Average Ratings 0 Ratings
Average Ratings 0 Ratings
Description
SurgeONE serves as a comprehensive cloud solution designed for compliance, cybersecurity, data integration, and AI governance specifically tailored for registered investment advisers, broker-dealers, and various regulated financial institutions. Its suite of compliance tools is engineered to assist organizations in preparing for audits, establishing written supervisory procedures, managing employee attestations, overseeing personal trading activities, reviewing marketing and electronic communications, maintaining regulatory calendars, and tracking issues. In terms of cybersecurity, SurgeONE offers features such as vendor due diligence, endpoint monitoring, risk dashboards, and the documentation of inspection evidence. The platform's data integration capabilities leverage over 110 adapters, enabling the aggregation of information from multiple financial systems into a centralized compliance data lake for enhanced reporting and analysis. Additionally, the AI governance tools empower firms to catalog and oversee their AI applications, implement policy checks, escalate issues for review, and preserve traceable records. This modular platform seamlessly blends software workflows with expert oversight from compliance and cybersecurity professionals, ensuring a robust framework for managing regulatory requirements. Ultimately, SurgeONE not only enhances operational efficiency but also strengthens the overall compliance posture of financial firms.
Description
money.net serves as a comprehensive, web-based platform designed for self-directed investors, providing essential market data and investment tools, as well as a robust financial infrastructure tailored for fintech companies and financial institutions. Individual investors can access real-time market quotes, create personalized watchlists, filter through various securities, and leverage interactive charts, technical analysis tools, news updates, and portfolio management features. For business clients, the platform allows for the integration of customized market data and investment experiences into their own services. The offerings for businesses encompass brokerage-as-a-service, account setup, trading operations, fund transfers, detailed reporting, compliance solutions, and access to financial data via REST and WebSocket APIs. money.net targets fintech platforms, registered investment advisers, banks, broker-dealers, wealth management firms, and other organizations that aim to enhance their clients' investment experiences or provide financial data. While the consumer platform is fully web-based, the business solutions can be tailored to meet the needs of institutional clients, ensuring a versatile approach to market engagement. This flexibility enables a wide range of institutions to efficiently meet their customers' investment and data needs.
API Access
Has API
No
API Access
Has API
Yes
Screenshots View All
No images available
Integrations
Microsoft Excel
No
Pricing Details
Pricing is scoped to the selected pillars and modules and the firm's deployment.
Free Trial
No
Free Version
No
Pricing Details
$9.98/month
Prime starts at $9.98/month, with an annual billing option. A free trial is available. Custom plans for financial firms include white-label platforms, APIs, and brokerage infrastructure and are quote-based. Exchange fees may apply to certain real-time data.
Free Trial
Yes
Free Version
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Customer Support
Business Hours
No
Live Rep (24/7)
No
Online Support
Yes
Types of Training
Training Docs
Yes
Webinars
Yes
Live Training (Online)
No
In Person
Yes
Types of Training
Training Docs
Yes
Webinars
No
Live Training (Online)
No
In Person
No
Vendor Details
Company Name
SurgeONE
Founded
2024
Country
United States
Website
www.surgeone.ai/
Vendor Details
Company Name
money.net
Country
United States
Website
www.money.net