Average Ratings 0 Ratings
Average Ratings 0 Ratings
Description
The FIS Trading Compliance Manager is an all-encompassing, web-driven solution for regulatory surveillance and compliance across multiple asset classes, aimed at assisting sell-side financial institutions in identifying, tracking, and addressing possible trading infractions throughout the entire order lifecycle by merging alerts with extensive market and client information. This innovative platform delivers comprehensive trade surveillance, regulatory reporting, and supervisory controls, facilitating daily reviews, post-trade evaluations, best execution assessments, and adherence to regulations such as RegNMS, RegSHO, and market manipulation statutes, while also accommodating data requests like Electronic Blue Sheets (EBS) and OATS. By providing a centralized, permission-based environment, it enhances oversight capabilities, minimizes risk, and reduces manual processes for firms. Furthermore, the system's ability to deliver a holistic perspective on order placements and trading behavior, combined with strong alert mechanisms and integrated data storage, empowers organizations to optimize their compliance workflows, elevate the quality of execution data, bolster management reporting, and diminish reputational risks in the process. Ultimately, this solution is essential for navigating the intricate landscape of trading compliance effectively.
Description
Rithmic prioritizes your trading needs, catering to both professional traders and those within proprietary trading firms by offering a trade execution software that boasts the low latency and high throughput capabilities previously accessible only to major trading firms and elite hedge funds. With R | API+™, you can create customized trading applications, deploy them on machines that are co-located with ours, and easily connect to our fully hosted multi-asset trade execution platform. Alternatively, you can choose to reserve a dedicated deployment for your exclusive use, whether in your own data center or within ours. Rithmic takes on the responsibility of operating and maintaining all software deployments on your behalf, ensuring a seamless experience. Administrators have the ability to establish risk limits, manage user and account activation, and document fill and cancel actions that occur outside the platform. Additionally, the system offers features such as trailing stops, brackets, and OCOs, along with customizable time, tick, volume, and price range bars to enhance your trading strategy. This comprehensive suite empowers traders with the tools necessary for efficient and effective market engagement.
API Access
Has API
API Access
Has API
Integrations
Investor/RT
R | Trader
StockSharp
TradeFuse
Pricing Details
No price information available.
Free Trial
Free Version
Pricing Details
No price information available.
Free Trial
Free Version
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Vendor Details
Company Name
FIS
Founded
1968
Country
United States
Website
www.fisglobal.com/products/fis-compliance-suite/fis-trading-compliance-manager
Vendor Details
Company Name
Rithmic
Website
yyy3.rithmic.com