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Description
Comma Compliance is an advanced compliance management solution designed for financial firms that need to monitor and archive communications across modern messaging platforms. It supports over 35 channels, including iMessage, WhatsApp, LinkedIn, Gmail, and Bloomberg, ensuring complete visibility into business communications. The platform uses AI-powered filtering to separate personal and business contacts, allowing employees to use their preferred apps without compromising privacy. Real-time policy enforcement detects and flags potential violations instantly, helping organizations stay compliant with SEC and FINRA regulations. Unlike legacy systems built for email, Comma Compliance is purpose-built for today’s communication landscape, capturing conversations where they actually happen. It eliminates the need for workarounds or forcing employees into outdated tools, improving adoption and accuracy. Automated archiving and audit-ready records ensure firms are prepared for regulatory scrutiny at any time. The platform also includes case management and policy processing features to streamline compliance workflows. With fast setup and minimal disruption, organizations can implement it quickly and start reducing risk immediately. Comma Compliance empowers compliance teams to proactively manage communication risks while maintaining operational efficiency.
Description
Is your team, your tools, and your facilities adhering to compliance standards? Stay informed about their compliance status and reduce your risk of liability. Elevate your ISO certification and audit processes! Utilizing Compliance Tracker shows your commitment to maintaining compliance. This user-friendly system simplifies the management of compliance issues, effectively reducing your liability. It features dashboards that provide insights into non-compliance across various categories such as organization, skill set, and geographic location. With robust compliance reporting, you can identify both current and potential compliance gaps. Additionally, customizable email alerts will notify you of any emerging compliance concerns. You can also monitor expenses related to training and the financial impact of non-compliance on your organization. Compliance Tracker keeps a record of Continuous Professional Development (CPD), incidents, and risks as needed. The Compliance Tracker dashboard provides a comprehensive overview of your organization's compliance landscape, ensuring you're always equipped with the information you need to stay compliant and mitigate risks. Moreover, it empowers you to make informed decisions and strategic improvements based on real-time data.
API Access
Has API
API Access
Has API
Screenshots View All
No images available
Pricing Details
$33/month
Free Trial
Free Version
Pricing Details
No price information available.
Free Trial
Free Version
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Vendor Details
Company Name
Comma Compliance
Founded
2025
Country
United States
Website
www.commacompliance.com
Vendor Details
Company Name
Compliance Systems
Founded
2016
Country
United Kingdom
Website
www.compliancesystems.co.uk
Product Features
Archiving
Access Control
Data Deduplication
Document Management
Email Archiving
Multimedia Archiving
Retention Management
Storage Management
Version Control
Web Archiving
eDiscovery
Email Archiving
Access Control
Backup Management
Compliance Management
Data Deduplication
Data Export
Encryption
Retention Management
Storage Management
Threat Protection
eDiscovery
Product Features
Compliance
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation