Average Ratings 0 Ratings
Average Ratings 0 Ratings
Description
COMPLY is an enterprise-grade regulatory compliance platform that future-proofs financial services firms against operational and regulatory risks. It integrates advanced compliance tools with expert advisory services, enabling firms to manage regulatory filings, conduct program reviews, and maintain real-time oversight of compliance activities. The platform is built to serve a wide spectrum of financial institutions, including private funds, broker-dealers, RIAs, and investment banks. Managed services free compliance officers from administrative burdens, allowing them to focus on strategic and high-impact activities. COMPLY offers customizable workflows, automated alerts, and comprehensive reporting to ensure timely and accurate compliance actions. Educational resources and industry events keep users informed on regulatory updates and best practices. With its combination of technology, services, and support, COMPLY functions as a true compliance partner rather than just a software vendor. This holistic approach enables firms to protect reputations, maintain client trust, and achieve operational efficiency.
Description
StarCompliance (Star) has been the trusted leader in compliance technology for more than 25 years, helping organizations around the globe reduce risk, manage conflicts of interest, and meet growing regulatory demands. Millions of users across 114 countries rely on Star to safeguard employees, protect reputations, and ensure accountability. The StarCompliance Enterprise platform delivers complete compliance coverage, overseeing personal account trading, securities, and digital assets, while also managing gifts, hospitality, outside business activities, and political donations. It incorporates incident management, MNPI oversight, and accountability regime support across jurisdictions such as the UK, Ireland, Australia, and Singapore. Configurable workflows, real-time analytics, and customizable dashboards equip compliance teams with actionable intelligence and the ability to proactively identify and address risks. The platform is designed to scale, offering multi-language and multi-currency capabilities, while its secure, cloud-ready architecture integrates with data platforms like Snowflake to deliver a comprehensive view of firm-wide risk. Star pairs its advanced technology with extensive client resources, training programs, and ongoing support to ensure long-term adoption and value. By combining global scale, deep expertise, and future-ready architecture, StarCompliance enables organizations to foster cultures of trust, transparency, and compliance.
API Access
Has API
API Access
Has API
Integrations
AC Policy Manager
LSEG Risk Intelligence
Moody's Analytics
Nasdaq eVestment
S&P Capital IQ Desktop
Snowflake
ThoughtSpot
Integrations
AC Policy Manager
LSEG Risk Intelligence
Moody's Analytics
Nasdaq eVestment
S&P Capital IQ Desktop
Snowflake
ThoughtSpot
Pricing Details
No price information available.
Free Trial
Free Version
Pricing Details
No price information available.
Free Trial
Free Version
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Vendor Details
Company Name
COMPLY
Country
United States
Website
www.comply.com
Vendor Details
Company Name
StarCompliance
Founded
1999
Country
United States
Website
www.starcompliance.com
Product Features
Compliance
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation
Product Features
Compliance
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation