. SmartRIA empowers firms like yours to flourish in a competitive landscape. Are you looking for a solution that can efficiently manage hundreds of professionals while scaling alongside your needs? SmartRIA stands out as the most adaptable RIA compliance management platform available in the market. You can trust that your cyber-defense protocols and procedures will safeguard the sensitive client information entrusted to your firm through meticulous professional evaluation and documentation. Leverage SmartRIA to establish robust documentation practices and foster a compliance-oriented culture, ensuring that your operational processes are as efficient and transparent as possible. With the SmartRIA platform, you will join over 2,400 firms that are already benefiting from this effective RIA compliance management tool, making it a trusted choice for the industry. This platform not only simplifies compliance management but also enhances overall operational effectiveness for its users.

The Compliance Suite platform is a versatile and innovative technology solution designed to facilitate the preparation and submission of various regulatory forms, including the Securities and Exchange Commission’s Form N-PORT, Form N-CEN, Form N-MFP, and Form PF, along with other filing obligations such as Annex IV of AIFMD and CFTC, and NFA Form CPO-PQR. Additionally, it offers comprehensive tools for risk management, performance monitoring, and managing pipeline and relationships within the asset management sector. This user-friendly and scalable solution delivers the adaptability needed to navigate today’s fast-paced business, risk, and regulatory environments. The architecture of Compliance Suite allows for customization, enabling the system to be utilized for purposes beyond just regulatory filings. Furthermore, it serves as a data repository for internal risk assessment and investor reporting, while also featuring a customizable dashboard and fund performance charting capabilities to enhance user experience. Ultimately, this platform empowers asset managers to streamline compliance processes and improve operational efficiency.

Checkboard is a company that specialises in providing clients with a customised client onboarding experience. We provide relevant data and comply with AML regulations. Our check bundles can be customized and tailored to fit the needs of a variety of industries. This allows professionals and clients to use secure, efficient technology. Our clients can focus on more important tasks by having a fully automated report generated in just 15 minutes. We offer secure identification, KYC and AML, source funds, and other data points. Checkboard. Leading the future of compliance.

Ontoris is a flexible platform that helps organizations streamline complex processes and ensure regulatory compliance. It also helps manage risks and manage them efficiently. It is suitable for all types of businesses, as it supports a variety of functions. Ontoris offers ready-to-use module for immediate benefits, and is highly customizable to match specific enterprise requirements. This adaptability allows for the platform to change with changing regulations and organizational needs, enabling professionals and managers to quickly implement changes and optimize their processes. Ontoris provides businesses with the tools, flexibility, and support they need to stay ahead of an ever-changing regulatory landscape.

You have the option to choose a particular language or utilize the multilanguage functionality. With the multilanguage feature activated, all information will be shown in the language of the user's browser, making it easier for individuals from different nations to understand the contents of your banner, which ultimately promotes compliance. Cookies are small text files that websites save on your device while you browse online. Managed by your web browser, cookies are crucial for the proper functioning of websites. Nonetheless, it is vital to be aware that they can also retain considerable amounts of data that might identify you without your permission. As a result, various global regulations have emerged to safeguard our data and privacy, and websites pursuing CPRA cookie compliance are required to provide users with an opt-out option, allowing them to refuse consent for the use of cookies that collect and sell their personal information. Additionally, this transparency fosters trust between users and websites, emphasizing the importance of user control over personal data.

PHAWorks was developed using industry best practices and more than 30 years of experience with PHA software. The intuitive design of PHAWorks allows you to quickly get started on your work without the need for complicated setups and configurations. PHAWorks offers a variety tools to make data entry easy, whether you use previous study information or common entries. You can customize our many pre-made templates to meet your specific needs. Software updates are regularly provided with new features, enhancements and usability improvements based upon industry trends and your valuable feedback. You can import your previous PHAWorks 5 projects as well as files from other PHA programs. We are committed to educating and helping our users. All of our customers have access to live software training and support.

Intapp Employee Compliance streamlines the oversight of your firm's employees' financial interests and external engagements while ensuring alignment with internal ethical guidelines and documentation requirements. This solution assists professionals in adhering to both company and regulatory standards, simplifying the oversight process for compliance teams as they monitor individual activities. By equipping employees with intuitive tools, compliance with firm policies becomes more straightforward, allowing for the verification of information using standardized data and the identification of any discrepancies. The system automatically alerts employees about necessary actions and monitors their progress, facilitating timely responses and approvals through effective workflows and notifications. Additionally, it offers detailed histories that are valuable for firm management and regulatory bodies. A centralized hub enables staff to manage and seek authorization for regulated activities efficiently, seamlessly integrating employee compliance with your current HR and trading platforms. To further enhance usability, it provides role-specific, centralized data views along with dynamic reporting capabilities that adapt to the needs of your organization.

Facilitate your organization's compliance with subject access requests seamlessly by utilizing our customizable request form and management solution. Each Data Transparency account is equipped with its own distinct instance of a dedicated request form, ensuring a tailored experience. This system alleviates the workload of your employees and shields them from potential liability associated with requests that may be misdirected, mishandled, or lost. By employing your data transparency request form, you automatically gather the requestor's information and the specifics of their request, significantly reducing unnecessary communication and enabling your team to focus on their core responsibilities. All essential data required to process a request is collected upfront, which not only saves time but also minimizes potential risks. Additionally, you can request further information and dispatch results directly through the app. Designed meticulously to conform to existing laws and regulations, this solution features robust record-keeping of actions taken by your team, ensuring complete accountability and transparency. With this system in place, your organization can enhance efficiency and maintain compliance effortlessly.

Corlytics stands out as a premier provider of regulatory risk intelligence on a global scale, assisting financial institutions, regulatory bodies, and advisors in their compliance efforts through insightful data analysis. Based in Dublin, Ireland, with additional offices in major cities like London, New York City, Boston, and Sydney, the firm specializes in regulatory monitoring, taxonomy mapping, and consultancy services designed to optimize compliance workflows. By fusing legal knowledge with sophisticated data analytics, Corlytics offers practical intelligence that empowers organizations to adeptly navigate intricate regulatory environments. Their commitment to innovation drives the continuous development of advanced solutions that aid financial entities in risk mitigation and maintaining compliance with regulatory standards. Furthermore, Corlytics’ proactive approach ensures that clients are not just compliant but are also ahead in understanding future regulatory changes.

Infobelt assists businesses in navigating the intricate and ever-evolving regulatory environment efficiently. By implementing advanced systems and policies, Infobelt significantly mitigates the chances of non-compliance while enhancing the management and governance of regulated records. Moreover, it lowers data management expenses by optimizing processes and adopting cutting-edge technologies. The solutions provided by Infobelt empower decision-makers with essential tools and insights, ultimately boosting organizational performance and enhancing competitiveness in the market. Their products seamlessly integrate with existing platforms, ensuring straightforward maintenance without any unforeseen upgrade expenses. Furthermore, Infobelt’s platform encourages proactive engagement among teams through organized task workflows and user attestations. Users can also benefit from an extensive compliance library that consolidates in-depth regulations from various regulatory bodies, making it easier to stay informed and compliant. This comprehensive approach not only simplifies compliance management but also fosters a culture of continuous improvement within organizations.

Winaim ensures that your compliance obligations are met consistently by linking your suppliers, partners, and regulatory bodies. Your organization possesses essential systems and processes that form an internal framework illustrating the current state of your operations, referred to as your internal enterprise. Winaim enhances this framework, transforming it into a dynamic, outward-facing instrument. By gathering vital information and delivering real-time reports on interactions with customers, suppliers, regulators, and other third-party stakeholders, Winaim constructs your external map. This comprehensive visualization is known as your extended enterprise graph. Our committed team is dedicated to addressing the challenges of operational compliance, allowing businesses to concentrate on delivering superior services and products to their customers. Ultimately, we believe that by streamlining compliance, we empower organizations to thrive and innovate.

HooYu integrates various KYC technologies with a user-friendly UI/UX layer to streamline the customer onboarding process. By combining these elements, HooYu instills confidence in businesses that their customers are genuine. The platform is specifically designed to improve the KYC experience, ensuring effective customer onboarding. HooYu Identify offers a flexible service where clients can select from a diverse array of identity verification technologies tailored to their specific requirements. This customization enables them to create an optimal onboarding experience that balances the essential goals of compliance and user convenience. Additionally, HooYu guarantees the protection of your personal data and pledges to utilize it solely for account management and to fulfill the products and services you have requested. Ultimately, HooYu’s commitment to privacy and efficiency makes it a standout choice in the KYC landscape.

RegAlytics leverages innovative technology to collect and organize regulatory data, which is then enhanced by our team of regulatory specialists. Our platform is featured in the FINRA verified compliance vendor directory, serving a diverse clientele that includes major entities such as the New York Stock Exchange/Intercontinental Exchange, as well as smaller financial consulting and FinTech companies. We have frequently observed organizations caught off guard by unexpected fines or regulatory changes, leading them to incur substantial costs in their attempts to rectify these issues, only to face new penalties due to evolving regulations that they were unaware of. This insight drove us to create RegAlytics, providing risk and compliance teams with access to the most thorough and up-to-date stream of regulatory information available. Unlike other solutions that only track about 70-100 regulators and often come with high costs and usability challenges, our platform minimizes redundancy and streamlines the search for relevant updates. As a result, organizations can stay ahead of regulatory changes and mitigate risks more effectively.

Incisive Analytics Essentials Platform is a robust framework that manages low-code/no code, spreadsheets and open-source deployments. Concourse, the platform's core component, centralizes control, knowledge and management of analytic assets. This improves oversight. Users can quickly inventory assets in their network using features such as advanced search, discovery, and filter capabilities. Change management and continuous monitor functions ensure deployments are secure and compliant. Flexible asset management, alerting and notifications add additional layers of control. Our Xcellerator tool, which works alongside Concourse to ensure accuracy within traditional spreadsheets, is also available in Microsoft Excel. Incisive Analytics' Essentials is a valuable tool for organizations that want to navigate the complexity of modern data management, while maintaining a foundation based on accuracy, control, and compliance.

AuditDashboard's cloud-based platform revolutionizes the way professionals and their clients gather information by standardizing the collection process. By promoting collaboration through a dynamic PBC request list, it simplifies the tracking of outstanding items, ultimately enhancing the client experience. The software enhances efficiency by consolidating communication and document management, effectively breaking down information silos that hinder productivity. By saving time and maintaining organization, it ensures that all parties remain informed and aligned. Users across firms appreciate that the secure and user-friendly interface not only optimizes the document collection process for a seamless client experience but also transforms engagements into collaborative initiatives, keeping everyone focused on their tasks. Additionally, both firm and client users value their dashboards, which provide a comprehensive overview of completed tasks and outstanding items, allowing them to visualize the workload status for all involved. This clarity fosters a more cooperative working environment that benefits everyone engaged in the process.

The Compliance Manager GRC stands out as the first and only platform specifically designed for role-based Compliance Process Automation. It integrates features such as a user-friendly workflow engine, automated discovery of network and computer data, a comprehensive web-based management portal, as well as tools for generating and archiving compliance documents. Nearly all of the clients you assist are bound by at least one set of security or privacy regulations, and often more than that. For many organizations, navigating these compliance requirements can feel overwhelming, confusing, and incredibly frustrating. This scenario creates a significant opportunity for Managed Service Providers (MSPs) to step in and take charge of the compliance management process. As a result, your clients will experience a sense of relief, while you can enhance your recurring revenue through an additional, profitable service. While the market is filled with checklist products that outline tasks and necessary information for compliance, they often fall short in streamlining the overall management of compliance-related activities. It’s essential to recognize that a holistic approach can make a world of difference in how compliance is handled within organizations.

Audit Sight serves as an indispensable resource for both auditors and lenders in today's digital landscape. Our robust online platform empowers users with advanced capabilities for testing and transaction verification, all at their fingertips. Through our secure view-only integrations, you gain immediate access to your client's banking and accounting information, thereby removing the need for numerous PBC requests. This not only streamlines your workflow but also significantly enhances your client's experience by saving valuable time. By automating the examination of your client's detailed financial data using computer-assisted auditing methods, your team can redirect their efforts towards providing meaningful insights rather than manually entering data into spreadsheets. Audit Sight seamlessly integrates into your professional routine, revolutionizing client interactions and boosting engagement outcomes. Say goodbye to the tedious cycle of audit requests that cause unnecessary delays; once your client links their accounts, Audit Sight efficiently compiles all necessary bank, credit card, and accounting data to facilitate the required audit tests, ensuring a smoother process for everyone involved. The future of auditing is here, and it simplifies complexities while enhancing efficiency.

Streamline the entire survey process from inception to conclusion with a highly configurable and comprehensive survey management platform. It sets a benchmark for data collection through the utilization of machine learning and artificial intelligence technologies. Establish a powerful data warehouse capable of comprehensive reporting and analysis. Loss Control 360 serves as the central hub that connects core insurance systems, vendor survey organizations, and InsurTech entities, revolutionizing workflows across the global industry. The platform can automatically assign labels, pinpoint frequent hazards, extract relevant text, and offer insightful recommendations. Additionally, Loss Control 360 features a Client Portal Module that enables insured clients and agents to engage with a customizable online portal, delivering real-time insights into policy details. This level of interactivity fosters a controlled transparency that empowers both you and your clients to monitor every facet of loss control surveys, including service quality, impairment tracking, location oversight, and adherence to recommendations effectively. Furthermore, this innovative approach ensures that all parties are always informed and aligned throughout the survey lifecycle.

Revolutionary assessments for financial crime risks are essential for safeguarding your enterprise. These assessments form the bedrock of any compliance initiative aimed at combating financial crimes. Addressing issues such as money laundering, terrorist financing, bribery, corruption, and sanctions, Arctic Intelligence offers a comprehensive risk assessment tool designed to evaluate your organization's susceptibility according to international standards and FATF recommendations. Our innovative solutions tackle various challenges by delivering robust, data-driven insights and swiftly implementing a customized risk management program. Utilizing advanced technology, we can generate and showcase risk profiles across the entire organization, pinpointing high-risk areas along with any control deficiencies. Furthermore, our real-time reporting capability consolidates risk data for both specific business units and the organization as a whole, ensuring results that are accurate, consistent, and reliable. Ultimately, embracing such innovative financial crime risk assessments will empower your business to navigate the complex regulatory landscape with confidence.

GlobalSUITE Solutions applications simplify compliance with industry frameworks and promote adherence to best practices derived from a comprehensive collection of global standards and specific regulations. This solution enhances the management of your Security and Cybersecurity System by eliminating outdated manual processes that can hinder equipment efficiency. Clients can commence operations immediately, without the hassle of spending time on loading various compliance and risk catalogs, methodologies, and controls. Everything is set up to streamline processes, allowing you to concentrate on what truly matters—achieving your objectives. We also assist with a risk analysis that is flexible enough to fit any methodology, enabling you to conduct assessments using risk maps and automated dashboards. Furthermore, the system facilitates the creation of an automated adequacy plan with workflows that provide period comparisons and maintain a record of compliance history, ensuring you remain informed and proactive in your security practices. This comprehensive approach not only saves time but also enhances the overall effectiveness of your security measures.

A driver-focused applicant tracking system (ATS) designed to streamline candidate management, digitize onboarding paperwork, and facilitate recruitment campaigns is essential for modern businesses. Additionally, DOT compliance software aids in automating the management of driver qualifications, personnel records, drug and alcohol testing, and incident documentation. Furthermore, a driver training learning management system enables the execution of digital safety initiatives while monitoring driver performance. By implementing these solutions, companies can avoid the severe consequences of catastrophic legal judgments and eliminate the need for cumbersome filing cabinets. You can also gather any necessary forms or documents digitally via mass email or text messages, enhancing efficiency. The Department of Transportation (DOT) establishes a framework of regulations that dictate the qualifications and operations of commercial drivers, ensuring the safety of both professional and non-professional drivers. Compliance with these regulations is crucial for maintaining a safe driving environment across various transportation sectors.

CIMCON Software addresses the operational risks associated with end-user computing (EUC) files, which encompass issues like regulatory reporting inaccuracies, non-compliance, cyber threats, and fraud. These risks arise from various EUCs, including spreadsheets, models, Access databases, applications coded in languages such as VBScript, R, and Python, as well as self-service analytics platforms like Tableau and QlikView. Financial institutions heavily depend on EUC tools, such as Excel spreadsheets and scripts, to adapt swiftly to evolving market demands and regulatory changes. These applications are crucial for tasks ranging from financial modeling to accounting and ensuring adherence to regulatory standards, necessitating effective management. To aid in this, CIMCON Software provides solutions that compile a comprehensive inventory of all EUCs within an organization, pinpoint the most vital files, identify errors, visualize data dependencies, and ensure continuous monitoring and control of critical EUCs. By streamlining this process, organizations can significantly mitigate risks and enhance their operational efficiency.

In the wake of the financial crisis, corporate governance has become a primary concern, as legal disputes, regulatory challenges, bailouts, and public dissatisfaction have significantly undermined the trust of both corporations and investors, prompting a demand for enhanced transparency in governance practices. CGLytics assists corporations, institutional investors, financial entities, and consultancy firms in navigating the growing complexities associated with assessing and overseeing corporate governance risks and decision-making processes. We offer access to premium governance data, analytics, and actionable insights that empower stakeholders. Our user-friendly screening tools provide robust insights, increased transparency, and improved control to effectively tackle ESG risks. As the significance of Environmental, Social, and Governance (ESG) factors escalates, thorough examination of governance risks and opportunities has become crucial for investors wanting to maintain confidence in the management of their investments, thereby fostering a more resilient investment environment. Ultimately, leveraging these insights can help organizations not only comply with regulations but also build a more sustainable and responsible business model.

At EY, we have successfully introduced a significant level of digital innovation within the audit sector. By fully digitalizing the entire audit process, we have improved our approach to risk assessment, alleviated pressures on clients, and achieved operational advantages alongside higher-quality audits. EY Canvas stands out as the first completely online platform in the industry. Operating on the EY private cloud, it links our audit professionals with clients regardless of where the audit takes place. This platform enables our teams to efficiently navigate, coordinate, manage, and execute a consistent audit across the globe, no matter the size, complexity, or location of the engagement. Additionally, it allows us to respond to the changing expectations and requirements of businesses, regulators, and investors. The development of EY Canvas was aimed at ensuring auditors can concentrate on identifying and addressing risks effectively. Ultimately, it allows auditors to dedicate less time to administrative tasks and more time to the critical aspects of the audit that truly matter. This not only enhances the quality of our audits but also fosters a more collaborative relationship with our clients.

Our customs clearance technology caters to air, ocean, rail, and truck imports and exports, providing user-friendly applications that streamline the management of your entire import/export operations. Whenever you encounter questions, our expert support team, led by licensed customs brokers, is ready to assist you. Recognizing that not every filer operates the same way, SmartBorder offers a highly customizable and flexible solution tailored to the most intricate import requirements. Our commitment to our customers' success drives us to provide assistance in various forms, whether it's answering technical queries or guiding a client through their initial food entry process. With over 15 years of experience in developing and fine-tuning customs software, we proactively adapt to regulatory changes, ensuring your compliance is guaranteed. SmartBorder is purpose-built to enhance productivity and customs compliance for both low and high-volume brokers, carriers, and importers, and we continuously seek ways to innovate and improve our services to meet your evolving needs. Ultimately, our goal is to empower you to navigate the complex world of customs with confidence and efficiency.

EMS Healthcare Informatics offers a comprehensive suite of middleware software, user-friendly EDI tools, and tailored application development designed specifically for the healthcare sector. With a strong emphasis on HIPAA transaction sets, we aim to provide users with actionable business insights. Our clientele spans the entire United States, encompassing almost every segment of the healthcare industry, including providers, payers, and a wide range of third-party organizations. As a specialized firm in healthcare information technology, EMS delivers solutions for both financial and clinical electronic transactions, along with complete implementation and support services. Since our inception in 1996, we have been dedicated to addressing the needs of Healthcare Business and IT professionals. In addition to the EDI Power Tools Suite, which includes a variety of easily deployable software utilities, EMS also creates custom applications crafted to meet your specific requirements, whether they be one-off utilities or expansive enterprise solutions. Our commitment to innovation ensures that we stay at the forefront of healthcare technology advancements.

Certent provides a software solution designed to enhance the financial reporting procedures for businesses of all sizes. This online platform automates the entire reporting workflow, ensuring increased accuracy, adherence to regulatory requirements, and improved efficiency with every reporting cycle. By enabling seamless integration with the Microsoft Office Suite and various other data sources, Certent simplifies data management and organization. Users gain easy access to disclosure research spanning legal, accounting, investor relations, and business development. In addition, the platform offers an extensive library of accounting standards, rules, and regulations that can be searched in full text. Users can refine their searches across EDGAR, SEDAR, ASX, and HMRC using over 50 predefined criteria, such as industry sector, exchange, auditing firm, and filing date, and benefit from instant email alerts upon the publication of new filings. This comprehensive approach not only saves time but also empowers organizations to stay informed about critical regulatory changes and filing requirements.

Limited insight into your data can expose your organization to significant risks. 1touch.io leverages a distinctive network analytics strategy, integrating advanced machine learning and artificial intelligence techniques, along with unmatched accuracy in data lineage, to continuously uncover and catalog all sensitive and protected information into a PII Inventory and a Master Data Catalog. By automatically identifying and analyzing data usage and lineage, we eliminate the need for organizations to be aware of the existence or location of their data. Our sophisticated multilayer machine learning analytic engine enhances our capability to "interpret and comprehend" the data, seamlessly connecting all elements to create a comprehensive overview in both the PII Inventory and the Master Catalog. This process not only facilitates the discovery of both known and unknown sensitive data within your network, leading to immediate risk mitigation, but it also streamlines your data flow, allowing for a clearer understanding of data lineage and business processes, which is essential for meeting crucial compliance standards. By staying ahead of potential data vulnerabilities, organizations can better protect themselves in an increasingly complex regulatory landscape.

Our exclusive software solution efficiently tracks, oversees, and manages compliance with the rules and regulations set forth by the PPACA. The ACA Track system seamlessly connects with any payroll or benefits administration platform. We offer comprehensive modeling, compliance checks, and reporting services, including the critical 6055 and 6056 IRS reports. Designed specifically for applicable large employers ("ALE"), ACA Track's proprietary software assists organizations in fulfilling the requirements of the Affordable Care Act and IRS reporting mandates. Our commitment to employer reporting requirements has established ACA TRACK as a leader in both IRS reporting and State Individual Mandate reporting. The ACA TRACK system conveniently allows users to import pre-existing files formatted as required, or to connect their current datasets to the necessary column headers, job codes, coverage types, status codes, and both alpha and numeric data, which our system then consolidates into the mandated format. By simplifying the reporting process, we enable employers to focus on their core business while ensuring compliance.

QCsolver's cloud-based software is designed to help you manage qualifications and performance. All of your critical supplier data can be easily viewed with reminders to ensure that you never miss key dates or documents. We have customized solutions for your needs, from monitoring to automated date tracking to track expiration and renewals. Centralized Storage holds all related documentation and contracts. Our QCsolver portal and services will ensure daily visibility of potential risk. Risk monitoring and performance management result in improved supplier compliance. Automated processes reduce the time and burden associated with administrative tasks. Our unique supplier self-service program maintains critical data for transparency and oversight. Constant monitoring and feedback will enable you to avoid potential challenges.

We assist IT and engineering teams in minimizing the time spent managing personal data throughout their entire technology ecosystem. Our platform features secure integrations with popular applications and databases, facilitating the automation of personal data management across your complete IT framework. As regulations evolve, our privacy platform adapts accordingly, enabling you to concentrate on enhancing your core product’s features and developing a scalable IT infrastructure. With Soveren, you can stay ahead of the game by automating privacy compliance, preventing it from turning into an unmanageable risk and a drain on resources. We provide a secure and compliant storage and processing solution, ensuring that all data—including backups—remains within the EU. Stringent controls are in place to guarantee that client data is handled with utmost care and reasonable safeguards, creating a secure environment that effectively mitigates the risk of unauthorized access. This way, you can trust that your data management processes are not only efficient but also aligned with the highest standards of privacy compliance.

Enhance your audit procedures through automation to shorten the audit cycle, elevate team productivity, and strengthen relationships with clients using Audit Suite™. This innovative cloud-based platform consolidates and standardizes the audit documentation and PBC request processes. By implementing automated workflows and providing immediate visibility into the status of each request, your audits can be finalized more efficiently and with fewer complexities. Our user-friendly audit workflow solution streamlines the entire lifecycle of documentation requests, from initiation to completion, enabling your team to concentrate on activities that add value. Eliminate the hours wasted on emailing, as Audit Suite™ will automatically inform all relevant custodians when new documentation requests are created, send gentle reminders, alert you of overdue tasks, and notify you when support has been received. Additionally, the Audit Suite™ portal grants both your team and clients easy access to the current status of all PBC requests, all within a single, centralized hub, ensuring transparency and improving collaboration throughout the audit process. Ultimately, embracing this technology empowers your team to perform audits more effectively and fosters a more positive experience for clients.

The AuditPRO solution offers a comprehensive framework for organizations to effectively manage compliance and associated risks from the initial identification of an issue through to its resolution and beyond. With a mobile client that supports both iOS and Android platforms, it enables a seamless BYOD deployment without incurring extra hardware expenses. Say goodbye to traditional paper checklists; the user-friendly smart forms significantly enhance the productivity of auditors and inspectors. There’s no need for form development, as AuditPRO's Guided Forms are crafted and continuously updated by our Environmental, Health, and Safety (EHS) experts, who draw on years of expertise. Additionally, these forms require no prior EHS experience, delivering professional EHS insights while automatically connecting users to relevant regulatory citations, industry best practices, or customer policies. The system allows for selective entry, organized by topic, enabling seasoned staff to concentrate on specific areas of interest. Moreover, it features built-in help topics that provide self-guided, interactive assistance to users at any stage of the process. This ensures that every user, regardless of experience level, can navigate the system effectively and with confidence.

Compliance is not solely the responsibility of one individual; it requires a collective effort from the entire company. We recognize the challenges that arise when numerous task owners are spread across various teams. Klir facilitates seamless information sharing throughout the utility, ensuring that no tasks fall through the cracks, even when team members are unavailable. For far too long, those in the water management sector have been burdened with outdated and unattractive software, often adapted from unrelated industries. With Klir’s user-friendly and contemporary software, users experience a remarkable transformation overnight. Klir™ is equipped with all the relevant regulations impacting your utility, along with straightforward tools to customize the platform according to local regulations. It serves as a comprehensive software solution for all essential tasks, workflows, and data required for daily compliance responsibilities. This eliminates the need for expensive outsourced integration services. Users can easily add new forms or workflows themselves, thanks to intuitive point-and-click form builders and workflow management tools, empowering them to take control of their processes. This approach not only enhances efficiency but also fosters a sense of ownership and capability among the team.

Provide your board directors with tailored and precise reporting that enables them to fulfill their fiduciary responsibilities effectively. Utilizing Broadridge data, you can gain profound insights into competitors, allowing for a more representative selection of peer groups and enhanced understanding of trends within the fund industry, ultimately helping you position your funds to advocate for fee increases. You will acquire fund performance, portfolio, and expense data that comply with regulatory and compliance standards for board reports. Custom peer groups reveal avenues for improving margins and maximizing growth potential. By merging personalized insights with exceptional expertise, your board reports can achieve a higher standard. Our consulting teams leverage data from Morningstar, Lipper, and exclusive Broadridge resources to provide comprehensive coverage of fund expenses, performance, and portfolios, as well as tailored peer groups. These insights are then used to uncover trends in the fund industry, enabling the creation of detailed and professional-grade board reports. Moreover, Broadridge collaborates with top industry data providers to ensure clients receive information that is directly sourced from the firms themselves, enhancing the quality and reliability of the reports. This partnership not only strengthens your reporting capabilities but also empowers your board to make informed decisions based on the most relevant and current data available.

Focus is a central tool that improves model governance transparency, efficiency, effectiveness, and transparency. Focus helps you to adhere to the best practices for regulatory requirements in a controlled and systematic way. To ensure you are on the right track, define and follow policy and processes. Keep detailed records, report and remediate to ensure that you do not forget. It allows for easy, controlled access of all models, reports, documents, and up-to-the minute status, tasks, and actions dashboards. This facilitates better prioritization, resource planning, and a single, practical solution. - Model dependencies, taxonomy and defined data - Centralised model inventory - Model risks identified and remediation plans tracked - Model lifecycle events, workflow management - Full audit trail, tracking, and reporting - User configurable reporting/querying - Flexibility in implementation

We provide exceptional tools designed to automate and enhance compliance and risk management for a variety of financial institutions including banks, credit unions, and financial advisors, as well as broker-dealers and collection agencies. Clients who utilize online services often seek a SOC2 review, and even if they do not explicitly demand it, having a comprehensive and meticulously documented compliance program will bring peace of mind to your team and board. Our solutions assist healthcare organizations in evaluating their adherence to HIPAA regulations, managing essential policies to maintain compliance, and conducting regular assessments to ensure continued conformity. Our suite of risk assessment tools simplifies the intricate task of documenting your organization’s current risk profile in relation to pertinent risk frameworks such as SOC2, HIPAA, or applicable regulatory standards. Furthermore, alongside our consulting offerings, our hosted ODP software now boasts an array of advanced features that significantly bolster the effectiveness of your compliance program, ensuring you are well-equipped to navigate today’s complex regulatory landscape. Ultimately, investing in these tools not only enhances operational efficiency but also reinforces your commitment to maintaining high standards of compliance.

As data's value and volume continue to surge at an unprecedented rate, the significance of data protection has transformed into a critical concern for executives, becoming a potential competitive advantage rather than just a regulatory obligation. In the absence of a robust and effective data management strategy, organizations face ongoing challenges related to data protection, which could jeopardize their reputation at any moment. Companies are under mounting pressure from both regulators and the marketplace to enhance their approaches to collecting, utilizing, storing, and disposing of personal information (PI). Moreover, the relevance of data protection will grow even further as emerging technologies such as the Internet of Things (IoT) and Big Data yield vast amounts of new data and insights. To address these enterprise challenges, Infosys Enterprise Data Privacy Suite (iEDPS) assists organizations in safeguarding their sensitive information while ensuring compliance with global regulatory frameworks, including HIPAA, PIPEDA, GLBA, ITAR, and others. As the landscape of data privacy continues to evolve, businesses must prioritize their data strategies to remain competitive and trustworthy in the eyes of consumers and regulators alike.