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Description
HumanAudit is an AI governance and compliance documentation service that enables organizations to create audit-ready AI compliance materials much faster than traditional consulting engagements. The platform builds documentation tailored to an organization's AI systems while aligning deliverables with frameworks such as ISO/IEC 42001, the EU AI Act, NIST AI RMF, Microsoft SSPA, and related security requirements. Customers complete a structured intake process, after which HumanAudit produces core compliance artifacts including Statements of Applicability, Fundamental Rights Impact Assessments, AI inventories, risk registers, Annex IV technical documentation, and post-market monitoring plans. The service is designed to automate repetitive documentation work that often consumes dozens of consulting hours, allowing compliance teams to focus on review, governance decisions, and legal approval instead of document creation. HumanAudit also creates mapping matrices that connect evidence across multiple regulatory and procurement frameworks, helping organizations answer customer security questionnaires more efficiently. Deliverables are provided in editable formats along with structured outputs that simplify future updates and internal collaboration. The platform supports organizations managing AI governance, machine identity security, and vendor assurance activities through a unified documentation approach. HumanAudit also offers downloadable compliance toolkits for teams that prefer to complete documentation internally while providing a faster done-with-you engagement for organizations with tighter deadlines.
Description
RIA in a Box serves as a robust, all-encompassing compliance management solution specifically designed for Registered Investment Advisers (RIAs) to efficiently manage and monitor their regulatory responsibilities under both SEC and state laws. This platform integrates crucial compliance processes into a single, user-friendly interface, featuring a customizable compliance calendar and log that comes pre-filled with best practice recommendations. Additionally, it automates the registration and filing processes, including the preparation of essential documents such as Form ADVs and Codes of Ethics. The platform also provides extensive archiving of communications across various channels like email, social media, and websites, equipped with advanced filtering and review capabilities. Moreover, it supports a guided annual review process that complies with SEC Rule 206(4)-7, incorporates structured risk assessments linked to compliance policies, and offers oversight tools for monitoring employee activities, which include trading, outside business activities, and attestations. Furthermore, it includes a built-in cybersecurity compliance feature grounded in the NIST framework, ensuring that vendor due diligence is comprehensively addressed. This all-in-one solution empowers RIAs to maintain compliance more effectively than ever before.
API Access
Has API
API Access
Has API
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Integrations
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Integrations
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Pricing Details
$199
Free Trial
Free Version
Pricing Details
No price information available.
Free Trial
Free Version
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Vendor Details
Company Name
HumanAudit Inc.
Founded
2026
Country
United States
Website
humanaudit.ai/
Vendor Details
Company Name
COMPLY
Country
United States
Website
www.comply.com/products/ria-in-a-box/
Product Features
Product Features
Compliance
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation