Average Ratings 0 Ratings
Average Ratings 4 Ratings
Description
COMPLY is an enterprise-grade regulatory compliance platform that future-proofs financial services firms against operational and regulatory risks. It integrates advanced compliance tools with expert advisory services, enabling firms to manage regulatory filings, conduct program reviews, and maintain real-time oversight of compliance activities. The platform is built to serve a wide spectrum of financial institutions, including private funds, broker-dealers, RIAs, and investment banks. Managed services free compliance officers from administrative burdens, allowing them to focus on strategic and high-impact activities. COMPLY offers customizable workflows, automated alerts, and comprehensive reporting to ensure timely and accurate compliance actions. Educational resources and industry events keep users informed on regulatory updates and best practices. With its combination of technology, services, and support, COMPLY functions as a true compliance partner rather than just a software vendor. This holistic approach enables firms to protect reputations, maintain client trust, and achieve operational efficiency.
Description
KoreInside is a digital infrastructure platform built to support compliance, transaction processing, and operational workflows within the private capital markets industry. The platform serves regulated intermediaries such as broker-dealers, transfer agents, and trusted advisors who require secure and compliant transaction management. KoreInside provides tools that facilitate the entire transaction lifecycle, including investor onboarding, securities compliance, settlement, disbursement, and reporting. By connecting multiple participants within the private market ecosystem, the platform helps improve coordination and transparency across complex transactions. Its infrastructure supports organizations ranging from banks and custodians to legal firms, accounting providers, and secondary market platforms. The platform is designed to address long-standing challenges associated with fragmented systems, high operational costs, and regulatory complexity. Firms can customize solutions to fit their business models while maintaining compliance with applicable securities regulations. KoreInside also enables organizations to strengthen investor confidence by improving visibility and operational consistency throughout the investment process. The platform helps participants operate more efficiently while supporting secure and compliant capital market activities.
API Access
Has API
No
API Access
Has API
No
Integrations
Canals
No
Pricing Details
No price information available.
Free Trial
No
Free Version
No
Pricing Details
$150 per month
Free Trial
Yes
Free Version
Yes
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
Yes
iPad App
Yes
Android App
Yes
Windows
No
Mac
No
Linux
No
Chromebook
No
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
No
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Types of Training
Training Docs
Yes
Webinars
Yes
Live Training (Online)
Yes
In Person
Yes
Types of Training
Training Docs
Yes
Webinars
Yes
Live Training (Online)
Yes
In Person
No
Vendor Details
Company Name
COMPLY
Country
United States
Website
www.comply.com
Vendor Details
Company Name
Kore Inc
Founded
2016
Country
United States
Website
kore.inc/
Product Features
Compliance
Archiving & Retention
Yes
Artificial Intelligence (AI)
No
Audit Management
Yes
Compliance Tracking
Yes
Controls Testing
No
Environmental Compliance
No
FDA Compliance
Yes
HIPAA Compliance
No
ISO Compliance
No
Incident Management
No
OSHA Compliance
No
Risk Management
Yes
Sarbanes-Oxley Compliance
No
Surveys & Feedback
No
Version Control
No
Workflow / Process Automation
No
Product Features
Board Management
Agenda Time Management
No
Approval Process Management
No
Board Assessment
No
Calendar Management
No
Collaboration
No
D&O Questionnaires
No
Document Management
No
Electronic Signature
No
For Nonprofits
No
Member Directory
No
Minutes Management
No
Polls / Voting
No
Role-Based Permissions
No
Roles and Terms
No
Single Sign On
No
Skills Tracking
No
Equity Management
Cap Table Management
Yes
Deal Management
Yes
Document Storage
No
ESOP Management
No
Financial Modeling
Yes
Options Management
Yes
Participant Portal
Yes
Portfolio Management
Yes
Private Equity
Yes
Public Equity
Yes
VSOP Management
No
Valuation Management
Yes
Vesting Management
Yes
Investment Management
Accounting Management
No
Benchmarking
No
Bonds / Stocks
Yes
Client Management
Yes
Commodities
No
Compliance Reporting
Yes
Data Import / Export
Yes
For Investment Advisors
Yes
For Investors & Traders
Yes
Fund Management
No
Modeling & Simulation
Yes
Payroll & Commissions
No
Performance Metrics
Yes
Portfolio Management
Yes
Risk Management
No
Investor Relations
Automated Reporting
No
Compliance Management
Yes
Custom Emails / Newsletters
Yes
Data Centralization
No
Deal & Acquisition Management
Yes
Document Creation
No
Document Management
No
Electronic Signature
No
IR Website Builder
Yes
Investor CRM
Yes
Investor Transactions / Valuations
Yes
Stock Portfolio Management
Billing & Invoicing
No
Client Management
No
Data Warehousing
No
For Investment Advisors
No
For Traders
No
Order Management
No
Portfolio Accounting
No
Portfolio Rebalancing
No
Risk Management
No
Tax Management
No
Technical Analysis
No
Wash Sale Detection
No
Virtual Data Room
Anonymity Management
No
Audit Trail
No
Collaboration
No
Data Protection
No
Data Storage Management
No
Document Tagging
No
Due Diligence Management
Yes
Procurement Management
No
Project Management
No
Role-Based Permissions
No
Secure Preview
No