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Average Ratings 0 Ratings
Description
The cybersecurity landscape presents significant challenges for Federal Departments and Agencies (D&As), but there are additional critical factors that must be considered to enhance their cybersecurity and privacy (CS&P) initiatives. These include the rising demands of federal CS&P-related regulatory frameworks, increased oversight, and the necessity for clear guidance. Additionally, there is a shift from a compliance-oriented mindset to one focused on comprehensive risk management, alongside mounting pressures from limited resources and budget constraints. To navigate this complex environment effectively, federal D&As should adopt CS&P programs that prioritize proactive engagement in cyberspace rather than mere reactive measures. CyberScale® offers a systematic methodology designed to improve the effectiveness and efficiency of an organization's CS&P programs, operations, and systems. It utilizes the NIST cybersecurity framework to identify and assess CS&P risks, thereby gauging the organization’s CS&P maturity. Furthermore, it plays a crucial role in managing and monitoring the mitigation of cybersecurity and privacy risks, ensuring that organizations remain resilient against evolving threats. Establishing such proactive measures is essential for fostering a robust defense against potential cyber incidents.
Description
RIA in a Box serves as a robust, all-encompassing compliance management solution specifically designed for Registered Investment Advisers (RIAs) to efficiently manage and monitor their regulatory responsibilities under both SEC and state laws. This platform integrates crucial compliance processes into a single, user-friendly interface, featuring a customizable compliance calendar and log that comes pre-filled with best practice recommendations. Additionally, it automates the registration and filing processes, including the preparation of essential documents such as Form ADVs and Codes of Ethics. The platform also provides extensive archiving of communications across various channels like email, social media, and websites, equipped with advanced filtering and review capabilities. Moreover, it supports a guided annual review process that complies with SEC Rule 206(4)-7, incorporates structured risk assessments linked to compliance policies, and offers oversight tools for monitoring employee activities, which include trading, outside business activities, and attestations. Furthermore, it includes a built-in cybersecurity compliance feature grounded in the NIST framework, ensuring that vendor due diligence is comprehensively addressed. This all-in-one solution empowers RIAs to maintain compliance more effectively than ever before.
API Access
Has API
API Access
Has API
Integrations
No details available.
Integrations
No details available.
Pricing Details
No price information available.
Free Trial
Free Version
Pricing Details
No price information available.
Free Trial
Free Version
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Vendor Details
Company Name
Criterion Systems
Country
United States
Website
criterion-sys.com/cyberscale/
Vendor Details
Company Name
COMPLY
Country
United States
Website
www.comply.com/products/ria-in-a-box/
Product Features
Product Features
Compliance
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation