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ease
features
design
support

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Description

HumanAudit is an AI governance and compliance documentation service that enables organizations to create audit-ready AI compliance materials much faster than traditional consulting engagements. The platform builds documentation tailored to an organization's AI systems while aligning deliverables with frameworks such as ISO/IEC 42001, the EU AI Act, NIST AI RMF, Microsoft SSPA, and related security requirements. Customers complete a structured intake process, after which HumanAudit produces core compliance artifacts including Statements of Applicability, Fundamental Rights Impact Assessments, AI inventories, risk registers, Annex IV technical documentation, and post-market monitoring plans. The service is designed to automate repetitive documentation work that often consumes dozens of consulting hours, allowing compliance teams to focus on review, governance decisions, and legal approval instead of document creation. HumanAudit also creates mapping matrices that connect evidence across multiple regulatory and procurement frameworks, helping organizations answer customer security questionnaires more efficiently. Deliverables are provided in editable formats along with structured outputs that simplify future updates and internal collaboration. The platform supports organizations managing AI governance, machine identity security, and vendor assurance activities through a unified documentation approach. HumanAudit also offers downloadable compliance toolkits for teams that prefer to complete documentation internally while providing a faster done-with-you engagement for organizations with tighter deadlines.

Description

RIA in a Box serves as a robust, all-encompassing compliance management solution specifically designed for Registered Investment Advisers (RIAs) to efficiently manage and monitor their regulatory responsibilities under both SEC and state laws. This platform integrates crucial compliance processes into a single, user-friendly interface, featuring a customizable compliance calendar and log that comes pre-filled with best practice recommendations. Additionally, it automates the registration and filing processes, including the preparation of essential documents such as Form ADVs and Codes of Ethics. The platform also provides extensive archiving of communications across various channels like email, social media, and websites, equipped with advanced filtering and review capabilities. Moreover, it supports a guided annual review process that complies with SEC Rule 206(4)-7, incorporates structured risk assessments linked to compliance policies, and offers oversight tools for monitoring employee activities, which include trading, outside business activities, and attestations. Furthermore, it includes a built-in cybersecurity compliance feature grounded in the NIST framework, ensuring that vendor due diligence is comprehensively addressed. This all-in-one solution empowers RIAs to maintain compliance more effectively than ever before.

API Access

Has API

API Access

Has API

Screenshots View All

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Screenshots View All

Integrations

No details available.

Integrations

No details available.

Pricing Details

$199
Free Trial
Free Version

Pricing Details

No price information available.
Free Trial
Free Version

Deployment

Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook

Deployment

Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook

Customer Support

Business Hours
Live Rep (24/7)
Online Support

Customer Support

Business Hours
Live Rep (24/7)
Online Support

Types of Training

Training Docs
Webinars
Live Training (Online)
In Person

Types of Training

Training Docs
Webinars
Live Training (Online)
In Person

Vendor Details

Company Name

HumanAudit Inc.

Founded

2026

Country

United States

Website

humanaudit.ai/

Vendor Details

Company Name

COMPLY

Country

United States

Website

www.comply.com/products/ria-in-a-box/

Product Features

Product Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Alternatives

Alternatives

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