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Description

Your reviewers should focus on working smarter rather than harder. Intelligent Supervision minimizes the "noise" for your review teams, allowing for quicker and more precise identification of compliance violations. An enhancement to Intelligent Supervision is Proofpoint NexusAI for Compliance, which leverages machine learning models to utilize previous reviewer decisions to significantly diminish low-value supervision content. Inadequate monitoring during the supervision process can delay regulatory responses. Intelligent Supervision addresses this challenge in three impactful ways: it uncovers bottlenecks, enhances teamwork, and increases efficiency to mitigate compliance risks. You gain access to comprehensive, visual reporting tools for all your archived materials. With actionable insights at your disposal, your firm is always prepared to safeguard itself. Furthermore, Intelligent Supervision ensures you are equipped to respond to regulatory audit inquiries swiftly and effectively, reinforcing your compliance strategy. This proactive approach not only streamlines the review process but also significantly bolsters your organization’s overall compliance posture.

Description

Break down your regulatory and contractual responsibilities into specific tasks that can be assigned and effectively monitored using interactive dashboards. Explore each business sector to pinpoint areas of vulnerability, then categorize potential risks and develop strategies to mitigate them. Oversee IT system risks by conducting user access reviews and managing contract renewals diligently. Establish your corporate framework and maintain comprehensive records of all legal and corporate communications with regulatory bodies. Monitor your licensing obligations along with statutory and regulatory reporting using a unified system. Keep meticulous records of any incidents, complaints, and breaches that may arise. Utilize this data to identify significant business risks and implement necessary changes. Ensure all existing controls operate effectively by employing compliance assurance checklists for validation. Gain a deeper understanding of your obligations and delineate the scope of work necessary for your organization's compliance framework. By taking these proactive steps, you can foster a culture of accountability and transparency throughout the organization.

API Access

Has API

API Access

Has API

Screenshots View All

Screenshots View All

Integrations

LexisNexis AML Insight
Salesforce

Integrations

LexisNexis AML Insight
Salesforce

Pricing Details

No price information available.
Free Trial
Free Version

Pricing Details

$10 per month
Free Trial
Free Version

Deployment

Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook

Deployment

Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook

Customer Support

Business Hours
Live Rep (24/7)
Online Support

Customer Support

Business Hours
Live Rep (24/7)
Online Support

Types of Training

Training Docs
Webinars
Live Training (Online)
In Person

Types of Training

Training Docs
Webinars
Live Training (Online)
In Person

Vendor Details

Company Name

Proofpoint

Founded

2002

Country

United States

Website

www.proofpoint.com/us/products/digital-communications-governance

Vendor Details

Company Name

crlHorizon

Country

Australia

Website

www.clrhorizon.com

Product Features

Product Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Risk Management

Alerts/Notifications
Auditing
Business Process Control
Compliance Management
Corrective Actions (CAPA)
Dashboard
Exceptions Management
IT Risk Management
Internal Controls Management
Legal Risk Management
Mobile Access
Operational Risk Management
Predictive Analytics
Reputation Risk Management
Response Management
Risk Assessment

Alternatives

Alternatives

Proofpoint Patrol Reviews

Proofpoint Patrol

Proofpoint
Predict360 Reviews

Predict360

360factors
Lawrbit Reviews

Lawrbit

Lawrbit Global Compliance Network