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Average Ratings 0 Ratings

Total
ease
features
design
support

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Write a Review

Description

OtterBlotter serves as a comprehensive tool designed for broker-dealers to facilitate the review of post-trade sales supervision. By employing adjustable trade-review criteria, it effectively identifies potential discrepancies in trades that have been executed, thereby offering a structured quantitative analysis to enhance the qualitative assessments conducted by a firm's supervisory team. Compliance personnel can leverage the flagged concerns for further investigation and generate reports alongside necessary documentation to support supervisory processes. This innovative solution is specifically aimed at analyzing trade blotter information after transactions are completed. Its target users consist of broker-dealers and clearing firms, including those operating in the retail sector, and the system's rules are adaptable to meet various firms' specific review requirements. OtterBlotter is available as a live online platform, enabling teams to efficiently perform post-trade assessments. Notably, while the tool aids in the review process, firms remain accountable for their supervisory judgments and the maintenance of relevant records. This ensures that organizations can customize their supervisory practices while utilizing OtterBlotter for enhanced oversight.

Description

Regulatory obligations have not only become burdensome but are also expanding, with new laws becoming increasingly intricate. This rise in complexity has intensified the demands placed on compliance departments, resulting in higher costs and a greater need for qualified personnel. As budgets continue to swell year after year, there is a pressing need to justify these expenses, leading organizations to focus on identifying potential areas for cost reduction. Additionally, recent regulatory changes have heightened the urgency for financial services companies to actively monitor and recognize suspicious behavior, market manipulation, and financial wrongdoing. SteelEye's Trade Surveillance solution, which is adaptable across various asset classes, provides extensive coverage of numerous market abuse scenarios and behaviors, thus allowing firms to enhance their risk detection capabilities, improve oversight, and consistently prove their compliance efforts. By leveraging such tools, organizations can better navigate the evolving regulatory landscape while maintaining efficiency.

API Access

Has API No 

API Access

Has API No 

Screenshots View All

No images available

Screenshots View All

Integrations

Symphony No 

Integrations

Symphony Yes 

Pricing Details

No price information available.
Free Trial Yes 
Free Version No 

Pricing Details

No price information available.
Free Trial No 
Free Version No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Customer Support

Business Hours Yes 
Live Rep (24/7) No 
Online Support Yes 

Customer Support

Business Hours Yes 
Live Rep (24/7) No 
Online Support Yes 

Types of Training

Training Docs Yes 
Webinars No 
Live Training (Online) Yes 
In Person Yes 

Types of Training

Training Docs Yes 
Webinars Yes 
Live Training (Online) Yes 
In Person No 

Vendor Details

Company Name

GreenFlow Technology, Inc.

Founded

2009

Country

United States

Website

www.greenflowtech.com

Vendor Details

Company Name

SteelEye

Founded

2017

Country

United Kingdom

Website

www.steel-eye.com

Product Features

Product Features

eDiscovery

Case Analytics No 
Compliance Management No 
Discussion Threads No 
Document Indexing No 
Document Tracking No 
Full Text Extraction No 
Keyword Search No 
Metadata Extraction No 
Topic Clustering No 

Alternatives

Alternatives

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