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Description
Nasdaq Trade Surveillance is an all-encompassing platform for compliance and surveillance across various markets, specifically crafted to assist financial institutions, exchanges, and regulatory bodies in the real-time monitoring of trading activities, enabling the identification of potential market abuse, manipulation, and violations of regulations across diverse asset classes, including equities, commodities, fixed income, OTC, and cryptocurrencies; it integrates trading and market data while offering over 300 pre-configured and customizable alert scenarios, such as insider trading and spoofing, alongside clear visual representations and tailored notifications that minimize false positives and enhance the efficiency of investigations. Moreover, it features advanced forensic tools like order book replay and interactive dashboards, allowing compliance teams to meticulously review transaction histories, while providing scalable solutions that evolve with changing market dynamics and regulatory requirements, in addition to offering flexible deployment options for rapid implementation and continuous updates to stay current with industry standards. This comprehensive approach ensures that firms can effectively safeguard their operations against illicit activities while maintaining adherence to regulatory mandates.
Description
Retail and trade companies are facing increasing scrutiny from customers, investors, NGOs, and regulatory bodies concerning product-related issues. Every day, there are concerns regarding product safety, the presence of banned substances, and energy consumption that fails to meet established standards. The landscape of regulations is growing ever more intricate, and as new technologies are introduced, products themselves are becoming more complicated. Failure to manage these challenges effectively may stifle growth and negatively impact financial outcomes. Therefore, it is essential for management to take control of these critical business aspects. ProductIP offers a Compliance Tracking System (CTS) designed to address these needs. By transforming complex regulatory data into an accessible, step-by-step process that begins with the product itself, companies can gain clarity. This approach enables businesses to ask the right questions of their suppliers and ensures that necessary documents are uploaded in an organized manner, rather than being exchanged haphazardly through emails. With such tools, companies can enhance compliance and streamline their operations.
API Access
Has API
API Access
Has API
Integrations
No details available.
Integrations
No details available.
Pricing Details
No price information available.
Free Trial
Free Version
Pricing Details
No price information available.
Free Trial
Free Version
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Vendor Details
Company Name
Nasdaq
Founded
1971
Country
United States
Website
www.nasdaq.com/solutions/fintech/nasdaq-trade-surveillance
Vendor Details
Company Name
ProductIP
Founded
2008
Country
Netherlands
Website
www.productip.com