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Average Ratings 0 Ratings
Description
COMPLY is an enterprise-grade regulatory compliance platform that future-proofs financial services firms against operational and regulatory risks. It integrates advanced compliance tools with expert advisory services, enabling firms to manage regulatory filings, conduct program reviews, and maintain real-time oversight of compliance activities. The platform is built to serve a wide spectrum of financial institutions, including private funds, broker-dealers, RIAs, and investment banks. Managed services free compliance officers from administrative burdens, allowing them to focus on strategic and high-impact activities. COMPLY offers customizable workflows, automated alerts, and comprehensive reporting to ensure timely and accurate compliance actions. Educational resources and industry events keep users informed on regulatory updates and best practices. With its combination of technology, services, and support, COMPLY functions as a true compliance partner rather than just a software vendor. This holistic approach enables firms to protect reputations, maintain client trust, and achieve operational efficiency.
Description
Cappitech is an innovative cloud-based platform focused on regulatory reporting and business intelligence, designed to streamline the processes of collecting, validating, enriching, reconciling, and submitting trade and transaction reporting data across various global frameworks and authorities. This system assists companies in meeting intricate compliance requirements such as EMIR, MiFID/MiFIR, SFTR, and other specific rules applicable to different jurisdictions, all from a single, secure, and scalable hub. It integrates seamlessly with data sources through APIs, file uploads, database connections, or standard file formats, ensuring precise matching of identifiers and reportable fields while proactively detecting discrepancies before they are submitted to regulators. Additionally, it features an intuitive dashboard that offers visibility into workflows, key performance indicators, and overall compliance status, thereby reducing the total cost of ownership through effective automation and rapid onboarding processes. Overall, Cappitech stands out as a comprehensive solution that not only simplifies compliance but also enhances operational efficiency for firms navigating the complexities of regulatory landscapes.
API Access
Has API
API Access
Has API
Integrations
No details available.
Integrations
No details available.
Pricing Details
No price information available.
Free Trial
Free Version
Pricing Details
No price information available.
Free Trial
Free Version
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Vendor Details
Company Name
COMPLY
Country
United States
Website
www.comply.com
Vendor Details
Company Name
S&P Global Market Intelligence
Country
United Kingdom
Website
www.cappitech.com
Product Features
Compliance
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation