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Description
COMPLY is an enterprise-grade regulatory compliance platform that future-proofs financial services firms against operational and regulatory risks. It integrates advanced compliance tools with expert advisory services, enabling firms to manage regulatory filings, conduct program reviews, and maintain real-time oversight of compliance activities. The platform is built to serve a wide spectrum of financial institutions, including private funds, broker-dealers, RIAs, and investment banks. Managed services free compliance officers from administrative burdens, allowing them to focus on strategic and high-impact activities. COMPLY offers customizable workflows, automated alerts, and comprehensive reporting to ensure timely and accurate compliance actions. Educational resources and industry events keep users informed on regulatory updates and best practices. With its combination of technology, services, and support, COMPLY functions as a true compliance partner rather than just a software vendor. This holistic approach enables firms to protect reputations, maintain client trust, and achieve operational efficiency.
Description
A straightforward, secure, and easily installable whistleblowing system tailored for small and medium-sized enterprises is now available. This anonymous reporting channel serves to pinpoint internal issues while ensuring compliance with legal standards. It is vital for adherence to penal and labor regulations, along with the European whistleblowing directive, ISO 37301, and UNE 19600. This platform facilitates anonymous reporting to fulfill the necessary legal obligations related to criminal, labor, and European whistleblowing compliance, becoming a requirement for businesses with over 50 staff members. With its cloud-based design, it is user-friendly and can be established within minutes, eliminating the need for technical expertise or additional infrastructure. By implementing this system, organizations can easily align with regulations while prioritizing information security in accordance with Spanish data protection laws. Fostering transparency among employees, clients, and suppliers is crucial, and this tool enables continuous improvement through feedback from the entire ecosystem, ultimately striving for operational excellence. Moreover, adopting this whistleblowing channel enhances a company’s reputation, demonstrating a commitment to ethical practices and accountability.
API Access
Has API
API Access
Has API
Integrations
No details available.
Integrations
No details available.
Pricing Details
No price information available.
Free Trial
Free Version
Pricing Details
€19 per month
Free Trial
Free Version
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Vendor Details
Company Name
COMPLY
Country
United States
Website
www.comply.com
Vendor Details
Company Name
DIGITAL PRODUCTS DEVELOPMENT
Founded
2020
Country
Spain
Website
ithikios.com
Product Features
Compliance
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation
Product Features
Whistleblowing
Access Controls / Permissions
Automated Routing
Compliance Management
Customizable Branding
Multi-Language Support
Real-Time Chat
Reporting / Analytics
Workflow / Process Automation