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Average Ratings 0 Ratings
Description
                    Our proprietary technology serves as a scalable solution for regulatory needs, widely adopted by numerous firms. To date, we have successfully processed and reported over 4.5 billion entries while assisting more than 100 legal entities. This technology is crafted to enable firms to navigate their regulatory reporting obligations effectively, ensuring compliance with the necessary requirements. Financial institutions, service providers, and corporations face strict demands from regulators to deliver precise and timely data to trade repositories, approved reporting mechanisms, and national authorities. The Point Nine team recognizes the complexities involved in this process. We aim to alleviate this burden by providing an efficient, reliable, and comprehensive end-to-end service paired with state-of-the-art technology. Point Nine adeptly processes data from diverse sources, encompasses all asset classes, and translates and submits reports to trade repositories in the mandated formats, while also managing acknowledgment messages. By leveraging our solution, firms can enhance their operational efficiency and reduce the risk associated with regulatory compliance.
                
            
        
            Description
                    Break down your regulatory and contractual responsibilities into specific tasks that can be assigned and effectively monitored using interactive dashboards. Explore each business sector to pinpoint areas of vulnerability, then categorize potential risks and develop strategies to mitigate them. Oversee IT system risks by conducting user access reviews and managing contract renewals diligently. Establish your corporate framework and maintain comprehensive records of all legal and corporate communications with regulatory bodies. Monitor your licensing obligations along with statutory and regulatory reporting using a unified system. Keep meticulous records of any incidents, complaints, and breaches that may arise. Utilize this data to identify significant business risks and implement necessary changes. Ensure all existing controls operate effectively by employing compliance assurance checklists for validation. Gain a deeper understanding of your obligations and delineate the scope of work necessary for your organization's compliance framework. By taking these proactive steps, you can foster a culture of accountability and transparency throughout the organization.
                
            
        
            API Access
            
                Has API
            
            
        
        
    
                API Access
            
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                Integrations
            
                
    Amazon Web Services (AWS)
            
            
        
        
    
        
        
            
                
    LexisNexis AML Insight
            
            
        
        
    
        
        
            
                
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    Salesforce
            
            
        
        
    
                
            Integrations
            
                
    Amazon Web Services (AWS)
            
            
        
        
    
        
        
            
                
    LexisNexis AML Insight
            
            
        
        
    
        
        
            
                
    Pento 
            
            
        
        
    
        
        
            
                
    Salesforce
            
            
        
        
    
                
            Pricing Details
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            Pricing Details
        $10 per month
        
    
    
    
        
        
            
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            Deployment
            
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                Customer Support
            
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                Live Rep (24/7)
            
            
        
        
    
        
        
            
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                Live Rep (24/7)
            
            
        
        
    
        
        
            
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                Vendor Details
Company Name
Point Nine
Founded
2009
Country
Germany
Website
www.p9dt.com/regulatory-reporting/
Vendor Details
Company Name
crlHorizon
Country
Australia
Website
www.clrhorizon.com
Product Features
Product Features
Compliance
                                        Archiving & Retention
                                        
                                    
                                    
                                    
                                        Artificial Intelligence (AI)
                                        
                                    
                                    
                                    
                                        Audit Management
                                        
                                    
                                    
                                    
                                        Compliance Tracking
                                        
                                    
                                    
                                    
                                        Controls Testing
                                        
                                    
                                    
                                    
                                        Environmental Compliance
                                        
                                    
                                    
                                    
                                        FDA Compliance
                                        
                                    
                                    
                                    
                                        HIPAA Compliance
                                        
                                    
                                    
                                    
                                        ISO Compliance
                                        
                                    
                                    
                                    
                                        Incident Management
                                        
                                    
                                    
                                    
                                        OSHA Compliance
                                        
                                    
                                    
                                    
                                        Risk Management
                                        
                                    
                                    
                                    
                                        Sarbanes-Oxley Compliance
                                        
                                    
                                    
                                    
                                        Surveys & Feedback
                                        
                                    
                                    
                                    
                                        Version Control
                                        
                                    
                                    
                                    
                                        Workflow / Process Automation
                                        
                                    
                            
                        Risk Management
                                        Alerts/Notifications
                                        
                                    
                                    
                                    
                                        Auditing
                                        
                                    
                                    
                                    
                                        Business Process Control
                                        
                                    
                                    
                                    
                                        Compliance Management
                                        
                                    
                                    
                                    
                                        Corrective Actions (CAPA)
                                        
                                    
                                    
                                    
                                        Dashboard
                                        
                                    
                                    
                                    
                                        Exceptions Management
                                        
                                    
                                    
                                    
                                        IT Risk Management
                                        
                                    
                                    
                                    
                                        Internal Controls Management
                                        
                                    
                                    
                                    
                                        Legal Risk Management
                                        
                                    
                                    
                                    
                                        Mobile Access
                                        
                                    
                                    
                                    
                                        Operational Risk Management
                                        
                                    
                                    
                                    
                                        Predictive Analytics
                                        
                                    
                                    
                                    
                                        Reputation Risk Management
                                        
                                    
                                    
                                    
                                        Response Management
                                        
                                    
                                    
                                    
                                        Risk Assessment