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Description
The Compliance Suite platform is a versatile and innovative technology solution designed to facilitate the preparation and submission of various regulatory forms, including the Securities and Exchange Commission’s Form N-PORT, Form N-CEN, Form N-MFP, and Form PF, along with other filing obligations such as Annex IV of AIFMD and CFTC, and NFA Form CPO-PQR. Additionally, it offers comprehensive tools for risk management, performance monitoring, and managing pipeline and relationships within the asset management sector. This user-friendly and scalable solution delivers the adaptability needed to navigate today’s fast-paced business, risk, and regulatory environments. The architecture of Compliance Suite allows for customization, enabling the system to be utilized for purposes beyond just regulatory filings. Furthermore, it serves as a data repository for internal risk assessment and investor reporting, while also featuring a customizable dashboard and fund performance charting capabilities to enhance user experience. Ultimately, this platform empowers asset managers to streamline compliance processes and improve operational efficiency.
Description
PROtect Software offers a robust range of adaptable software solutions tailored to address the varied requirements of organizations in the realms of regulatory compliance and asset integrity management. Its Regulatory and Compliance Software, crafted by experts in EHS and business leadership, consolidates the oversight of regulatory duties including permits, reporting, audits, incident management, key performance indicators, corrective actions, and training initiatives. By streamlining compliance processes with features like dashboards, compliance calendars, and centralized regulatory data, it empowers organizations to navigate changing regulations effectively while boosting operational productivity and reducing risks. Additionally, PROtect’s Enterprise Risk Management platform provides a unified access point for online resources, featuring an executive management dashboard that highlights essential metrics and outstanding corrective action items, further supporting informed decision-making. This comprehensive approach ensures that organizations can maintain a proactive stance in their compliance efforts.
API Access
Has API
API Access
Has API
Integrations
ABBYY Mobile Capture
AWS GovCloud
Cevinio
Duvo.ai
LivePreso
MySQL Workbench
OpenText Core Share
Oracle Audience Segmentation
Oracle Digital Assistant
Oracle Partner Relationship Management
Integrations
ABBYY Mobile Capture
AWS GovCloud
Cevinio
Duvo.ai
LivePreso
MySQL Workbench
OpenText Core Share
Oracle Audience Segmentation
Oracle Digital Assistant
Oracle Partner Relationship Management
Pricing Details
No price information available.
Free Trial
Free Version
Pricing Details
No price information available.
Free Trial
Free Version
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Vendor Details
Company Name
Deloitte
Founded
1845
Country
United Kingdom
Website
www2.deloitte.com/content/dam/Deloitte/us/Documents/risk/us-risk-financial-technology-compliance-suite.pdf
Vendor Details
Company Name
PROtect LLC
Founded
2020
Country
United States
Website
protect.llc/service/software/
Product Features
Compliance
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation
Product Features
Risk Management
Alerts/Notifications
Auditing
Business Process Control
Compliance Management
Corrective Actions (CAPA)
Dashboard
Exceptions Management
IT Risk Management
Internal Controls Management
Legal Risk Management
Mobile Access
Operational Risk Management
Predictive Analytics
Reputation Risk Management
Response Management
Risk Assessment