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ease
features
design
support

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Description

The Compliance Suite platform is a versatile and innovative technology solution designed to facilitate the preparation and submission of various regulatory forms, including the Securities and Exchange Commission’s Form N-PORT, Form N-CEN, Form N-MFP, and Form PF, along with other filing obligations such as Annex IV of AIFMD and CFTC, and NFA Form CPO-PQR. Additionally, it offers comprehensive tools for risk management, performance monitoring, and managing pipeline and relationships within the asset management sector. This user-friendly and scalable solution delivers the adaptability needed to navigate today’s fast-paced business, risk, and regulatory environments. The architecture of Compliance Suite allows for customization, enabling the system to be utilized for purposes beyond just regulatory filings. Furthermore, it serves as a data repository for internal risk assessment and investor reporting, while also featuring a customizable dashboard and fund performance charting capabilities to enhance user experience. Ultimately, this platform empowers asset managers to streamline compliance processes and improve operational efficiency.

Description

The Risk Management Center by Novara is an innovative cloud solution that facilitates comprehensive management of risk, safety, and regulatory compliance for brokers, employers, and risk management professionals, enabling them to proactively identify, evaluate, mitigate, and document both operational and regulatory risks. By utilizing this platform, organizations can effectively lower claims and losses while also managing associated costs, thereby enhancing workplace safety and ensuring compliance with various regulations. This platform offers a cohesive set of tools that streamline the entire risk management process, including but not limited to facility inspections, tailored audits and surveys, behavior-based safety initiatives, incident reporting, safety observations, and management of safety data sheets. Ultimately, it aims to foster a culture of safety within organizations, preventing incidents and ensuring adherence to regulations set forth by bodies such as OSHA, DOL, EPA, HIPAA, and ADA, among others. Additionally, the comprehensive nature of the platform equips organizations to navigate the complexities of various regulatory landscapes effectively.

API Access

Has API

API Access

Has API

Screenshots View All

Screenshots View All

Integrations

AWS GovCloud
Agent Payments Protocol (AP2)
Appway Digital Banking
Cevinio
Infor Talent Science
MySQL Workbench
Novara Flex
OpenText Core Share
Oracle Audience Segmentation
Oracle Partner Relationship Management
Oracle Subscription Management
Oracle Unity Customer Data Platform
Orbiit
PlainID
RedShield
ServiceNow Integrated Risk Management
ThetaRay
TransferMate
Veritone Discovery

Integrations

AWS GovCloud
Agent Payments Protocol (AP2)
Appway Digital Banking
Cevinio
Infor Talent Science
MySQL Workbench
Novara Flex
OpenText Core Share
Oracle Audience Segmentation
Oracle Partner Relationship Management
Oracle Subscription Management
Oracle Unity Customer Data Platform
Orbiit
PlainID
RedShield
ServiceNow Integrated Risk Management
ThetaRay
TransferMate
Veritone Discovery

Pricing Details

No price information available.
Free Trial
Free Version

Pricing Details

No price information available.
Free Trial
Free Version

Deployment

Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook

Deployment

Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook

Customer Support

Business Hours
Live Rep (24/7)
Online Support

Customer Support

Business Hours
Live Rep (24/7)
Online Support

Types of Training

Training Docs
Webinars
Live Training (Online)
In Person

Types of Training

Training Docs
Webinars
Live Training (Online)
In Person

Vendor Details

Company Name

Deloitte

Founded

1845

Country

United Kingdom

Website

www2.deloitte.com/content/dam/Deloitte/us/Documents/risk/us-risk-financial-technology-compliance-suite.pdf

Vendor Details

Company Name

Novara

Country

United States

Website

novara.com/risk-management-center/

Product Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Product Features

Risk Management

Alerts/Notifications
Auditing
Business Process Control
Compliance Management
Corrective Actions (CAPA)
Dashboard
Exceptions Management
IT Risk Management
Internal Controls Management
Legal Risk Management
Mobile Access
Operational Risk Management
Predictive Analytics
Reputation Risk Management
Response Management
Risk Assessment

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