Average Ratings 0 Ratings
Average Ratings 0 Ratings
Description
A centralized platform for integrating compliance within business operations across any team, tool, or process is essential for modern enterprises. Specifically designed for financial institutions, it empowers them to develop, tailor, and oversee regulatory controls across highly distributed teams while effectively steering the organization’s risk management strategy. Users can swiftly access intricate details regarding the decision trees and intelligent policies that form the foundation of their compliance frameworks. The Apiax View module allows for interaction with and examination of verified regulatory content, whether accessed through our platform or incorporated into internal systems, ensuring seamless integration. Furthermore, organizations can adapt regulatory insights to align with their specific language, organizational structure, and risk tolerance. With our user-friendly digitalization environment, experts can transform their knowledge into digital compliance rules, making this critical information readily available to all stakeholders. Additionally, by unlocking Rule View, users gain insight into the comprehensive characteristics of the regulatory components that underpin over 6,500 rulesets, enhancing their understanding of compliance requirements. This robust capability not only streamlines compliance processes but also promotes a culture of transparency and accountability within the organization.
Description
Pega refreshes its regulatory guidelines every quarter, drawing from a worldwide network of legal professionals, regulatory specialists, and policymakers who possess extensive knowledge of major regulatory bodies such as the SEC, OCC, FinCEN, CFTC, FINRA, HKMA, MAS, FCA, and ESMA. This system allows for swift responses to audit and regulatory issues using "look-back" capabilities that facilitate automated bulk case creation, routing, escalation, and ensuring the auditability of changes made to rules. Users can easily modify rules through a configuration process and promptly tackle any identified issues using a no-code rule management interface. Employing a rules-based framework enables the seamless onboarding of clients across various jurisdictions, business sectors, or product lines. Additionally, it allows for the integration of local regulatory mandates as required, ensuring that only the necessary extra information is gathered. This adaptability not only streamlines compliance but also enhances overall operational efficiency.
API Access
Has API
API Access
Has API
Integrations
Assetmax
Avaloq Core
Backbase
ByAllAccounts
CREALOGIX Digital Hub
Equifax Compliance Center
FINFOX Pro
Finacle
Finastra Essence
LSEG World-Check
Integrations
Assetmax
Avaloq Core
Backbase
ByAllAccounts
CREALOGIX Digital Hub
Equifax Compliance Center
FINFOX Pro
Finacle
Finastra Essence
LSEG World-Check
Pricing Details
No price information available.
Free Trial
Free Version
Pricing Details
No price information available.
Free Trial
Free Version
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Vendor Details
Company Name
Apiax
Country
United Kingdom
Website
www.apiax.com/platform/
Vendor Details
Company Name
Pegasystems
Founded
1983
Country
United States
Website
www.pega.com/industries/financial-services/know-your-customer
Product Features
Compliance
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation